ARTICLE I. DEFINITIONSCustody Agreement • July 29th, 1998 • Mitchell Hutchins Institutional Series • New York
Exhibit No. 8(a)(ii) TRANSFER AGENCY AGREEMENT AGREEMENT made this 12th day of January, 2000, between MITCHELL HUTCHINS LIR MONEY SERIES (the "Company"), a Delaware business trust having its principal place of business at 51 West 52nd Street, New...Transfer Agency Agreement • April 28th, 2000 • Mitchell Hutchins Lir Money Series • Ohio
WITNESSETH:Custodian Contract • August 25th, 2000 • Mitchell Hutchins Lir Money Series
Exhibit No. 8(a)(iii) TRANSFER AGENCY AND RELATED SERVICES AGREEMENT ---------------------------------------------- (LIR CASH RESERVES FUND) THIS AGREEMENT is made as of February 1, 2000 by and between PFPC INC., a Massachusetts corporation ("PFPC"),...Agreement • August 29th, 2001 • Brinson Money Series
W I T N E S S E T H:Agreement • August 29th, 2001 • Brinson Money Series
PFPC INC. UBS MONEY SERIESAgency and Services Agreement • August 30th, 2004 • Ubs Money Series
Exhibit No. 5(d) EXCLUSIVE DEALER AGREEMENT SHARES OF LIR CASH RESERVES FUND AND LIR LIQUID ASSETS FUND AGREEMENT made as of February 1, 2000 between Mitchell Hutchins Asset Management Inc. ("Mitchell Hutchins"), a Delaware corporation, and...Exclusive Dealer Agreement • August 25th, 2000 • Mitchell Hutchins Lir Money Series • Delaware
PLAN AGREEMENTPlan Agreement • April 28th, 2000 • Mitchell Hutchins Lir Money Series • New York
Exhibit No. 5(d) DEALER AGREEMENT BRINSON MONEY SERIES AGREEMENT made as of May 9, 2001 between Brinson Advisors, Inc. ("Brinson Advisors"), a Delaware corporation, and UBS PaineWebber Inc. ("UBS PaineWebber"), a Delaware corporation. WHEREAS Brinson...Dealer Agreement • August 29th, 2001 • Brinson Money Series • New York
ARTICLE I. DEFINITIONSCustody Agreement • April 28th, 2000 • Mitchell Hutchins Lir Money Series • New York
Exhibit No. 4(b) INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT Contract made as of January 12, 2000 between MITCHELL HUTCHINS LIR MONEY SERIES, a Delaware business trust ("Trust"), and MITCHELL HUTCHINS ASSET MANAGEMENT INC. ("Mitchell Hutchins"), a...Investment Advisory and Administration Contract • April 28th, 2000 • Mitchell Hutchins Lir Money Series • Delaware
Exhibit 4(a) INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT Contract made as of April 1, 2006, between UBS MONEY SERIES, a Delaware statutory trust ("Trust"), and UBS GLOBAL ASSET MANAGEMENT (AMERICAS) INC. ("UBS Global Americas"), a Delaware...Investment Advisory and Administration Contract • August 30th, 2006 • Ubs Money Series • Delaware
Exhibit No. 5(a) BRINSON MONEY SERIES PRINCIPAL UNDERWRITING CONTRACT CONTRACT made as of May 9, 2001, between BRINSON MONEY SERIES, a Delaware business trust, ("Fund"), and BRINSON ADVISORS, INC., a Delaware corporation ("Brinson Advisors"). WHEREAS...Brinson Money Series • August 29th, 2001 • Delaware
Exhibit No. 4(c) INVESTMENT ADVISORY AND ADMINISTRATION CONTRACT Contract made as of February 1, 2000 between MITCHELL HUTCHINS LIR MONEY SERIES, a Delaware business trust ("Trust"), and MITCHELL HUTCHINS ASSET MANAGEMENT INC. ("Mitchell Hutchins"), a...Mitchell Hutchins Lir Money Series • August 25th, 2000 • Delaware
Exhibit No. 8(b) BRINSON MONEY SERIES FINANCIAL INTERMEDIARY SHARES SHAREHOLDER SERVICES PLAN AND AGREEMENT --------------------------------------- This Shareholder Services Plan and Agreement ("Plan") is adopted by Brinson Money Series, a business...Shareholder Services Plan and Agreement • August 29th, 2001 • Brinson Money Series • Delaware
SERVICE AGREEMENTService Agreement • August 27th, 2018 • UBS Series Funds • Massachusetts
This Service Agreement (“Agreement”) dated and effective as of May 31, 2018, is by and between State Street Bank and Trust Company, a Massachusetts trust company (“State Street”), and each management investment company identified on Schedule A (each, a “Trust”).
