TRANSFER AGENCY AND SERVICES AGREEMENTAgency and Services Agreement • June 29th, 2009 • DGHM Investment Trust • Delaware
EXHIBIT (h)(2) ADDENDUM TO TRANSFER AGENCY AND SERVICES AGREEMENT THIS ADDENDUM, dated as of July 24, 2002, modifies the Transfer Agency and Services Agreement by and between _____________ (the "Transfer Agent") and _______ Funds, Inc. (the "Funds"),...Agency and Services Agreement • April 30th, 2003 • American Eagle Funds Inc
AMENDMENT NUMBER 1 TO THE TRANSFER AGENCY AND SERVICES AGREEMENTAgency and Services Agreement • February 24th, 2012 • Managed Municipal Fund Inc
This Amendment Number 1 to the Rule 22c-2 Supplement to the Transfer Agency and Services Agreement (the “Amendment”) is made as of March 16, 2011 by and among each International Strategy & Investment registered investment company party thereto (each a “Fund,” collectively the “Funds”) and State Street Bank and Trust Company, a Massachusetts trust company (the “Transfer Agent”).
FUND SERVICES, INC. TRANSFER AGENCY AND SERVICES AGREEMENT (Chase Growth Fund) AGREEMENT made as of August_________, 2002 (the "Agreement"), by and between Advisors Series Trust (the "Trust"), a Delaware business trust operating as an open-end...Agency and Services Agreement • January 28th, 2003 • Advisors Series Trust • Virginia
Exhibit (h)(2)(b) Amendment to Amended and Restated Transfer Agency and Services Agreement Dated June 3, 2009 Between ALPS Fund Services, Inc. and Forward FundsAgency and Services Agreement • April 30th, 2014 • Forward Funds
WHEREAS, ALPS and the Fund have entered into an Amended and Restated Transfer Agency and Services Agreement (the “Agreement”) dated June 3, 2009 and effective June 15, 2009;
EXECUTION COPY CENTURY CAPITAL MANAGEMENT TRUST TRANSFER AGENCY AND SERVICES AGREEMENT AGREEMENT made as of the 27th day of September, 2002, among Century Capital Management Trust, a Massachusetts business trust with its principal office and place of...Agency and Services Agreement • February 28th, 2003 • Century Capital Managment Trust • Delaware
C:\59WS\Islamic\bbh_A-TA2000_2.doc 3/7/2000 ISLAMIC GLOBAL EQUITY FUND TRANSFER AGENCY AND SERVICES AGREEMENT AGREEMENT made as of the ________, by and between the Islamic Global Equity Fund, a Massachusetts Business Trust (the "Fund"), with its...Agency and Services Agreement • August 10th, 2001 • Islamic Global Equity Fund • Textile mill products • New York
AGENCY AND SERVICES AGREEMENTAgency and Services Agreement • February 5th, 2018 • Georgia
This Agency and Services Agreement (the "Agreement") is made on this day of 2018 by and between JSC Galt & Taggart (the ”Agent”), incorporated and existing pursuant to the laws of Georgia (identification number: 211359206, brokerage license: decree of the Vice-President of the National Bank of Georgia #820, 10.09.2014), and
Amendment No. 1 to the SUB-TRANSFER AGENCY AND SERVICES AGREEMENT THIS AMENDMENT dated as of this 3rd day of January, 2000 is made to the Sub-Transfer Agency and Services Agreement dated as of September 11, 1995, (the "Agreement"), by and between PFPC...Agency and Services Agreement • January 11th, 2001 • Nations Lifegoal Funds Inc
AGENCY AND SERVICES AGREEMENTAgency and Services Agreement • March 31st, 2017
Exhibit (h)(2)(b) Amendment to Amended and Restated Transfer Agency and Services Agreement Dated June 3, 2009 Between ALPS Fund Services, Inc. and Forward FundsAgency and Services Agreement • April 30th, 2012 • Forward Funds
WHEREAS, ALPS and the Fund have entered into an Amended and Restated Transfer Agency and Services Agreement (the “Agreement”) dated June 3, 2009 and effective June 15, 2009;
Exhibit (h)(2)(c) Amendment to Amended and Restated Transfer Agency and Services Agreement Dated June 3, 2009 Between ALPS Fund Services, Inc. and Forward FundsAgency and Services Agreement • January 30th, 2012 • Forward Funds
WHEREAS, ALPS and the Fund have entered into an Amended and Restated Transfer Agency and Services Agreement (the “Agreement”) dated June 3, 2009 and effective June 15, 2009;
Exhibit (h)(2)(d) Amendment to Amended and Restated Transfer Agency and Services Agreement Dated June 3, 2009 Between ALPS Fund Services, Inc. and Forward FundsAgency and Services Agreement • February 28th, 2011 • Forward Funds
WHEREAS, ALPS and the Fund have entered into an Amended and Restated Transfer Agency and Services Agreement (the “Agreement”) dated June 3, 2009 and effective June 15, 2009;
Exhibit (h)(2)(b) Amendment to Amended and Restated Transfer Agency and Services Agreement Dated June 3, 2009 Between ALPS Fund Services, Inc. and Forward FundsAgency and Services Agreement • January 30th, 2012 • Forward Funds
WHEREAS, ALPS and the Fund have entered into an Amended and Restated Transfer Agency and Services Agreement (the “Agreement”) dated June 3, 2009 and effective June 15, 2009;
Exhibit (h)(1)(vi) AMENDMENT TO EXHIBIT 1 OF TRANSFER AGENCY AND SERVICES AGREEMENT This Exhibit 1, amended and restated as of December 1, 2005, replaces the Exhibit 1 of the Transfer Agency and Services Agreement dated March 1, 1998, as amended from...Agency and Services Agreement • November 22nd, 2005 • Atlantic Whitehall Funds Trust
This Exhibit 1, amended and restated as of December 1, 2005, replaces the Exhibit 1 of the Transfer Agency and Services Agreement dated March 1, 1998, as amended from time to time, between Atlantic Whitehall Funds Trust and PFPC Inc.
