ContractUnderwriter Warrant • March 17th, 2021 • Movano Inc. • Electromedical & electrotherapeutic apparatus • New York
THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY OTHER SECURITIES LAWS AND MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF (1) AN EFFECTIVE REGISTRATION STATEMENT COVERING SUCH SECURITIES UNDER THE SECURITIES ACT AND ANY OTHER APPLICABLE SECURITIES LAWS, OR (2) AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED.
CBD ENERGY LIMITED UNDERWRITER WARRANT [___________] Ordinary SharesUnderwriter Warrant • May 9th, 2014 • CBD Energy LTD • Semiconductors & related devices • New York
This UNDERWRITER WARRANT (this “Warrant”) of CBD Energy Limited, a corporation formed under the laws of Australia (the “Company”), is being issued pursuant to that certain Underwriting Agreement, dated as of May [____], 2014 (the “Underwriting Agreement”), between the Company, National Securities Corporation (“National”) and Northland Securities, Inc. (“Northland”; collectively with National, the “Underwriters”) relating to a firm commitment public offering (the “Offering”) of ordinary shares of the Company (the “Ordinary Shares”) underwritten by the Underwriters.
ContractUnderwriter Warrant • April 19th, 2024 • ClearSign Technologies Corp • Industrial instruments for measurement, display, and control
THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY OTHER SECURITIES LAWS AND MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF (1) AN EFFECTIVE REGISTRATION STATEMENT COVERING SUCH SECURITIES UNDER THE SECURITIES ACT AND ANY OTHER APPLICABLE SECURITIES LAWS, OR (2) AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED.
