DAIS ANALYTIC CORPORATION UNDERWRITER WARRANT _______ shares of Common StockUnderwriter Warrant • May 26th, 2011 • Dais Analytic Corp • Miscellaneous manufacturing industries • New York
This UNDERWRITER WARRANT (this “Warrant”) of Dais Analytic Corporation, a corporation duly organized and validly existing under the laws of the State of New York (the “Company”), is being issued pursuant to that certain Underwriting Agreement, dated as of _______, 2011 (the “Underwriting Agreement”), between the Company and MDB Capital Group, LLC (the “Underwriter”) relating to a firm commitment public offering (the “Offering”) of _______ shares of common stock, $0.01 par value per share, of the Company (the “Common Stock”) underwritten by the Underwriter.
DAIS ANALYTIC CORPORATION UNDERWRITING AGREEMENTUnderwriting Agreement • October 13th, 2011 • Dais Analytic Corp • Miscellaneous manufacturing industries • New York
The undersigned, Dais Analytic Corporation, a New York corporation (the “Company”), hereby confirms its agreement with MDB Capital Group, LLC (hereinafter referred to as “you” (including its correlatives) or the “Underwriter”) as follows:
UNDERWRITING AGREEMENT between DAIS ANALYTIC CORPORATION and MDB CAPITAL GROUP, LLC as UnderwriterUnderwriting Agreement • May 26th, 2011 • Dais Analytic Corp • Miscellaneous manufacturing industries • New York
The undersigned, Dais Analytic Corporation, a New York corporation (the “Company”), hereby confirms its agreement with MDB Capital Group, LLC (hereinafter referred to as “you” (including its correlatives) or the “Underwriter”) as follows:
EXECUTIVE COMPENSATION AGREEMENTExecutive Compensation Agreement • January 13th, 2012 • Dais Analytic Corp • Miscellaneous manufacturing industries • Florida
THIS EXECUTIVE COMPENSATION AGREEMENT (the “Agreement”) is made and entered into as of the 11th day of January 2012 (“Effective Date”) by and between DAIS ANALYTIC CORPORATION, a New York Corporation (“Company”), and TIMOTHY N. TANGREDI (“Executive”).
ContractDais Analytic Corp • May 16th, 2011 • Miscellaneous manufacturing industries • New York
THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”) OR ANY STATE SECURITIES LAWS AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF UNLESS REGISTERED UNDER THE SECURITIES ACT AND UNDER APPLICABLE STATE SECURITIES LAWS OR THE COMPANY SHALL HAVE RECEIVED AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY THAT REGISTRATION OF SUCH SECURITIES UNDER THE SECURITIES ACT AND UNDER THE PROVISIONS OF APPLICABLE STATE SECURITIES LAWS IS NOT REQUIRED.
EMPLOYMENT AGREEMENTEmployment Agreement • August 12th, 2020 • DAIS Corp • Miscellaneous manufacturing industries
THIS EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into as of August 17, 2015 (the “Effective Date”), by and between: (i) Dais Analytic Corporation, a Florida corporation (the “Company”) and (ii) Brian C. Johnson, an individual (hereinafter referred to as “Employee”). The Company and Employee may be referred to hereinafter individually as a “Party” and collectively as the “ Parties .
AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • May 26th, 2011 • Dais Analytic Corp • Miscellaneous manufacturing industries • Florida
THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into as of the 23rd day of May 2011 (“Effective Date”) by and between Dais Analytic Corporation, a New York Corporation (“Company”), and Timothy N. Tangredi (“Executive”).
ContractDais Analytic Corp • August 11th, 2008 • New York
THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT") OR ANY STATE SECURITIES LAWS AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF UNLESS REGISTERED UNDER THE SECURITIES ACT AND UNDER APPLICABLE STATE SECURITIES LAWS OR THE COMPANY SHALL HAVE RECEIVED AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY THAT REGISTRATION OF SUCH SECURITIES UNDER THE SECURITIES ACT AND UNDER THE PROVISIONS OF APPLICABLE STATE SECURITIES LAWS IS NOT REQUIRED.
ContractNon-Qualified Stock Option Agreement • August 11th, 2008 • Dais Analytic Corp • New York
Employee Non Disclosure and Non Compete AgreementEmployee Non Disclosure and Non Compete Agreement • October 16th, 2009 • Dais Analytic Corp • Miscellaneous manufacturing industries • Florida
AGREEMENT dated as of October 15, 2009 between Dais Analytic Corporation (“Company”), a New York corporation, having its principal place of business at 11552 Prosperous Drive, Odessa, Florida, 33556 and Judith Norstrud, who currently resides at 15837 Trackside Drive, Odessa, Florida 33556 (“Employee”).
