1 2 TABLE OF CONTENTSLoan and Security Agreement • April 30th, 2001 • Taser International Inc • Ordnance & accessories, (no vehicles/guided missiles)
AXON ENTERPRISE, INC. 3,000,000 Shares of Common Stock Underwriting AgreementAxon Enterprise, Inc. • June 18th, 2020 • Ordnance & accessories, (no vehicles/guided missiles) • New York
Axon Enterprise, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representative (the “Representative”), an aggregate of 3,000,000 shares of common stock, par value $0.00001 per share (the “Common Stock”), of the Company (the “Underwritten Shares”). In addition, the Company proposes to issue and sell, at the option of the Underwriters, up to an additional 450,000 shares of Common Stock (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares.” The shares of Common Stock to be outstanding after giving effect to the sale of the Shares are referred to herein as the “Stock.”
AXON ENTERPRISE, INC., as Issuer AND U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of December 9, 2022 0.50% Convertible Senior Notes due 2027Indenture • December 9th, 2022 • Axon Enterprise, Inc. • Ordnance & accessories, (no vehicles/guided missiles) • New York
INDENTURE dated as of December , 2022 between AXON ENTERPRISE, INC., a Delaware corporation, as issuer (the “Company,” as more fully set forth in Section 1.01) and U.S. Bank Trust Company, National Association, a national banking association organized under the laws of the United States, as trustee (the “Trustee,” as more fully set forth in Section 1.01).
AGREEMENT CONCERNING INDEMNIFICATION AND RELATED MATTERS (OFFICERS)Taser International Inc • February 14th, 2001 • Delaware
GE CAPITAL CORPORATION LOGO] Master Lease Agreement Account # 4070297 Dated and effective as of April 17, 2001 ("Effective Date"), this MASTER LEASE AGREEMENT ("Agreement") is entered into by and between GENERAL ELECTRIC CAPITAL CORPORATION, a New...Master Lease Agreement • March 14th, 2003 • Taser International Inc • Ordnance & accessories, (no vehicles/guided missiles) • Connecticut
2. 3 (iii) Other Benefits. The Executive shall be entitled to participate in all other benefit programs offered by the Company to its full-time executive employees, including, but not limited to, health, medical, dental and eye care; Southwest...Executive Employment Agreement • February 14th, 2001 • Taser International Inc • Arizona
1 Exhibit 1.1 __________________ UNITS TASER INTERNATIONAL, INC. UNDERWRITING AGREEMENT 2 ________________, 2001 Paulson Investment Company, Inc. As Representative of the several Underwriters 811 SW Naito Parkway, Suite 200 Portland, Oregon 97204...Taser International Inc • February 14th, 2001 • Oregon
1 Exhibit 1.1 __________________ UNITS TASER INTERNATIONAL, INC. UNDERWRITING AGREEMENT 2 ________________, 2001 Paulson Investment Company, Inc. As Representative of the several Underwriters 811 SW Naito Parkway, Suite 200 Portland, Oregon 97204...Taser International Inc • May 7th, 2001 • Ordnance & accessories, (no vehicles/guided missiles) • Oregon
RECITALS:Executive Employment Agreement • March 31st, 2005 • Taser International Inc • Ordnance & accessories, (no vehicles/guided missiles) • Arizona
RECITALS:Executive Employment Agreement • March 14th, 2003 • Taser International Inc • Ordnance & accessories, (no vehicles/guided missiles) • Arizona
W-_____ _________Warrants TASER INTERNATIONAL, INC. CUSIP ______________ THIS CERTIFIES THAT or registered assigns, is the registered holder of the number of Warrants (the "Warrants") set forth above. Each Warrant entitles the holder thereof to...Taser International Inc • April 30th, 2001 • Ordnance & accessories, (no vehicles/guided missiles)
WITNESSETH:Licensing Agreement • February 26th, 2001 • Taser International Inc • Ordnance & accessories, (no vehicles/guided missiles) • Arizona
EXHIBIT 10.18 [BANK ONE LOGO] CREDIT AGREEMENT This agreement between Bank One, NA, with its main office in Chicago, IL, and its successors and assigns, (the "Bank"), whose address is 201 N. Central Ave, 21st Floor, AZ1-1178, Phoenix, AZ 85004, and...Credit Agreement • August 12th, 2002 • Taser International Inc • Ordnance & accessories, (no vehicles/guided missiles) • Arizona
1 EXHIBIT 4.6 TASER INTERNATIONAL, INC. PURCHASE WARRANTTaser International Inc • May 7th, 2001 • Ordnance & accessories, (no vehicles/guided missiles) • Oregon
AXON ENTERPRISE, INC. DISTRIBUTION AGREEMENTDistribution Agreement • August 10th, 2021 • Axon Enterprise, Inc. • Ordnance & accessories, (no vehicles/guided missiles) • New York
WARRANT NO. 04 TASER INTERNATIONAL, INCORPORATED COMMON STOCK PURCHASE WARRANT TASER International, Incorporated, an Arizona corporation, (the "Company"), hereby agrees that, for value received, Bruce R. Culver, or his assigns, is entitled, subject to...Taser International Inc • February 14th, 2001
AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENTCredit Agreement • February 3rd, 2021 • Axon Enterprise, Inc. • Ordnance & accessories, (no vehicles/guided missiles) • New York
AMENDED AND RESTATED CREDIT AGREEMENT dated as of December 31, 2018 (as it may be amended or modified from time to time, this “Agreement”), among AXON ENTERPRISE, INC., a Delaware corporation, as Borrower, the other Loan Parties party hereto, and JPMORGAN CHASE BANK, N.A., as Lender.