Exhibit No. 5(c) MITCHELL HUTCHINS LIR MONEY SERIES DISTRIBUTION CONTRACT CONTRACT made as of February 1, 2000 between MITCHELL HUTCHINS LIR MONEY SERIES, a Delaware business trust ("Fund"), and Mitchell Hutchins Asset Management Inc., a Delaware...Distribution Contract • August 25th, 2000 • Mitchell Hutchins Lir Money Series • Delaware
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • March 7th, 2024 • UBS Series Funds • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Plan” or “Agreement”) is made as of this 23rd day of February, 2024 by and between UBS Series Funds (the “Trust”), a statutory trust created under the laws of the State of Delaware, on behalf of its series listed on Exhibit A attached hereto (each series, an “Acquired Fund”), and the Trust, on behalf of its other series listed on Exhibit A attached hereto (each series, a “Surviving Fund” and together with the Acquired Funds, the “Funds”). Except for each Acquired Fund and Surviving Fund, no other series of the Trust are parties to this Agreement. The Trust has its principal place of business at 787 Seventh Avenue, New York NY 10019.
ADMINISTRATION CONTRACT (UBS Select 100% US Treasury Preferred Fund UBS Select 100% US Treasury Institutional Fund)Administration Contract • March 12th, 2024 • UBS Series Funds • Delaware
This administration contract (“Contract”) is made as of March 8, 2024, between UBS SERIES FUNDS, a Delaware statutory trust (“Trust”), and UBS ASSET MANAGEMENT (AMERICAS) LLC (“UBS AM”), a Delaware limited liability company.
FORM OF SELECTED DEALER AGREEMENTSelected Dealer Agreement • March 12th, 2024 • UBS Series Funds • New York
This Selected Dealer Agreement (“Agreement”) is entered into as of [ ], by and between UBS Asset Management (US) Inc., a Delaware corporation, (“we” or “us”) and [ ], a [ ] corporation (“you”). We are the exclusive national distributor of the shares (“Shares”) of the investment companies listed on Schedule A hereto (each, a “Fund” and together, the “Funds”), each of which is registered under the Investment Company Act of 1940, as amended (“1940 Act”) or is a series of a registered investment company. We understand that you wish to act as a Selected Dealer with respect to the Shares. You have represented that you are a broker-dealer registered with the Securities and Exchange Commission (“SEC”) under the Securities Exchange Act of 1934, as amended (“1934 Act”), and a member in good standing of the Financial Industry Regulatory Authority (“FINRA”), or a “bank” as defined in Section 3(a)(6) of the 1934 Act (“Bank”) and are not required to register as a broker-dealer under the 1934 Act at
Exhibit (5)(h) UBS MONEY SERIES FORM OF PRINCIPAL UNDERWRITING CONTRACT CONTRACT made as of ________, 200_, between UBS MONEY SERIES, a Delaware business trust ("Fund"), and UBS GLOBAL ASSET MANAGEMENT (US) INC., a Delaware corporation ("UBS Global...Ubs Money Series • January 23rd, 2004 • Delaware
DEALER AGREEMENT UBS MONEY SERIESDealer Agreement • August 26th, 2016 • Ubs Money Series • New York
AGREEMENT made as of March 29, 2016, between UBS Asset Management (US) Inc. (“UBS AM”), a Delaware corporation, and UBS Financial Services Inc., a Delaware corporation.