DAIS ANALYTIC CORPORATION NONQUALIFIED STOCK OPTION AGREEMENTNonqualified Stock Option Agreement • February 14th, 2011 • Dais Analytic Corp • Miscellaneous manufacturing industries • Florida
AGREEMENT, made as of , 2010 (this “Agreement”), by and between DAIS ANALYTIC CORPORATION, a New York corporation, having offices at 11552 Prosperous Drive, Odessa, Florida 33556 (the “Company”), and , residing at (the “Optionee”). Capitalized terms not defined herein shall have the meanings ascribed thereto in the 2009 Plan.
CERTAIN PORTIONS OF THIS EXHIBIT HAVE BEEN REDACTED BASED UPON A REQUEST FOR CONFIDENTIAL TREATMENT AND FILED SEPARATELYWITH THE SECURITIES AND EXCHANGE COMMISSION.] NOTE AND WARRANT PURCHASE AGREEMENTNote and Warrant Purchase Agreement • July 6th, 2011 • Dais Analytic Corp • Miscellaneous manufacturing industries • New York
This NOTE AND WARRANT PURCHASE AGREEMENT, dated as of March 22, 2011, (this “Agreement”) is entered into by and between Dais Analytic Corporation, a New York corporation (“Company”), with its principal executive office at 11552 Prosperous Drive, Odessa, FL 33556, and Platinum-Montaur Life Sciences, LLC, a Delaware limited liability company with an address of 152 West 57th Street, 54th Floor, New York, NY 10019 (“Investor”).
UNDERWRITING AGREEMENT between DAIS ANALYTIC CORPORATION and MDB CAPITAL GROUP, LLC as Underwriter DAIS ANALYTIC CORPORATION UNDERWRITING AGREEMENTUnderwriting Agreement • September 19th, 2011 • Dais Analytic Corp • Miscellaneous manufacturing industries • New York
The undersigned, Dais Analytic Corporation, a New York corporation (the “Company”), hereby confirms its agreement with MDB Capital Group, LLC (hereinafter referred to as “you” (including its correlatives) or the “Underwriter”) as follows:
EXCLUSIVE DISTRIBUTION AGREEMENTExclusive Distribution Agreement • August 27th, 2009 • Dais Analytic Corp • Miscellaneous manufacturing industries • New York
EXCLUSIVE DISTRIBUTION AGREEMENT by and between Dais Analytic Corporation, a New York corporation (“Supplier”), 11552 Prosperous Drive, Odessa, FL USA, and Genertec America, Inc., a California corporation ("Distributor”), 805 Veterans Blvd., Suite 210, Redwood City, CA94063, USA
Subscription Agreement and Accredited Investor QuestionnaireDais Analytic Corp • August 11th, 2008 • Nevada
The Company is offering, on a private placement basis, common shares of its own issue (each being a “Share”) to eligible investors (each such an investor who subscribes to this issue by this document is hereinafter referred to as the “Subscriber”) at a subscription price of Fifty-Five Cents (U.S. $.55) per Share. The Company offers, and the Subscriber accepts, the Shares on the terms and conditions as set forth in this subscription agreement (the “Agreement”).
PATENT SECURITY AGREEMENTPatent Security Agreement • July 19th, 2012 • Dais Analytic Corp • Miscellaneous manufacturing industries • Illinois
This PATENT SECURITY AGREEMENT (this “Agreement”) is made on this 13th day of July, 2012 between Dais Analytic Corporation ("Debtor"), and holder of Secured Convertible Promissory Note dated July 13, 2012 ("Secured Party").
Employee Non Disclosure and Non Compete AgreementCompete Agreement • August 11th, 2008 • Dais Analytic Corp • Florida
WHEREAS, the Parties acknowledge Employee’s services as unique and important to the formulation of essential Company products and that to perform said services for Company Employee will need access to Company’s proprietary information; and
ContractAgreement • May 16th, 2011 • Dais Analytic Corp • Miscellaneous manufacturing industries • New York
This Agreement, dated May 12, 2011, by and between Dais Analytic Corporation (hereinafter referred to as “Company”), a New York corporation, having its principal place of business at 11552 Prosperous Drive, Odessa, FL 33556 and RBC Capital Markets Corporation- Custodian for Leonard Samuels IRA, a Minnesota corporation, with an address of 510 Marquette Avenue, M09-Alternative Investments, Minneapolis, MN 55402 (hereinafter referred to as “RBC”). Company and RBC are also both hereinafter referred to individually as “Party” and together as the “Parties”.
