AMENDMENT TO ADMINISTRATIVE SERVICES AGREEMENT This Amendment dated ___________, 2004 to the October 1, 1999 Administrative Services Agreement by and between First Defined Portfolio Fund, LLC (the "Fund"), a Delaware limited liability company, and...Administrative Services Agreement • April 29th, 2004 • First Defined Portfolio Management Fund LLC
AMENDMENT TO FUND PARTICIPATION AGREEMENT This Amendment is dated _________, 2009 to the September 30, 1999 Fund Participation Agreement, as amended, by and among First Defined Portfolio Fund, LLC (the "Fund"), a Delaware limited liability company,...Fund Participation Agreement • April 27th, 2009 • First Defined Portfolio Fund LLC
FIRST DEFINED PORTFOLIO FUND, LLC INTERIM INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT This Interim Investment Advisory and Management Agreement (the "Agreement") made this 12th day of October, 2010 by and between First Defined Portfolio Fund, LLC, a...Management Agreement • February 28th, 2011 • First Defined Portfolio Fund LLC • Illinois
This Agreement is made as of December 1, 2003 by and between PFPC TRUST COMPANY, a limited purpose trust company incorporated under the laws of Delaware ("PFPC Trust"), and FIRST DEFINED PORTFOLIO FUND, LLC, a Delaware limited liability company (the...Custodian Services Agreement • April 29th, 2004 • First Defined Portfolio Management Fund LLC
WITNESSETHServices Agreement • April 28th, 2000 • First Defined Portfolio Management Fund LLC • Illinois
FIRST DEFINED PORTFOLIO FUND, LLC INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT This Investment Advisory and Management Agreement (the "Agreement") made this 6th day of December, 2010, by and between First Defined Portfolio Fund, LLC, a Delaware...Investment Advisory and Management Agreement • April 29th, 2011 • First Defined Portfolio Fund LLC • Illinois
BACKGROUNDTransfer Agency Services Agreement • April 29th, 2004 • First Defined Portfolio Management Fund LLC
BACKGROUNDAdministration and Accounting Services Agreement • April 29th, 2004 • First Defined Portfolio Management Fund LLC
First Defined Portfolio Fund, LLC Investment Advisory and Management Agreement This Investment Advisory and Management Agreement (the "Agreement") made this 16th day of November, 1999, by and between First Defined Portfolio Fund, LLC, a Delaware...Management Agreement • April 28th, 2000 • First Defined Portfolio Management Fund LLC • Illinois
BLANKET BOND INSURANCE AGREEMENT THIS AGREEMENT is made as of the 3rd day of July, 2013, by and among the investment companies listed in Appendix A (collectively referred to herein as the "Funds"), First Trust Advisors L.P. (the "Advisor") and First...Blanket Bond Insurance Agreement • July 3rd, 2013 • First Defined Portfolio Fund LLC
First Defined Portfolio Fund, LLC Amended and Restated Establishment and Designation of Series of Membership Interests Whereas, pursuant to Section 4.2 of the Limited Liability Company Agreement dated as of January 8, 1999 (the "Agreement"), of First...First Defined Portfolio Management Fund LLC • April 28th, 2000
Limited Liability Company Agreement of First Defined Portfolio Fund, LLCLimited Liability Company Agreement • April 28th, 2000 • First Defined Portfolio Management Fund LLC • Delaware
FIRST DEFINED PORTFOLIO FUND, LLC FOURTH AMENDED AND RESTATED ESTABLISHMENT AND DESIGNATION OF SERIES OF MEMBERSHIP INTERESTS WHEREAS, pursuant to Section 4.2 of the Limited Liability Company Agreement dated as of January 8, 1999 (the "Agreement"), of...First Defined Portfolio Fund LLC • November 19th, 2007
EXHIBIT A THIS REVISED EXHIBIT A, dated as of _________, 2005 is Exhibit A to that certain Amended and Restated Administration and Accounting Services Agreement dated as of August 16, 2004 between PFPC Inc. and First Defined Portfolio Fund, LLC with...First Defined Portfolio Management Fund LLC • May 2nd, 2005
THIS REVISED EXHIBIT A, dated as of _________, 2005 is Exhibit A to that certain Amended and Restated Administration and Accounting Services Agreement dated as of August 16, 2004 between PFPC Inc. and First Defined Portfolio Fund, LLC with respect to administration and accounting services.
EXHIBIT A THIS REVISED EXHIBIT A, dated as of _________, 2005 is Exhibit A to that certain Amended and Restated Transfer Agency Services Agreement dated as of December 15, 2003 between PFPC Inc. and First Defined Portfolio Fund, LLC with respect to...First Defined Portfolio Management Fund LLC • May 2nd, 2005
THIS REVISED EXHIBIT A, dated as of _________, 2005 is Exhibit A to that certain Amended and Restated Transfer Agency Services Agreement dated as of December 15, 2003 between PFPC Inc. and First Defined Portfolio Fund, LLC with respect to transfer agency services.
EXHIBIT A THIS REVISED EXHIBIT A, dated as of _________, 2005 is Exhibit A to that certain Custodian Services Agreement dated as of December 1, 2003 between PFPC Trust Company and First Defined Portfolio Fund, LLC with respect to custodian services.First Defined Portfolio Management Fund LLC • May 2nd, 2005
THIS REVISED EXHIBIT A, dated as of _________, 2005 is Exhibit A to that certain Custodian Services Agreement dated as of December 1, 2003 between PFPC Trust Company and First Defined Portfolio Fund, LLC with respect to custodian services.