DIRECTORS)Taser International Inc • February 14th, 2001 • Delaware
ContractCredit Agreement • March 12th, 2015 • Taser International Inc • Ordnance & accessories, (no vehicles/guided missiles) • Arizona
This agreement dated as of August 18, 2014 is between JPMorgan Chase Bank, N.A. (together with its successors and assigns, the "Bank"), whose address is 201 N. Central Ave, 21st Floor, AZ1-1178, Phoenix, AZ 85004, and TASER International, Inc. (individually, the "Borrower" and if more than one, collectively, the "Borrowers"), whose address is 17800 N 85th Street, Scottsdale, AZ 85255.
EXECUTIVE EMPLOYMENT AGREEMENTExecutive Employment Agreement • May 10th, 2022 • Axon Enterprise, Inc. • Ordnance & accessories, (no vehicles/guided missiles) • Arizona
This EXECUTIVE EMPLOYMENT AGREEMENT ("Agreement") is made effective as of May 9, 2022 ("Effective Date") and entered into as of the date of last signature below ("Execution Date") by and between AXON ENTERPRISE, INC., a Delaware corporation, ("Company") and JAMES C. ZITO, an individual ("Executive"), also referred to herein each individually as "Party" or collectively as "Parties."
EXECUTIVE EMPLOYMENT AGREEMENTExecutive Employment Agreement • December 4th, 2017 • Axon Enterprise, Inc. • Ordnance & accessories, (no vehicles/guided missiles) • Arizona
THIS EXECUTIVE EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into this 1st day of December, 2017 (the “Effective Date”) between Axon Enterprise, Inc. (formally known as “TASER International, Inc.”), a Delaware Corporation, (the “Company”), located at 17800 North 85th Street, Scottsdale, Arizona 85255 and Douglas Klint (the “Executive”).
W-_____ _________Warrants TASER INTERNATIONAL, INC. CUSIP ______________ THIS CERTIFIES THAT or registered assigns, is the registered holder of the number of Warrants (the "Warrants") set forth above. Each Warrant entitles the holder thereof to...Taser International Inc • February 14th, 2001
7339 East Evans Road - Scottsdale, AZ - 85280 - USA - (480) 991-0791 - Fax (480) 991-0791 AMENDMENT TO PROMISSORY NOTE(S) Note Balance: __________ City/State: Scottsdale, Arizona Date of Amendment: 3/30/01 This Amendment No. __ to the Original Loans...Loans and Security Agreement • April 30th, 2001 • Taser International Inc • Ordnance & accessories, (no vehicles/guided missiles)
SHARE PURCHASE AGREEMENTShare Purchase Agreement • April 8th, 2021 • Axon Enterprise, Inc. • Ordnance & accessories, (no vehicles/guided missiles) • New York
The Purchaser is a “qualified institutional buyer” (within the meaning of Rule 144A under the Securities Act) if it is an entity that meets any one of the following categories at the time of the sale of securities to the Purchaser (Please check the applicable subparagraphs):
1 Exhibit 4.5 WARRANT AND UNIT AGREEMENT TASER International, Inc., 7860 E. McClain Drive, Suite 2, Scottsdale, Arizona 85260, a Delaware corporation ("Company"), and US Stock Transfer Corporation, 1745 Gardena Avenue, Glendale, California, a...Warrant and Unit Agreement • May 7th, 2001 • Taser International Inc • Ordnance & accessories, (no vehicles/guided missiles) • California
Amendment to Credit Agreement with Termination of Negative Pledge Agreement and ConsentCredit Agreement • August 8th, 2011 • Taser International Inc • Ordnance & accessories, (no vehicles/guided missiles) • Arizona
This agreement is dated as of June 23, 2011, by and between TASER International, Inc. (the “Borrower”) and JPMorgan Chase Bank, N.A. (together with its successors and assigns the “Bank”). The provisions of this agreement are effective on the date that this agreement has been executed by all of the signers and delivered to the Bank (the “Effective Date”).
