American Spectrum Realty Inc Sample Contracts

American Spectrum Realty Inc – American Spectrum Realty -- Notice of Non-Compliance from NYSE MKT (January 8th, 2015)

HOUSTON--(BUSINESS WIRE)--January 8, 2015--American Spectrum Realty, Inc. (NYSE/MKT: AQQ) – a real estate investment management and leasing company – today announced that on January 2, 2015 it received notification from the New York Stock Exchange (the “Exchange”) regarding the Company’s ongoing non-compliance with NYSE MKT LLC continued listing standards. Specifically, the Company is not in compliance with NYSE MKT Company Guide Sections 134, 1003(a)(i), 1003(a)(ii), 1003(a)(iii), and 1101. The Company’s non-compliance is a result of its failure to timely file with the Securities and Exchange Commission its Form 10-Q Quarterly Reports for the periods ended March 31, 2014, June 30, 2014 and September 30, 2014, and because its stockholders’ equity before noncontrolling interest, as reported in its Annual Report on Form 10-K, remains below compliance as of the year ended December 31, 2013.

American Spectrum Realty Inc – American Spectrum Realty -- Notice of Non-Compliance from NYSE MKT (November 14th, 2014)

HOUSTON--(BUSINESS WIRE)--November 14, 2014--American Spectrum Realty, Inc. (NYSE/MKT: AQQ) – a real estate investment management and leasing company – today announced that on November 10, 2014, the NYSE MKT LLC (the “Exchange”) responded to the Company’s filing of its 2013 Annual Report on Form 10-K (“Form 10-K”) and the plan of compliance which the Company submitted to the Exchange on September 18, 2014 to address deficiencies with respect to the Company’s stockholders’ equity and net losses.

American Spectrum Realty Inc – July 25, 2014 Dear Quentin: (November 5th, 2014)

We are pleased to offer you employment as Chief Accounting Officer for American Spectrum Realty, Inc. (“the Company”). The terms of your employment are listed below:

American Spectrum Realty Inc – American Spectrum Realty -- Notice of Non-Compliance from NYSE MKT (October 8th, 2014)

HOUSTON--(BUSINESS WIRE)--October 8, 2014--American Spectrum Realty, Inc. (NYSE/MKT: AQQ) – a real estate investment management and leasing company – today announced that it had received correspondence from NYSE MKT LLC (the “Exchange”) notifying the Company that it was not in compliance with certain of the Exchange’s continued listing standards. The Company has an unpaid balance of $42,000 in listing fees, and has been given until November 3, 2014 to pay the fees in full before being subjected to delisting proceedings. The Company expects to make the required payment prior to the deadline.

American Spectrum Realty Inc – American Spectrum Realty -- Notice of Non-Compliance from NYSE MKT (September 19th, 2014)

HOUSTON--(BUSINESS WIRE)--September 19, 2014--American Spectrum Realty, Inc. (NYSE/MKT: AQQ) – a real estate investment management and leasing company – today announced that it had submitted a new plan of compliance to the NYSE MKT LLC (the “Exchange”) to address how it intended to regain compliance with Sections 134 and 1101 of the NYSE MKT Company Guide (the “Company Guide”).

American Spectrum Realty Inc – American Spectrum Realty -- NYSE Notice of Non-Compliance (August 25th, 2014)

HOUSTON--(BUSINESS WIRE)--August 25, 2014--American Spectrum Realty, Inc. (NYSE/MKT: AQQ) – a real estate investment management and leasing company – today announced the receipt by the Company of correspondence from NYSE MKT LLC (the "Exchange") advising the Company that it accepted the Company's plan to regain compliance with the Exchange's continued listing standards and establishing time periods for the Company to regain compliance.