AMENDED AND RESTATED ADMINISTRATION CONTRACT (Institutional, Preferred and Reserves Series)Administration Contract • March 29th, 2016 • Ubs Money Series • Delaware
This administration contract (“Contract”) made as of August 28, 2007 and amended and restated as of March 28, 2016, between UBS MONEY SERIES, a Delaware statutory trust (“Trust”), and UBS ASSET MANAGEMENT (AMERICAS) INC. (“UBS AM”), a Delaware corporation.
MUTUAL FUNDS ACCOUNT ADMINISTRATION AGREEMENTMutual Funds Account Administration Agreement • August 27th, 2021 • UBS Series Funds • New York
This Mutual Funds Account Administration Agreement (“Agreement”) is entered into as of January 10, 2008, by and between UBS Global Asset Management (US) Inc., a Delaware corporation, (“We” or “Us”) and Union Bank of California, N.A., a national banking association (“You”). We are the exclusive national distributor of the shares (“Shares”) of the investment companies listed on Schedule A hereto (“Funds”), each of which is registered under the Investment Company Act of 1940, as amended (“1940 Act”) or is a series of a registered investment company. We understand that you have or may have customers for whom you act as agent or trustee who may wish to have you purchase Shares for their accounts. You have represented that you are a broker-dealer registered with the Securities and Exchange Commission (“SEC”) under the Securities Exchange Act of 1934, as amended (“1934 Act”) and a member in good standing of the Financial Industry Regulatory Authority (“FINRA”) , or a “bank” as defined in Sect
UBS SERIES FUNDS AMENDED AND RESTATED PRINCIPAL UNDERWRITING CONTRACTUbs Series Funds • March 12th, 2024 • UBS Series Funds • Delaware
CONTRACT made as of August 28, 2007 and amended and restated as of March 8, 2024, between UBS SERIES FUNDS (formerly known as “UBS Money Series”), a Delaware statutory trust (“Fund”), and UBS ASSET MANAGEMENT (US) INC., a Delaware corporation (“UBS AM”).
SELECTED DEALER AGREEMENT UBS MONEY SERIES (applicable to Investor Series)Selected Dealer Agreement • August 28th, 2013 • Ubs Money Series • New York
This Selected Dealer Agreement (“Agreement”) is entered into as of September 18, 2008, by and between UBS Global Asset Management (US) Inc. (“We” or “Us”) and UBS Financial Services, Inc. (You”). We are the principal underwriter of the shares of beneficial interest (“Shares”) of the investment companies listed on Schedule A hereto (“Funds”), each of which is registered under the Investment Company Act of 1940, as amended, (“1940 Act”) or is a series of a registered investment company. We understand that you wish to act as a Selected Dealer with respect to the Shares. You have represented that you are either a broker-dealer registered with the Securities and Exchange Commission (“SEC”) under the Securities Exchange Act of 1934, as amended, (“1934 Act”) and a member in good standing of the Financial Industry Regulatory Authority, Inc. (“FINRA”), or a “bank” as defined in Section 3(a)(6) of the 1934 Act (“Bank”) and are not required to register as a broker-dealer under the 1934 Act, at th
UBS MONEY SERIES AMENDED AND RESTATED PRINCIPAL UNDERWRITING CONTRACTUbs Money Series • March 29th, 2016 • Ubs Money Series • Delaware
CONTRACT made as of August 28, 2007 and amended and restated as of March 28, 2016, between UBS MONEY SERIES, a Delaware statutory trust (“Fund”), and UBS ASSET MANAGEMENT (US) INC., a Delaware corporation (“UBS AM”).
