CONFIDENTIAL MATERIAL HAS BEEN OMITTED AND FILED SEPARATELY WITH THE COMMISSION.Operating Agreement • June 30th, 2005 • Van Der Moolen Holding Nv • Security brokers, dealers & flotation companies • New York
andDeposit Agreement • October 15th, 2001 • Van Der Moolen Holding Nv • New York
TO AMENDED AND RESTATED OPERATING AGREEMENT OF VAN DER MOOLEN SPECIALISTS USA, LLC Dated: July 1, 2006Operating Agreement • June 22nd, 2007 • Van Der Moolen Holding Nv • Security brokers, dealers & flotation companies
CONFIDENTIAL MATERIAL HAS BEEN OMITTED AND FILED SEPARATELY WITH THE COMMISSION.Operating Agreement • June 30th, 2005 • Van Der Moolen Holding Nv • Security brokers, dealers & flotation companies
ASSET PURCHASE AGREEMENT Dated as of December 3, 2007 By and Among LEHMAN BROTHERS INC. VAN DER MOOLEN USA, INC. And VAN DER MOOLEN SPECIALISTS USA, LLCAsset Purchase Agreement • June 30th, 2008 • Van Der Moolen Holding Nv • Security brokers, dealers & flotation companies • New York
This Asset Purchase Agreement (this “Agreement”), dated as of December 3, 2007, is made by and among Van der Moolen USA, INC., a corporation formed under the laws of Delaware (the “Parent”), Van der Moolen Specialists USA, LLC, a limited liability company incorporated under the laws of New York (the “Seller”), and Lehman Brothers Inc., a corporation formed under the laws of Delaware (the “Buyer”).
ContractPut/Call Option Agreement • June 22nd, 2007 • Van Der Moolen Holding Nv • Security brokers, dealers & flotation companies • New York
PUT/CALL OPTION AGREEMENT (this “Agreement”) dated as of June 15, 2007, among van der Moolen Specialists USA, LLC, a New York limited liability company (the “Company”), Mill Bridge IV, LLC, a New York limited liability company (the “Buyer”), and the individuals listed on Schedule A hereto (each a “Seller” and collectively, the “Sellers”).
CONFIDENTIAL MATERIAL HAS BEEN OMITTED AND FILED SEPARATELY WITH THE COMMISSION. FIRST AMENDMENTOperating Agreement • June 30th, 2005 • Van Der Moolen Holding Nv • Security brokers, dealers & flotation companies • New York
MEMBERSHIP INTERESTS PURCHASE AGREEMENT AMONG MILBRIDGE IV, LLC AS THE BUYER VAN DER MOOLEN HOLDING N.V. AS THE GUARANTOR AND THE SELLERS NAMED HEREIN Dated as of August 1, 2007Membership Interests Purchase Agreement • June 30th, 2008 • Van Der Moolen Holding Nv • Security brokers, dealers & flotation companies • New York
MEMBERSHIP INTERESTS PURCHASE AGREEMENT (this “Agreement”), dated as of August 1, 2007, among Milbridge IV, LLC, a New York limited liability company, (the “Buyer”) and, solely with respect to Section 8.15 hereof, Van der Moolen Holding N.V., a Dutch limited liability company (the “Guarantor”), and those members listed on Schedule A attached hereto (collectively, the “Sellers”).
FIFTH AMENDMENT TO AMENDED AND RESTATED OPERATING AGREEMENT OF VAN DER MOOLEN SPECIALISTS USA, LLC Dated: as of July 1, 2007Operating Agreement • June 30th, 2008 • Van Der Moolen Holding Nv • Security brokers, dealers & flotation companies
FIFTH AMENDMENT, dated as of July 1, 2007 (the “Amendment”), to the Amended and Restated Operating Agreement, dated December 1, 2004, as amended by the First Amendment, dated December 30, 2004, the Second Amendment dated January 3, 2005, the Third Amendment dated July 1, 2006 and the Fourth Amendment dated April 23, 2007 (the “Operating Agreement”), of Van der Moolen Specialists USA, LLC, a New York limited liability company (the “Company”), by and among the entity and individuals listed on Schedule A hereto (each, a “Member” and collectively, the “Members”).
CONFIDENTIAL MATERIAL HAS BEEN OMITTED AND FILED SEPARATELY WITH THE COMMISSION.Operating Agreement • June 25th, 2004 • Van Der Moolen Holding Nv • Security brokers, dealers & flotation companies
TO AMENDED AND RESTATED OPERATING AGREEMENT OF VAN DER MOOLEN SPECIALISTS USA, LLC Dated: April 23, 2007Operating Agreement • June 22nd, 2007 • Van Der Moolen Holding Nv • Security brokers, dealers & flotation companies
FOURTH AMENDMENT, dated April 23, 2007 (the “Amendment”), to the Amended and Restated Operating Agreement, dated December 1, 2004, as amended by the First Amendment, dated December 30, 2004, the Second Amendment dated January 3, 2005, and the Third Amendment dated July 1, 2006 (the “Operating Agreement”), of Van der Moolen Specialists USA, LLC, a New York limited liability company (the “Company”), by and among the entity and individuals listed on Schedule A hereto (each, a “Member” and collectively, the “Members”).
TOOperating Agreement • June 25th, 2004 • Van Der Moolen Holding Nv • Security brokers, dealers & flotation companies
DATED 24 July 2006 HILLS INDEPENDENT TRADERS LIMITED VAN DER MOOLEN EQUITIES LIMITED BINCK N.V. ASSET PURCHASE AGREEMENT for the purchase of, and grant of an option to purchase, certain of the business and assets of Hills Independent Traders LimitedAsset Purchase Agreement • June 22nd, 2007 • Van Der Moolen Holding Nv • Security brokers, dealers & flotation companies
Agreed Terms in relation to any document, that document in the terms agreed between the parties and signed or initialled for identification purposes only by or on behalf of the Buyer and the Seller prior to the execution of this agreement;
BE BRAUWVan Der Moolen Holding Nv • June 23rd, 2006 • Security brokers, dealers & flotation companies
