CUSTODY AGREEMENT BETWEEN STAR BANK, N.A. AND ----------------------Custody Agreement • September 23rd, 1998 • Sparrow Funds • Ohio
MANAGEMENT AGREEMENT TO: Sparrow Capital Management Incorporated 225 South Meramec Avenue, Suite 732 Tower St. Louis, MO 63105 Dear Sirs: The Sparrow Funds (the "Trust") herewith confirms our agreement with you. The Trust has been organized to engage...Management Agreement • September 1st, 2000 • Sparrow Funds • Ohio
DISTRIBUTION AGREEMENT This Agreement made as of September 16, 1998 by and between The Sparrow Funds (the "Trust"), an Ohio business trust and an open-end registered investment company, and Unified Management Corporation., a Delaware corporation...Distribution Agreement • September 23rd, 1998 • Sparrow Funds • Ohio
TRANSFER AGENT AGREEMENTTransfer Agent Agreement • December 31st, 2009 • Sparrow Funds • Ohio
THIS AGREEMENT is made and entered into this 1st day of April, 2009, by and between the Sparrow Capital (the “Trust”), an MO business trust having its principal place of business at 11330 Olive Blvd., Ste. 230, St. Louis, MO 63141, and Mutual Shareholder Services, LLC, a Delaware Limited Liability Company (“MSS”).
ACCOUNTING SERVICES AGREEMENTAccounting Services Agreement • December 31st, 2009 • Sparrow Funds • Ohio
THIS AGREEMENT is made and entered into this 1st day of April, 2009, by and between the Sparrow Capital (the “Trust”), an MO business trust having its principal place of business at 11330 Olive Blvd., Ste. 230, St. Louis, MO 63141, and Mutual Shareholder Services, LLC, a Delaware Limited Liability Company (“MSS”).
By-Laws of Sparrow Funds ARTICLE 1 Agreement and Declaration of Trust and OfficesSparrow Funds • July 24th, 1998
DISTRIBUTION AGREEMENTDistribution Agreement • December 31st, 2009 • Sparrow Funds • New York
THIS AGREEMENT is made as of January 12, 2009, between Sparrow Funds (“Fund”), a mutual fund, and Rafferty Capital Markets, LLC, (“RCM”), a corporation organized and existing under the laws of the State of New York.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 2nd, 2009 • Sparrow Funds
The Trust has been organized to engage in the business of a registered open-end investment company, and currently has one series, the Sparrow Growth (the “Fund”).
SPARROW GROWTH FUND Dealer's Agreement Unified Management Corporation ("Distributor") invites you, as a selected dealer, to participate as principal in the distribution of shares (the "Shares") of the Sparrow Growth Fund (the "Fund"), of which it is...S Agreement • September 23rd, 1998 • Sparrow Funds
DISTRIBUTION AGREEMENTFee Agreement • December 28th, 2022 • Sparrow Funds • Delaware
THIS AGREEMENT is made and entered into as of March 7, 2022 by and between Sparrow Funds, a Mutual Fund (the “Client”) and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
AGREEMENT AND DECLARATION OF TRUST July 14, 1998 ------------------------- SPARROW FUNDS AGREEMENT AND DECLARATION OF TRUST TABLE OF CONTENTSSparrow Funds Agreement • July 24th, 1998 • Sparrow Funds • Ohio
DISTRIBUTION SERVICES AGREEMENTDistribution Services Agreement • December 28th, 2022 • Sparrow Funds • Delaware
THIS AGREEMENT made this 7 day of March, by and between Sparrow Capital Management Inc., a Missouri corporation (the “Adviser”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTChief Compliance Officer Services Agreement • December 22nd, 2021 • Sparrow Funds • Ohio
This CHIEF COMPLIANCE OFFICER SERVICES AGREEMENT is made and entered into as of this 12th day of May, 2021 by and between Sparrow Funds, a Ohio business trust (the “Trust”) and Empirical Administration, LLC, a Ohio limited liability company (“Empirical”).
PUBLIC SQUARE FUND SERVICES, LLC ADMINISTRATIVE & COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • December 30th, 2013 • Sparrow Funds • Delaware
THIS AGREEMENT is made and entered into as of this 7th of November by and between Public Square Fund Services, LLC, a Delaware limited liability company (the “Administrator”) and Sparrow Capital Management, a _______ on behalf of each of its series set forth on Appendix A hereto (the “Funds”).
ADMINISTRATION AGREEMENTAdministration Agreement • December 22nd, 2021 • Sparrow Funds • Ohio
This ADMINISTRATION AGREEMENT is made and entered into as of this 12th day of May, 2021 by and between Sparrow Funds, a Ohio business trust (the “Trust”) and Empirical Administration, LLC, a Ohio limited liability company (“Empirical”).
Letter AgreementLetter Agreement • January 2nd, 2009 • Sparrow Funds
Effective as of the date the Fund’s shareholders approve the Agreement, we hereby agree to waive our management fee and/or reimburse expenses of the Fund, but only to the extent necessary to maintain the total annual operating expenses of each Class of the Fund, excluding interest; taxes; brokerage fees and commissions; any applicable 12b-1 fees; indirect expenses (such as fees and expenses of other investment companies in which the Fund may invest); and extraordinary litigation expenses; and certain expenses incurred in connection with the closing of the Fund or the Class, at 1.25% of the average daily net assets of the Class. This Agreement shall continue in place with respect to each Class of the Fund until such date as the Fund (or the Class) is liquidated, or December 31, 2010, whichever shall be the first to occur. This Agreement supersedes any other expense limitation agreement previously entered into with us with respect to the Fund.