SELECTED DEALER AGREEMENT UBS MONEY SERIES (applicable to Investor Series)Selected Dealer Agreement • August 26th, 2016 • Ubs Money Series • New York
This Selected Dealer Agreement (“Agreement”) is entered into as of September 18, 2008, by and between UBS Global Asset Management (US) Inc. (“We” or “Us”) and UBS Financial Services, Inc. (You”). We are the principal underwriter of the shares of beneficial interest (“Shares”) of the investment companies listed on Schedule A hereto (“Funds”), each of which is registered under the Investment Company Act of 1940, as amended, (“1940 Act”) or is a series of a registered investment company. We understand that you wish to act as a Selected Dealer with respect to the Shares. You have represented that you are either a broker-dealer registered with the Securities and Exchange Commission (“SEC”) under the Securities Exchange Act of 1934, as amended, (“1934 Act”) and a member in good standing of the Financial Industry Regulatory Authority, Inc. (“FINRA”), or a “bank” as defined in Section 3(a)(6) of the 1934 Act (“Bank”) and are not required to register as a broker-dealer under the 1934 Act, at th
FORM OF AMENDMENT TO SERVICE AGREEMENTService Agreement • December 23rd, 2019 • UBS Series Funds
This Amendment to Service Agreement (the “Amendment”), dated and effective December , 2019, is by and between State Street Bank and Trust Company, a Massachusetts trust company (“State Street”), and each management investment company identified on Schedule A (each, a “Trust”).
Exhibit No. 8(c) MITCHELL HUTCHINS INSTITUTIONAL SERIES FINANCIAL INTERMEDIARY SHARES SHAREHOLDER SERVICE AGREEMENT ----------------------------- PaineWebber Incorporated ("Firm"), as distributor of the Financial Intermediary shares of Mitchell...Mitchell Hutchins Institutional Series • July 29th, 1998 • New York
WITNESSETHTransfer Agency and Services Agreement • September 1st, 1999 • Mitchell Hutchins Lir Money Series • New York
UBS SERIES FUNDS (Investor Series) AMENDED AND RESTATED SHAREHOLDER SERVICES PLAN AND AGREEMENTShareholder Services Plan and Agreement • December 23rd, 2019 • UBS Series Funds • Delaware
This Shareholder Services Plan and Agreement (the “Plan”) is adopted by UBS Series Funds (formerly known as “UBS Money Series”) (the “Trust”) with respect to shares of beneficial interest of UBS Select Prime Investor Fund, UBS Select Treasury Investor Fund, UBS Tax-Free Investor Fund, UBS Prime Investor Fund, UBS Select Government Investor Fund and UBS Select ESG Prime Investor Fund (each a “Fund” and collectively, the “Funds”), and is entered into by the Trust and UBS Asset Management (US) Inc., the principal underwriter to the Trust (“UBS AM”), subject to the following terms and conditions:
FEE WAIVER AND EXPENSE REIMBURSEMENT AGREEMENT (UBS Prime Investor Fund) UBS MONEY SERIES New York, New York 10019Fee Waiver and Expense Reimbursement Agreement • January 11th, 2016 • Ubs Money Series • Delaware
DEALER AGREEMENTDealer Agreement • December 20th, 2023 • UBS Series Funds • New York
This Dealer Agreement (“Agreement”) is entered into as of December 20, 2023, by and between UBS Asset Management (US) Inc., a Delaware corporation, (“we” or “us”) and CF Secured, LLC, a Delaware limited liability corporation (“you”). We are the exclusive national distributor of the shares (“Shares”) of the investment companies listed on Schedule A hereto (each, a “Fund” and together, the “Funds”), each of which is registered under the Investment Company Act of 1940, as amended (“1940 Act”) or is a series of a registered investment company. We understand that you wish to act as a Dealer with respect to the Shares. You have represented that you are a broker-dealer registered with the Securities and Exchange Commission (“SEC”) under the Securities Exchange Act of 1934, as amended (“1934 Act”), and a member in good standing of the Financial Industry Regulatory Authority (“FINRA”), or a “bank” as defined in Section 3(a)(6) of the 1934 Act (“Bank”) and are not required to register as a broke
Re: Amendment to Dealer Agreement for Certain Institutional Money Market FundsUbs Money Series • August 28th, 2013
Pursuant to our discussions, we wish to amend and restate Schedule A to the following dealer agreement between UBS Financial Services Inc. and UBS Global Asset Management (US) Inc. (“UBS Global AM-US”) with respect to the above referenced funds:
