Providence Capital Ix Inc Sample Contracts

Cachestream Corp – ACKNOWLEDGEMENT AND AGREEMENT (August 3rd, 2001)

ACKNOWLEDGEMENT AND AGREEMENT With respect to the Investment Agreement entered into as of April 17, 2001, by and among Providence Capital IX, Inc., a corporation duly incorporated and existing under the laws of the State of Colorado (the "Company") and Swartz Private Equity, LLC (hereinafter referred to as "Swartz"), the Company hereby agrees and acknowledges the following: The Company acknowledges that the Investor may sell the Put Shares any time, and from time to time, after the Put Date for such shares, and that such sales may occur during a Pricing Period or Pricing Periods and may have the effect of reducing the Purchase Price. Furthermore, the Company agrees to present the proposed final registration statement to be filed pursuant to the terms of the Registration Rights Agreement entered into in conjunction with the Investment Agreement to Swartz for its review at least five (5) business days prior to the proposed filing date, and to obtain Swartz's fi

Cachestream Corp – PLAN AND AGREEMENT OF MERGER (August 3rd, 2001)

PLAN AND AGREEMENT OF MERGER AMONG: PROVIDENCE CAPITAL IX, INC., a Colorado corporation; CACHESTREAM CORPORATION, a Colorado corporation; ___________________________ Dated as of June 27, 2001 ___________________________ EXHIBITS EXHIBIT DOCUMENT (I) Certain Definitions (II) Articles of Merger (III) Bylaws of PROVIDENCE (IV) Disclosure Schedule (V) Articles of Incorporation of PROVIDENCE (VI) Cache Investment Representation Letters to be executed by each of the CACHE Shareholders (VII) Legal Opinions of Nadeau & Simmons, P.C.; (VIII) Schedule of Employees (IX) Certificate of Board of Director

Cachestream Corp – INVESTMENT AGREEMENT (August 3rd, 2001)

PROVIDENCE CAPITAL IX, INC. INVESTMENT AGREEMENT THE SECURITIES OFFERED HEREBY HAVE NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR ANY STATE OR OTHER SECURITIES AUTHORITIES. THEY MAY NOT BE SOLD OR TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT OR AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE FEDERAL AND STATE SECURITIES LAWS. THIS INVESTMENT AGREEMENT DOES NOT CONSTITUTE AN OFFER TO SELL, OR A SOLICITATION OF AN OFFER TO PURCHASE, ANY OF THE SECURITIES DESCRIBED HEREIN BY OR TO ANY PERSON IN ANY JURISDICTION IN WHICH SUCH OFFER OR SOLICITATION WOULD BE UNLAWFUL. THESE SECURITIES HAVE NOT BEEN RECOMMENDED BY ANY FEDERAL OR STATE SECURITIES AUTHORITIES, NOR HAVE SUCH AUTHORITIES CONFIRMED THE ACCURACY OR DETERMINED THE ADEQUACY OF THIS DOCUMENT. ANY REPRESENTATION TO THE CONTRA

Cachestream Corp – REGISTRATION RIGHTS AGREEMENT (August 3rd, 2001)

REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this "Agreement") is entered into as of March 29, 2001, by and among Providence Capital IX, Inc., a corporation duly incorporated and existing under the laws of the State of Colorado (the "Company"), and the investor as named on the signature page hereto (hereinafter referred to as "Investor"). RECITALS: WHEREAS, pursuant to the Company's offering ("Offering") of up to Ten Million (10,000,000) shares of Common Stock Common Stock of the Company, plus shares of Common Stock issuable upon exercise of the Warrants (as defined below), each pursuant to that certain Investment Agreement of even date herewith (the "Investment Agreement") between the Company and the Investor, the Company has agreed to sell and the Investor has agreed to purchase, from time to time as provided in the Investment Agreement, shares of the Company'

Cachestream Corp – ARTICLES OF MERGER (August 3rd, 2001)

ARTICLES OF MERGER (To be completed prior to the Closing Date) PROVIDENCE CAPITAL IX, INC. and CACHESTREAM CORPORATION ARTICLES OF MERGER Pursuant to the provisions of the Colorado Business Corporation Act (CRS 7-111- 107, et seq., as amended) the undersigned corporations adopt the following Articles of Merger: FIRST: Attached hereto as Exhibit A is the Plan and Agreement of Merger, (without the Exhibits) of PROVIDENCE CAPITAL IX, INC., a Colorado corporation and CACHESTREAM CORPORATION, a Colorado corporation. SECOND: The Plan and Agreement of Merger was duly adopted and recommended to the shareholders by the Board of Directors of PROVIDENCE CAPTIAL IX, INC. on ____________________, 2001, and by the Board of Directors of CACHESTREAM CORPORTION on _____________ 2001, and approved by the shareholders of PROVIDEN