American Spectrum Realty Inc – Dated July 9, 2014 (July 25th, 2014)
American Spectrum Realty Inc – AMERICAN SPECTRUM REALTY, INC. AMENDED AND RESTATED BYLAWS (July 25th, 2014)
American Spectrum Realty Inc – SETTLEMENT AGREEMENT AND MUTUAL RELEASE (June 16th, 2014)

This Settlement Agreement and Mutual Release (“AGREEMENT”) is entered by and between American Spectrum Realty, Inc., American Spectrum Dunham Properties LLC and American Spectrum Realty Operating Partnership LP, on the one hand, and Dunham & Associates Holdings, Inc., Asset Managers, Inc., D&A Daily Mortgage Fund III, L.P., D&A Semi-Annual Mortgage Fund III, L.P. and D&A Intermediate-Term Mortgage Fund III, L.P., on the other hand, as follows:

American Spectrum Realty Inc – American Spectrum Realty Enters Settlement Agreement with Dunham & Associates (June 16th, 2014)

HOUSTON--(BUSINESS WIRE)--June 16, 2014--American Spectrum Realty, Inc. (NYSE/MKT: AQQ) – a real estate investment management and leasing company – today announced the settlement of an action filed by American Spectrum in the District Court of Harris County, Texas, entitled American Spectrum et. al. v. Dunham & Associates Holdings, Inc. et. al., Case No. 2014-24363.

American Spectrum Realty Inc – AMENDED AND RESTATED ARTICLES SUPPLEMENTARY FOR 8% CUMULATIVE PREFERRED STOCK, SERIES B OF AMERICAN SPECTRUM REALTY, INC. (June 16th, 2014)

AMERICAN SPECTRUM REALTY, INC., a corporation organized and existing under the Maryland General Corporation Law (the “Corporation”), in accordance with the provisions thereof, does hereby certify to the State Department of Assessments and Taxation of Maryland that:

American Spectrum Realty Inc – SETTLEMENT AGREEMENT AND MUTUAL GENERAL RELEASES (January 21st, 2014)

This Settlement Agreement and Mutual General Releases (the "Agreement") is made and effective as of December 31, 2013 ("Effective Date") by and among the following (each a "Party" and, together, the "Parties"):

American Spectrum Realty Inc – ARTICLES SUPPLEMENTARY FOR 8% CUMULATIVE PREFERRED STOCK, SERIES C OF AMERICAN SPECTRUM REALTY, INC. (January 7th, 2014)

AMERICAN SPECTRUM REALTY, INC., a corporation organized and existing under the Maryland General Corporation Law (the “Corporation”), in accordance with the provisions thereof, does hereby certify to the State Department of Assessments and Taxation of Maryland that:

American Spectrum Realty Inc – WARRANT TO PURCHASE COMMON STOCK OF AMERICAN SPECTRUM REALTY, INC. (January 7th, 2014)

THIS CERTIFIES that DUNHAM & ASSOCIATES HOLDINGS, INC. (the “Holder”) of this Warrant (this “Warrant”), has the right to purchase from AMERICAN SPECTRUM REALTY, INC., a Maryland corporation (the “Company”), up to 600,000 fully paid and nonassessable shares of the Company’s common stock, par value $0.01 per share (the “Common Stock”), subject to adjustment as provided herein, at a price per share equal to the Exercise Price (as defined below), at any time during the period commencing on the date on which this Warrant is issued (the “Issue Date”) and ending at 5:00 p.m., New York City time, on December 31, 2018 (the “Expiration Date”).  This Warrant is issued pursuant to and subject to the terms of a letter agreement, dated as of December 30, 2013, by and between the Company and the Holder.  For purposes of this Warrant, a “Business Day” shall mean any day other than a Saturday, a Sunday or a day on which the New York Stock Exchange is closed or on which commercial banks in the City of N

American Spectrum Realty Inc – EXCHANGE AGREEMENT (January 7th, 2014)

THIS EXCHANGE AGREEMENT (“Agreement”) is made and entered into this 30th day of December, 2013 (“Effective Date”), by and between AMERICAN SPECTRUM REALTY, INC., a Maryland corporation (the “Company”), and those persons listed on Exhibit A hereto (individually a “Series A Holder” and collectively the “Series A Holders”).  The Company and the Series A Holders are sometimes referred to herein each as a “Party,” and together, as the “Parties.”

American Spectrum Realty Inc – DUNHAM & ASSOCIATES HOLDINGS, INC. (January 7th, 2014)

The purpose of this letter ("Letter Agreement") is to set forth the agreements and understandings of Dunham & Associates Holdings, Inc. ("Dunham"), American Spectrum Dunham Properties LLC ("American Spectrum") and American Spectrum Realty, Inc. ("ASR").  Dunham, American Spectrum and ASR agree as follows:

American Spectrum Realty Inc – ARTICLES SUPPLEMENTARY FOR 8% CUMULATIVE PREFERRED STOCK, SERIES B OF AMERICAN SPECTRUM REALTY, INC. (January 7th, 2014)

AMERICAN SPECTRUM REALTY, INC., a corporation organized and existing under the Maryland General Corporation Law (the “Corporation”), in accordance with the provisions thereof, does hereby certify to the State Department of Assessments and Taxation of Maryland that:

American Spectrum Realty Inc – CONTRIBUTION AGREEMENT AND JOINT ESCROW INSTRUCTIONS By and Among Asset Managers, Inc. D&A Daily Mortgage Fund III, L.P. D&A Semi-Annual Mortgage Fund III, L.P. D&A Intermediate-Term Mortgage Fund III, L.P. American Spectrum Realty, Inc. American Spectrum Dunham Properties LLC American Spectrum Operating Partnership, L.P. Effective Date: December __, 2013 (January 7th, 2014)

H:\Dropbox\American Spectrum Properties\Financing Documents - ADDED 12.4.2013\Florida\Preferred Bank - Full Set Loan Modification documents

American Spectrum Realty Inc – American Spectrum Reaches Settlement Agreement with Evergreen Realty Group (January 15th, 2013)

HOUSTON--(BUSINESS WIRE)--January 15, 2013--American Spectrum Realty, Inc. (NYSE AMEX: AQQ) (“The Company”), a real estate investment, management and leasing company headquartered in Houston, Texas, made a major announcement this week that they have come to terms with Evergreen Realty Group (ERG) to settle a longstanding lawsuit (in regards to the note payable of $9.4 million) filed originally in 2010.

American Spectrum Realty Inc – EMPLOYMENT AGREEMENT BETWEEN AMERICAN SPECTRUM REALTY, INC. AND ANTHONY EPPOLITO (May 15th, 2012)

By this Employment Agreement (“Agreement”) dated January 1st , 2012 (the “Effective Date”), AMERICAN SPECTRUM REALTY, INC. (“ASR”), located at 2401 Fountain View, Suite 510, Houston, Texas 77057 employs ANTHONY EPPOLITO (“Eppolito”).

American Spectrum Realty Inc – American Spectrum Realty Announces Stock Purchase by Board Member (December 12th, 2011)

HOUSTON--(BUSINESS WIRE)--December 12, 2011--American Spectrum Realty, Inc. (AMEX: AQQ) (“the Company”), a real estate investment, management and leasing company headquartered in Houston, Texas, announced today that John N. Galardi purchased 1,000 shares of the Company’s common stock in an open market transaction. Mr. Galardi is a director and principal stockholder in the Company. Mr. Galardi anticipates purchasing additional shares in future open market transactions.

American Spectrum Realty Inc – SECOND AMENDMENT TO PURCHASE AGREEMENT (May 24th, 2011)

THIS SECOND AMENDMENT TO PURCHASE AGREEMENT (“Second Amendment”) is made as of January 17, 2010, by and among Evergreen Realty Group, LLC, a Delaware limited liability company (“ERG”), Evergreen Realty Advisors, Inc., a California corporation (“Evergreen Advisors”), Evergreen Realty Property Management LLC, a Delaware limited liability company (“Evergreen Management”), Evergreen Development, LLC, a California limited liability company (“Evergreen Development”), Evergreen Income & Growth REIT, Inc., a Virginia corporation (“REIT II”), Evergreen Institutional Partners Fund I, LLC (the “Institutional Fund”), Real Property Systems – Indiana, LLC, an Indiana limited liability company (“RPS-Indiana”), Real Property Systems – Texas, LP, a Texas limited partnership (“RPS-Texas”), Real Property Systems Inc., a California corporation (“RPS”), New West Realty, Inc., a California corporation (“New West”), Luke McCarthy, an individual (“McCarthy”), Carl Willgeroth, an individual (“Willgeroth”), Tra

American Spectrum Realty Inc – AMERICAN SPECTRUM MANAGEMENT CO. AMERICAN SPECTRUM REALTY, INC. 7700 Irvine Center Drive, Suite 275 Irvine, CA 92618 December 18 ,2009 (May 24th, 2011)

Reference is made to that certain Purchase Agreement by and among the American Spectrum Parties and the Evergreen Parties (the “Purchase Agreement”) dated December 15, 2009. Capitalized terms used herein shall have the meanings following the use of such terms or, if no definition is so set forth, such capitalized terms shall have the meanings set forth in the Purchase Agreement.

American Spectrum Realty Inc – AMERICAN SPECTRUM MANAGEMENT CO. AMERICAN SPECTRUM REALTY, INC. 7700 Irvine Center Drive, Suite 275 Irvine, CA 92618 December 18 ,2009 (August 13th, 2010)

Reference is made to that certain Purchase Agreement by and among the American Spectrum Parties and the Evergreen Parties (the “Purchase Agreement”) dated December 15, 2009. Capitalized terms used herein shall have the meanings following the use of such terms or, if no definition is so set forth, such capitalized terms shall have the meanings set forth in the Purchase Agreement.

American Spectrum Realty Inc – SECOND AMENDMENT TO PURCHASE AGREEMENT (August 13th, 2010)

THIS SECOND AMENDMENT TO PURCHASE AGREEMENT (“Second Amendment”) is made as of January 17, 2010, by and among Evergreen Realty Group, LLC, a Delaware limited liability company (“ERG”), Evergreen Realty Advisors, Inc., a California corporation (“Evergreen Advisors”), Evergreen Realty Property Management LLC, a Delaware limited liability company (“Evergreen Management”), Evergreen Development, LLC, a California limited liability company (“Evergreen Development”), Evergreen Income & Growth REIT, Inc., a Virginia corporation (“REIT II”), Evergreen Institutional Partners Fund I, LLC (the “Institutional Fund”), Real Property Systems – Indiana, LLC, an Indiana limited liability company (“RPS-Indiana”), Real Property Systems – Texas, LP, a Texas limited partnership (“RPS-Texas”), Real Property Systems Inc., a California corporation (“RPS”), New West Realty, Inc., a California corporation (“New West”), Luke McCarthy, an individual (“McCarthy”), Carl Willgeroth, an individual (“Willgeroth”), Tra

American Spectrum Realty Inc – American Spectrum Realty Enters into Letter of Intent with Amerifund Capital Securities (June 2nd, 2010)

HOUSTON--(BUSINESS WIRE)--June 2, 2010--American Spectrum Realty, Inc. (NYSE AMEX:AQQ) (the “Company”), a real estate investment and management company headquartered in Houston, Texas, announced today that it has entered into a letter of intent with Amerifund Capital Securities, LLC, a Houston-based investment banking firm (“Amerifund”), with respect to a proposed private placement of convertible preferred stock. The private placement is subject to various conditions. If it is consummated, the Company expects to sell up to $10,000,000 in convertible preferred stock to institutional investors.

American Spectrum Realty Inc – American Spectrum Realty, Inc. Subsidiary Enters into Advisory Agreement with Evergreen Realty REIT, Inc. (October 28th, 2009)

HOUSTON--(BUSINESS WIRE)--October 28, 2009--American Spectrum Realty, Inc. (NYSE AMEX: AQQ) (“the Company”), a real estate investment and management company, headquartered in Houston, Texas, announced today that:

American Spectrum Realty Inc – AMERICAN SPECTRUM REALTY MANAGEMENT, INC. AWARDED CONTRACT FOR THIRD PARTY LEASING, MANAGEMENT AND SALES OF PARK PLAZA RETAIL CENTER (October 7th, 2009)

HOUSTON, TX (October 6, 2009) — American Spectrum Realty, Inc. (AMEX: AQQ), a real estate investment, management and leasing company, headquartered in Houston, Texas, stated today that Richard M. Holland, Vice President of Investments, has been appointed Receiver on behalf of M&I Marshal & Ilsley Bank. The Wisconsin banking corporation filed a petition for a Receiver of the Park Plaza Retail Center with the 55th Judicial District of Harris County that was granted on October 5th, 2009. Mr. Holland in turn awarded American Spectrum Realty Management, Inc. a third party management, leasing and sale contract for Park Plaza Retail Center.

American Spectrum Realty Inc – American Spectrum Realty Enters into Memorandum of Understanding with Evergreen Realty Group (September 10th, 2009)

HOUSTON--(BUSINESS WIRE)--September 10, 2009--American Spectrum Realty, Inc. (NYSE AMEX:AQQ) (“the Company”), a real estate investment and management company, headquartered in Houston, Texas, announced today that it has entered into a Memorandum of Understanding with Evergreen Realty Group, LLC to acquire its property management contracts. The acquisition is subject to completion of a purchase and sale agreement and due diligence. There can be no assurance that the transaction will be consummated.

American Spectrum Realty Inc – ARTICLES SUPPLEMENTARY FOR 15% CUMULATIVE PREFERRED STOCK, SERIES A OF AMERICAN SPECTRUM REALTY, INC. (January 6th, 2009)

AMERICAN SPECTRUM REALTY, INC., a corporation organized and existing under the Maryland General Corporation Law (the “Corporation”), in accordance with the provisions thereof, does hereby certify to the State Department of Assessments and Taxation of Maryland that:

American Spectrum Realty Inc – AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT (March 17th, 2004)

Reference is made to the Employment Agreement dated as of April 16, 2002 (the "Employment Agreement") entered into between American Spectrum Realty, Inc., a Maryland corporation (the "Company") and Patricia A. Nooney ("Executive"). Capitalized terms used but not defined herein shall have the meanings set forth in the Employment Agreement.

American Spectrum Realty Inc – EMPLOYMENT AGREEMENT (November 12th, 2002)

This Employment Agreement (the “Agreement”), dated as of October 15, 2001, is entered into between American Spectrum Realty, Inc., a Maryland corporation (the “Company”), and William J. Carden (“Executive”).

American Spectrum Realty Inc – EMPLOYMENT AGREEMENT (August 13th, 2002)

This EMPLOYMENT AGREEMENT (the “Agreement”), effective as of September 1, 2002, is entered into between American Spectrum Realty, Inc., a Maryland corporation (the “Company”), and Thomas N. Thurber (“Executive”).

American Spectrum Realty Inc – EMPLOYMENT AGREEMENT (May 10th, 2002)

This EMPLOYMENT AGREEMENT (the “Agreement”), dated as of April 16, 2002, is entered into between American Spectrum Realty, Inc., a Maryland corporation (the “Company”), and Patricia A. Nooney (“Executive”).

American Spectrum Realty Inc – EMPLOYMENT AGREEMENT (May 10th, 2002)

This EMPLOYMENT AGREEMENT (the “Agreement”), dated as of April 3, 2002, is entered into between American Spectrum Realty, Inc., a Maryland corporation (the “Company”),