LOAN AND SECURITY AGREEMENTLoan and Security Agreement • June 28th, 2016 • Dais Analytic Corp • Miscellaneous manufacturing industries
THIS LOAN AND SECURITY AGREEMENT (the "AGREEMENT"), dated June 24, 2016 ("Effective Date"), is entered into by and between DAIS ANALYTIC CORPORATION, a New York corporation, with its principal place of business located at 11552 Prosperous Drive, Odessa, Florida 33556 ("Debtor") and Patricia Tangredi, who resides at 10416 Pontofino Circle, Trinity, Florida 34655 ("Secured Party").
FOURTH AMENDMENT TO PROMISSORY NOTE ISSUED DECEMBER 17, 2009Dais Analytic Corp • March 31st, 2011 • Miscellaneous manufacturing industries
THIS AMENDMENT (the “Amendment”) is made as of the 28th day of February, 2011 (the “Effective Date”), by and between Platinum -Montaur Life Sciences LLC, a Delaware limited liability company, with an address of 152 West 57th Street, 54th Floor, New York, N.Y. 10018 (“Holder”) and Dais Analytic Corporation having an office at 11552 Prosperous Drive, Odessa, Florida 33556 (“Maker”). (Each individually referred to herein as “Party” and together as “Parties”).
SHARE EXCHANGE AGREEMENTShare Exchange Agreement • December 31st, 2015 • Dais Analytic Corp • Miscellaneous manufacturing industries • New York
This SHARE EXCHANGE AGREEMENT (this "Agreement"), dated as of December 24, 2015 but effective as of December 1, 2015, is by and among Dais Analytic Corporation, a New York corporation ("Dais"), Open Systems Control, a California corporation (the "Shareholders"), and Synpower Corporation. Ltd., a Hong Kong corporation (the "Company"). Each of the parties to this Agreement is individually referred to herein as a "Party" and collectively as the "Parties."
REGISTRATION RIGHTS AGREEMENT dated as of _________,____ 200_ between CERTAIN PURCHASERS IDENTIFIED HEREIN and DAIS ANALYTIC CORPORATIONRegistration Rights Agreement • August 11th, 2008 • Dais Analytic Corp • New York
Registration Rights Agreement (this “Agreement”) dated as of _________, , 2007 by and among the purchasers listed on the signature pages hereto (the “Purchasers”) and DAIS ANALYTIC, a [New York] corporation (the “Company”).
AMENDMENT TO 2009 WARRANTDais Analytic Corp • May 16th, 2011 • Miscellaneous manufacturing industries
This AMENDMENT TO 2009 WARRANT is dated as of May 12, 2011, by and between Dais Analytic Corporation, a New York corporation (the “Company”), and RBC Capital Markets- Custodian for Leonard Samuels IRA (“RBC”).
AMENDMENT TO AMENDED AND RESTATED CONVERTIBLE PROMISSORY NOTEDais Analytic Corp • March 30th, 2012 • Miscellaneous manufacturing industries
This AMENDMENT TO THE AMENDED AND RESTATED CONVERTIBLE PROMISSORY NOTE is dated as of March 20, 2012, by and between Dais Analytic Corporation, a New York corporation (the “Company”), and Platinum-Montaur Life Sciences, LLC (“Platinum”), a Delaware limited liability company.
COMMERCIAL LEASE AGREEMENTCommercial Lease Agreement • August 11th, 2008 • Dais Analytic Corp • Florida
THIS LEASE AGREEMENT (“Lease”) is made and entered into this 18th day of March, 2005 by and between Ethos Business Venture, L.L.C., a Florida limited liability corporation (hereinafter referred to as "Landlord"), and Dais Analytic Corporation, whose address is 11552 Prosperous Drive, Odessa, Florida 33566 (hereinafter referred to as "Tenant"). Landlord and Tenant are referred to herein individually as “Party” and collectively as the “Parties”.
SECOND AMENDMENT TO PROMISSORY NOTE ISSUED DECEMBER 17, 2009Dais Analytic Corp • November 15th, 2010 • Miscellaneous manufacturing industries
THIS AMENDMENT (the “Amendment”) is made as of the 30th day of September 2010 (the “Effective Date”), by and between Platinum -Montaur Life Sciences LLC, a Delaware limited liability company, with an address of 152 West 57th Street, 54th Floor, New York, N.Y. 10018 (“Holder”) and Dais Analytic Corporation having an office at 11552 Prosperous Drive, Odessa, Florida 33556 (“Maker”). (Each individually referred to herein as “Party” and together as “Parties”).
AMENDMENT TO SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • December 31st, 2012 • Dais Analytic Corp • Miscellaneous manufacturing industries • New York
This Amendment, dated as of December 28, 2012 (this “Amendment”), made and entered into by and between Dais Analytic Corporation, a New York corporation with its principal executive offices located at 11552 Prosperous Drive, Odessa, Florida 33556 (the “Company”), and Green Valley International Investment Management Company Limited, a company organized in Hong Kong with a US address of 951 Old Country Road, Belmont, CA 94002 (the “Purchaser”) amends the Securities Purchase Agreement, dated as of October 17, 2012 (the “Securities Purchase Agreement”), by and between the Company and the Purchaser. Capitalized terms used but not defined herein shall have the meanings ascribed to such terms in the Securities Purchase Agreement.