Cachestream Corp – WARRANT TO PURCHASE COMMON STOCK (August 3rd, 2001)

THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), OR ANY STATE SECURITIES LAW, AND MAY NOT BE SOLD, TRANSFERRED, PLEDGED, HYPOTHECATED OR OTHERWISE DISPOSED OF OR EXERCISED UNLESS (i) A REGISTRATION STATEMENT UNDER THE SECURITIES ACT AND APPLICABLE STATE SECURITIES LAWS SHALL HAVE BECOME EFFECTIVE WITH REGARD THERETO, OR (ii) AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT AND APPLICABLE STATE SECURITIES LAWS IS AVAILABLE IN CONNECTION WITH SUCH OFFER, SALE OR TRANSFER. AN INVESTMENT IN THESE SECURITIES INVOLVES A HIGH DEGREE OF RISK. HOLDERS MUST RELY ON THEIR OWN ANALYSIS OF THE INVESTMENT AND ASSESSMENT OF THE RISKS INVOLVED. Warrant to Purchase ____________ shares WARRANT TO PURCHASE COMMON STOCK OF PROVIDENCE CAPITAL IX, INC. THIS CERTIFIES that

Cachestream Corp – WARRANT ANTIDILUTION AGREEMENT (August 3rd, 2001)

WARRANT ANTIDILUTION AGREEMENT THIS WARRANT ANTIDILUTION AGREEMENT (the "Agreement") is entered into as of April 17, 2001, by and among Providence Capital IX, Inc., a corporation duly organized and existing under the laws of the State of Colorado (the "Company") and Swartz Private Equity, LLC (hereinafter referred to as "Swartz"). RECITALS: WHEREAS, pursuant to the Company's offering ("Equity Line") of up to Ten Million (10,000,000) shares of Common Stock of the Company, excluding shares issued paid upon exercise of the Warrants, of Common Stock of the Company pursuant to that certain Investment Agreement (the "Investment Agreement") between the Company and Swartz dated on or about April 17, 2001, the Company has agreed to sell and Swartz has agreed to purchase, from time to time as provided in the Investment Agreement, shares of the Company's Common Stock ; and WH

Cachestream Corp – WARRANT TO PURCHASE COMMON STOCK (August 3rd, 2001)

THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), OR ANY STATE SECURITIES LAW, AND MAY NOT BE SOLD, TRANSFERRED, PLEDGED, HYPOTHECATED OR OTHERWISE DISPOSED OF OR EXERCISED UNLESS (i) A REGISTRATION STATEMENT UNDER THE SECURITIES ACT AND APPLICABLE STATE SECURITIES LAWS SHALL HAVE BECOME EFFECTIVE WITH REGARD THERETO, OR (ii) AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT AND APPLICABLE STATE SECURITIES LAWS IS AVAILABLE IN CONNECTION WITH SUCH OFFER, SALE OR TRANSFER. AN INVESTMENT IN THESE SECURITIES INVOLVES A HIGH DEGREE OF RISK. HOLDERS MUST RELY ON THEIR OWN ANALYSIS OF THE INVESTMENT AND ASSESSMENT OF THE RISKS INVOLVED. Warrant to Purchase "X" shares WARRANT TO PURCHASE COMMON STOCK OF PROVIDENCE CAPITAL IX, INC. THIS CERTIFIES that SWARTZ P

Providence Capital Ix Inc – 2000 CONSULTATION SERVICES COMPENSATION PLAN (December 4th, 2000)

12 EXHIBIT 10.1 2000 CONSULTATION SERVICES COMPENSATION PLAN PROVIDENCE CAPITAL IX, INC. 1. PURPOSE OF THE PLAN. This Consultation Services Compensation Plan is intended to further the growth and advance the best interest of PROVIDENCE CAPITAL IX, Inc., a Colorado corporation (the "Company"), by supporting and increasing the Company's ability to attract, retain and compensate persons of experience and ability and whose services are considered valuable, to encourage the sense of proprietorship in such persons, and to stimulate the active interest of such persons in the development and success of the Company. This Plan provides for stock compensation through the award of the Company's Common Stock, as a bonus or in lieu of cash compensation for services rendered. 2. DEFINITIONS. Whenever used in this Plan, except where the context might clearly indicate otherwise, the following terms shall have the meanings s