EXECUTIVE EMPLOYMENT AGREEMENTExecutive Employment Agreement • March 8th, 2013 • Taser International Inc • Ordnance & accessories, (no vehicles/guided missiles) • Arizona
THIS EXECUTIVE EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into this 9th day of August, 2010, to be effective as of August 9, 2010, between TASER International, Incorporated (the “Company”), located at 17800 North 85th Street, Scottsdale, Arizona 85255 and Jeff Kukowski, residing at 8400 E. Dixileta, Lot #162, Scottsdale, AZ 85266 (the “Executive”).
Second Amendment to Credit AgreementCredit Agreement • March 1st, 2018 • Axon Enterprise, Inc. • Ordnance & accessories, (no vehicles/guided missiles) • Arizona
This Second Amendment to Credit Agreement (this "Amendment") is dated as of December 18, 2017, by and between Axon Enterprise, Inc. (the "Borrower") and JPMorgan Chase Bank, N.A. (together with its successors and assigns the "Bank"). The provisions of this Amendment are effective on the date that this Amendment has been executed by all of the signers and delivered to the Bank (the "Effective Date").
EXECUTIVE EMPLOYMENT AGREEMENTExecutive Employment Agreement • March 16th, 2009 • Taser International Inc • Ordnance & accessories, (no vehicles/guided missiles) • Arizona
THIS EXECUTIVE EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into this 22 day of June, 2008, to be effective as of August 1, 2008, between TASER International, Incorporated (the “Company”), located at 17800 North 85th Street, Scottsdale, Arizona 85255 and Jas Dhillon (the “Executive”).
SETTLEMENT AND RELEASE AGREEMENTSettlement and Release Agreement • August 7th, 2009 • Taser International Inc • Ordnance & accessories, (no vehicles/guided missiles) • Arizona
This Settlement Agreement (“Agreement”) is made on May 15, 2009 by and between Bruce Culver and Donna Culver, husband and wife, (“Claimants”) and TASER International, Inc., a Delaware corporation (“TASER”). Claimants and TASER are collectively referred to as the “Parties” and at times each is individually referred to as a “Party.”
Bank One Logo] Credit Agreement This agreement between Bank One, NA, with its main office in Chicago, IL, and its successors and assigns, (the "Bank"), whose address is 201 N. Central Ave, 21st Floor, AZ1-1178, Phoenix, AZ 85004, and TASER...Credit Agreement • March 4th, 2004 • Taser International Inc • Ordnance & accessories, (no vehicles/guided missiles)
AMENDED AND RESTATED PURCHASE AND SALE AGREEMENT THIS AMENDED AND RESTATED PURCHASE AND SALE AGREEMENT (this "Agreement") is made and entered into as of the 13th day of December, 2018 ("Effective Date"), by and between Apex Park at Pima, L.L.C., an...Purchase and Sale Agreement • February 27th, 2019 • Axon Enterprise, Inc. • Ordnance & accessories, (no vehicles/guided missiles) • Arizona
EXECUTIVE EMPLOYMENT AGREEMENTExecutive Employment Agreement • December 14th, 2023 • Axon Enterprise, Inc. • Ordnance & accessories, (no vehicles/guided missiles) • Arizona
This EXECUTIVE EMPLOYMENT AGREEMENT (“Agreement”) is made effective as of December 8, 2023 (“Effective Date”), by and between AXON ENTERPRISE, INC., a Delaware corporation (“Company”), and Patrick W. Smith (“Executive”), also referred to herein each individually as “Party” or collectively as “Parties”.
BANK ONE LOGO) CREDIT AGREEMENT This agreement dated as of June 22, 2004 between Bank One, NA, with its main office, in Chicago, IL, and its successors and assigns, (the "Bank"), whose address is 201 N. Central Ave, 21st Floor, AZ1-1178, Phoenix, AZ...Logo) Credit Agreement • March 31st, 2005 • Taser International Inc • Ordnance & accessories, (no vehicles/guided missiles)
FIRST AMENDMENT TO AMENDED AND RESTATED PURCHASE AND SALE AGREEMENTPurchase and Sale Agreement • May 10th, 2019 • Axon Enterprise, Inc. • Ordnance & accessories, (no vehicles/guided missiles)
This FIRST AMENDMENT TO AMENDED AND RESTATED PURCHASE AND SALE AGREEMENT (this "Amendment") is made and entered into effective as of the 4th day of March, 2019, by and between Apex Park at Pima, L.L.C., an Arizona limited liability company and its assignee under the substitute lease (collectively, "Seller") and Axon Enterprise Holding Company, LLC, a Delaware limited liability company ("Buyer").