FIRST AMENDMENT OF LEASE AGREEMENTFirst Amendment of Lease Agreement • August 11th, 2008 • Dais Analytic Corp
THIS AGREEMENT is entered into the ____ day of November, 2005 by and between Ethos Business Venture, L.L.C. (“Landlord”), 181C Hague Blvd, Glenmont, New York 12077 and Dais Analytic Corporation (“Tenant”), having a place of business at 11552 Prosperous Drive, Odessa, Florida 33556. Landlord and Tenant are referred to herein individually as “Party” and collectively as the “Parties.”
ContractEmployment Agreement • September 15th, 2011 • Dais Analytic Corp • Miscellaneous manufacturing industries • New York
AMENDMENT TO 2007 WARRANTSDais Analytic Corp • May 16th, 2011 • Miscellaneous manufacturing industries
This AMENDMENT TO 2007 WARRANTS is dated as of May 12, 2011, by and between Dais Analytic Corporation, a New York corporation (the “Company”), and RBC Capital Markets - Custodian for Leonard Samuels IRA (“RBC”).
AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • March 5th, 2015 • Dais Analytic Corp • Miscellaneous manufacturing industries
Amendment to Amended and Restated Employment Agreement (this “Amendment”), dated effective as of February 27, 2015 (the “Effective Date”), is entered into by and between Dais Analytic Corporation, a New York corporation (the “Company”), and Timothy N. Tangredi (the “Executive” and, together with the Company, the “Parties”).
ContractAgreement • August 14th, 2009 • Dais Analytic Corp • Miscellaneous manufacturing industries • Florida
This Agreement dated August 12,2009, is between Dais Analytic Corporation (hereinafter referred to as “Company”), a New York corporation, having its principal place of business at 11552 Prosperous Drive, Odessa, FL 33556 and Harold Mandelbaum, having his principal place of business at 555 5th Avenue, 9th Floor, New York, New York 10017 hereinafter referred to as “Consultant”. Company and Consultant are also both hereinafter referred to individually as “Party” and together as the “Parties”.
ContractDais Analytic Corp • March 13th, 2009 • Miscellaneous manufacturing industries • New York
THIS WARRANT, AND ANY SHARES OF COMMON STOCK ACQUIRED UPON THE EXERCISE OF THIS WARRANT, HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”) OR ANY OTHER SECURITIES LAWS.THIS WARRANT HAS BEEN ACQUIRED FOR INVESTMENT AND NEITHER THIS WARRANT NOR ANY OF SUCH SHARES MAY BE SOLD, OFFERED FOR SALE, PLEDGED, HYPOTHECATED OR TRANSFERRED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION OF THEM UNDER THE ACT AND ANY OTHER APPLICABLE SECURITIES LAW, OR RECEIPT BY THE COMPANY OF AN OPINION OF COUNSEL OR OTHER EVIDENCE ACCEPTABLE TO THE COMPANY THAT SUCH SALE OR TRANSFER IS EXEMPT FROM REGISTRATION UNDER THE ACT AND ALL OTHER APPLICABLE SECURITIES LAWS. NEITHER THIS WARRANT NOR ANY OF SUCH SHARES MAY BE TRANSFERRED EXCEPT UPON THE CONDITIONS SPECIFIED IN THIS WARRANT, AND NO TRANSFER OF THIS WARRANT OR ANY OF SUCH SHARES SHALL BE VALID OR EFFECTIVE UNLESS AND UNTIL SUCH CONDITIONS SHALL HAVE BEEN COMPLIED WITH. THE TRANSFERABILITY OF THIS WARRANT AND THE UNDERLYING SHARES
EMPLOYMENT AGREEMENTEmployment Agreement • June 14th, 2013 • Dais Analytic Corp • Miscellaneous manufacturing industries • Florida
THIS EMPLOYMENT AGREEMENT (the "Agreement"), dated June 11, 2013 and in effect as of March 11, 2013 (“Effective Date”), is made by and between Dais Analytic Corporation, a New York Corporation ("Company"), and Joyce Conner-Boyd ("Executive").
AMENDMENT TO 2009 WARRANT2009 Warrant • March 28th, 2011 • Dais Analytic Corp • Miscellaneous manufacturing industries
This AMENDMENT TO 2009 WARRANT is dated as of March 22, 2011, by and between Dais Analytic Corporation, a New York corporation (the “Company”), and Platinum-Montaur Life Sciences, LLC (“Platinum”), a Delaware limited liability company.