Providence Capital Ix Inc – THIS PRE-INCORPORATION CONSULTATION AND SUBSCRIPTION AGREEMENT (August 1st, 2000)

PROVIDENCE CAPITAL IX, INC. THIS PRE-INCORPORATION CONSULTATION AND SUBSCRIPTION AGREEMENT This Agreement (the "Agreement") is made and entered into this 24th day of November, 1999, by and between Richard Nadeau, Jr., James R. Simmons, Mark T. Thatcher, Jim Brennan, Doug Dyer, David Pequet, Mark Margason and Chris Werner (hereinafter collectively referred to as the "parties"). WHEREAS, the parties desire to form a corporation pursuant to the laws of the State of Colorado, under the name of Providence Capital IX, Inc. (the "Company"), to engage, in the business of acting as a capital market access vehicle by registering its securities with the U.S. Securities and Exchange Commission under the Securities Exchange Act of 1934, and thereafter seeking to acquire one or more existing businesses through merger or acquisition; and WHEREAS, the parties desire to subscribe for the acquisition of stock to be issued upon formation of the Company

Providence Capital Ix Inc – THIS PRE-INCORPORATION CONSULTATION AND SUBSCRIPTION AGREEMENT (July 20th, 2000)

PROVIDENCE CAPITAL IX, INC. THIS PRE-INCORPORATION CONSULTATION AND SUBSCRIPTION AGREEMENT This Agreement (the "Agreement") is made and entered into this 24th day of November, 1999, by and between Richard Nadeau, Jr., James R. Simmons, Mark T. Thatcher, Jim Brennan, Doug Dyer, David Pequet, Mark Margason and Chris Werner (hereinafter collectively referred to as the "parties"). WHEREAS, the parties desire to form a corporation pursuant to the laws of the State of Colorado, under the name of Providence Capital IX, Inc. (the "Company"), to engage, in the business of acting as a capital market access vehicle by registering its securities with the U.S. Securities and Exchange Commission under the Securities Exchange Act of 1934, and thereafter seeking to acquire one or more existing businesses through merger or acquisition; and WHEREAS, the parties desire to subscribe for the acquisition of stock to be issued upon formation of the Company

Providence Capital Ix Inc – THIS PRE-INCORPORATION CONSULTATION AND SUBSCRIPTION AGREEMENT (June 20th, 2000)

PROVIDENCE CAPITAL IX, INC. THIS PRE-INCORPORATION CONSULTATION AND SUBSCRIPTION AGREEMENT This Agreement (the "Agreement") is made and entered into this 24th day of November, 1999, by and between Richard Nadeau, Jr., James R. Simmons, Mark T. Thatcher, Jim Brennan, Doug Dyer, David Pequet, Mark Margason and Chris Werner (hereinafter collectively referred to as the "parties"). WHEREAS, the parties desire to form a corporation pursuant to the laws of the State of Colorado, under the name of Providence Capital IX, Inc. (the "Company"), to engage, in the business of acting as a capital market access vehicle by registering its securities with the U.S. Securities and Exchange Commission under the Securities Exchange Act of 1934, and thereafter seeking to acquire one or more existing businesses through merger or acquisition; and WHEREAS, the parties desire to subscribe for the acquisition of stock to be issued upon formation of the Company

Providence Capital Ix Inc – AGREEMENT (April 21st, 2000)

PROVIDENCE CAPITAL IX, INC. THIS PRE-INCORPORATION CONSULTATION AND SUBSCRIPTION AGREEMENT This Agreement (the "Agreement") is made and entered into this 24th day of November, 1999, by and between Richard Nadeau, Jr., James R. Simmons, Mark T. Thatcher, Jim Brennan, Doug Dyer, David Pequet, Mark Margason and Chris Werner (hereinafter collectively referred to as the "parties"). WHEREAS, the parties desire to form a corporation pursuant to the laws of the State of Colorado, under the name of Providence Capital IX, Inc. (the "Company"), to engage, in the business of acting as a capital market access vehicle by registering its securities with the U.S. Securities and Exchange Commission under the Securities Exchange Act of 1934, and thereafter seeking to acquire one or more existing businesses through merger or acquisition; and WHEREAS, the parties desire to subscribe for the acquisition of stock to be issued upon formation of the Company