FIRST DEFINED PORTFOLIO FUND, LLC FORM OF THIRD AMENDED AND RESTATED ESTABLISHMENT AND DESIGNATION OF SERIES OF MEMBERSHIP INTERESTS WHEREAS, pursuant to Section 4.2 of the Limited Liability Company Agreement dated as of January 8, 1999 (the...First Defined Portfolio Management Fund LLC • May 1st, 2007
FIRST DEFINED PORTFOLIO FUND, LLC THIRD AMENDED AND RESTATED ESTABLISHMENT AND DESIGNATION OF SERIES OF MEMBERSHIP INTERESTS WHEREAS, pursuant to Section 4.2 of the Limited Liability Company Agreement dated as of January 8, 1999 (the "AGREEMENT"), of...First Defined Portfolio Fund LLC • November 19th, 2007
AGREEMENT FOR FEE WAIVER, EXPENSE REIMBURSEMENT AND RECOVERYFirst Defined Portfolio Management Fund LLC • May 2nd, 2005 • Illinois
FIRST DEFINED PORTFOLIO FUND, LLC ___________________________________________________________________________ Distribution Agreement This Distribution Agreement (the "Agreement") is made as of this 1st day of October, 1999, by and between First...Distribution Agreement • April 28th, 2000 • First Defined Portfolio Management Fund LLC • Illinois
Advisory Agreement Board Considerations Regarding Continuation of Investment Management Contract At a meeting held on March 13, 2006, the Trustees unanimously approved the continuation of the Investment Advisory and Management Agreement (the...Advisory Agreement • August 25th, 2006 • First Defined Portfolio Management Fund LLC
Advisory Agreement Board Considerations Regarding Continuation of Investment Management Contract At a meeting held on March 13, 2006, the Trustees unanimously approved the continuation of the Investment Advisory and Management Agreement (the Agreement) between First Trust Advisors L.P. (First Trust) and First Defined Portfolio Fund, LLC (the Company) for each portfolio of the Company (each a Fund) other than The DowSM Target Dividend Portfolio (for which the contract had been approved for an initial two-year period at a meeting in March 2005). While the Board previously renewed the Agreement in September 2005 for each Fund other than The DowSM Target Dividend Portfolio, First Trust asked the Board to reconsider the Agreement at the March 2006 meeting so that in the future all advisory contracts for the First Trust Fund Complex would be considered at the same time. Because of its recent review of the Agreement, the Board considered its previous findings in approving the Agreement and de
First Defined Portfolio Fund, LLC 1001 Warrenville Road, Suite 300 Lisle, Illinois 60532First Defined Portfolio Management Fund LLC • May 2nd, 2005
This notice is being provided pursuant to Section 1 of that certain Administrative Services Agreement (the "Agreement") between First Defined Portfolio Fund, LLC (the "Fund") and American Skandia Life Assurance Corporation ("American Skandia"). Effective May 1, 2005, the Fund intends to establish and designate an additional portfolio named the Dow Target Dividend Portfolio with respect to which it desires to retain American Skandia to render administrative and other services pursuant to the Agreement. In accordance with Section 1 of the Agreement, we hereby request that American Skandia execute this Notice where indicated below to indicate to the Fund in writing of its willingness to render such services to this new portfolio, whereupon the new portfolio shall become a Portfolio under the terms of the Agreement, effective as of May 1, 2005.
FIRST DEFINED PORTFOLIO FUND, LLC SECOND AMENDED AND RESTATED ESTABLISHMENT AND DESIGNATION OF SERIES OF MEMBERSHIP INTERESTS WHEREAS, pursuant to Section 4.2 of the Limited Liability Company Agreement dated as of January 8, 1999 (the "Agreement"), of...First Defined Portfolio Management Fund LLC • May 2nd, 2005
First Defined Portfolio Fund, LLC Establishment and Designation of Series of Membership Interests Pursuant to Section 4.2 of the Limited Liability Company Agreement dated as of January 8, 1999 (the "Agreement"), of First Defined Portfolio Fund, LLC, a...First Defined Portfolio Management Fund LLC • April 28th, 2000
Administrative Services Agreement This Agreement is made this 1st day of October, 1999 by and between First Trust Defined Portfolio Fund, LLC (the "Fund"), a Delaware limited liability company, and American Skandia Life Assurance Corporation...Administrative Services Agreement • April 28th, 2000 • First Defined Portfolio Management Fund LLC • Delaware
BetweenManager Agreement • April 28th, 2000 • First Defined Portfolio Management Fund LLC
BETWEEN ANDDomestic Custody Agreement • April 28th, 2000 • First Defined Portfolio Management Fund LLC • New York
AMENDMENT TO FUND PARTICIPATION AGREEMENT This Amendment is dated April 29, 2005 to the September 30, 1999 Fund Participation Agreement by and among First Defined Portfolio Fund, LLC (the "Fund"), a Delaware limited liability company, and American...Fund Participation Agreement • May 2nd, 2005 • First Defined Portfolio Management Fund LLC
AGREEMENT FOR FEE WAIVER, EXPENSE REIMBURSEMENT AND RECOVERYFirst Defined Portfolio Fund LLC • April 29th, 2011 • Illinois