Exhibit (h)(2)(b) Amendment to Amended and Restated Transfer Agency and Services Agreement Dated June 3, 2009 Between ALPS Fund Services, Inc. and Forward FundsAgency and Services Agreement • February 11th, 2013 • Forward Funds
WHEREAS, ALPS and the Fund have entered into an Amended and Restated Transfer Agency and Services Agreement (the “Agreement”) dated June 3, 2009 and effective June 15, 2009;
Exhibit No. Ex-99.h(2) THE JAPAN FUND, INC. TRANSFER AGENCY AND SERVICES AGREEMENT AGREEMENT made as of the October 4, 2002, by and between The Japan Fund, Inc., a Maryland Corporation, with its principal office and place of business at One Freedom...Agency and Services Agreement • October 7th, 2002 • Japan Fund Inc • Delaware
Addendum to Amended and Restated Transfer Agency and Services Agreement Dated June 3, 2009 Between ALPS Fund Services, Inc. and Forward FundsAgency and Services Agreement • September 11th, 2009 • Forward Funds
WHEREAS, ALPS and the Fund have entered into an Amended and Restated Transfer Agency and Services Agreement (the “Agreement”) dated June 3, 2009 and effective June 15, 2009;
March 16, 2007Agency and Services Agreement • December 7th, 2007 • Legg Mason Partners Premium Money Market Trust
Reference is made to the Transfer Agency and Services Agreement (the “Agreement”), dated as of January 1, 2006, by and among Boston Financial Data Services, Inc., a Massachusetts corporation, and each management investment company identified as an “Old Fund” on Exhibit A hereto (each, a “Fund” and, collectively, the “Funds”) on behalf of each of its series identified as “Old Portfolios” on Exhibit A hereto (each, a “Portfolio” and, collectively, the “Portfolios”).
Amendment No. 1 To Transfer Agency and Services AgreementAgency and Services Agreement • July 30th, 2018 • Index Funds
This Amendment No. 1 (this “Amendment”), dated March 2, 2018 to the Transfer Agency and Services Agreement (the “Agreement”), dated April 17, 2015, between Index Funds (the “Trust”) and ALPS Fund Services, Inc. (“ALPS”) (ALPS each, a “Party” and together, the “Parties”).
Amendment No. 2 to Transfer Agency and Services AgreementAgency and Services Agreement • October 28th, 2016 • Wakefield Alternative Series Trust
This Amendment No. 2, entered into as of January 11, 2016 (the “Execution Date”) and effective as of January 11, 2016 (the “Effective Date”), to the Transfer Agency and Services Agreement (this “Amendment”), by and between Wakefield Alternative Series Trust, a Delaware statutory trust established under the laws of the State of Delaware (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
TRANSFER AGENCY AND SERVICE AGREEMENTAgency and Services Agreement • April 30th, 2021 • Syntax Etf Trust • Massachusetts
THIS AGREEMENT is made as of the 20th day of July, 2017, by and between STATE STREET BANK AND TRUST COMPANY, Massachusetts trust company having its principal office and place of business at One Lincoln Street, Boston, Massachusetts 02111 (“State Street” or the “Transfer Agent”), and each of the entities listed on Schedule A attached hereto (each, a “Trust).
Legg Mason Partners Global High Yield Bond Fund Item 77Q1 April 9, 2007 PFPC, Inc. 301 Bellevue Parkway Wilmington, DE 19809 Re: Transfer Agency and Services Agreement Ladies and Gentlemen: Reference is made to the Transfer Agency and Services...Agency and Services Agreement • August 29th, 2007 • Legg Mason Partners Income Trust
Reference is made to the Transfer Agency and Services Agreement (as amended to date, the "Agreement"), dated as of January 1, 2006, by and among PFPC, Inc., a Massachusetts corporation, and each investment company identified as an "Old Fund" on Exhibit A hereto (each, a "Fund" and, collectively, the "Funds") on behalf of each of its series identified as "Old Portfolios" on Exhibit A hereto (each, a "Portfolio" and, collectively, the "Portfolios"). In connection with a restructuring of the complex of which the Funds and Portfolios are a part, as of the close of business on April 13, 2007 or April 27, 2007, as indicated on Exhibit A hereto (each, a "Closing Date"), many of the Funds and Portfolios will be reorganized as set forth on Exhibit A hereto. Additionally, as indicated on Exhibit A, several Funds and Portfolios have recently ceased or shall cease operations following fund combinations (or otherwise) on the date indicated on Exhibit A hereto (each, a "Termination Date"). On each a
HEARTLAND GROUP, INC. ACKNOWLEDGEMENT OF CHANGE OF CONTROAL AND ASSIGNMENT OF SERVICE AGREEMENTSAgency and Services Agreement • April 30th, 2012 • Heartland Group Inc
This Acknowledgement of Change of Control and Assignment of Service Agreements is made this 1st day of November, 2011, between Heartland Group, Inc., a Maryland corporation (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“AFSI”).
Amendment No. 6 to Amended and Restated Transfer Agency and Services AgreementAgency and Services Agreement • January 28th, 2019 • Centre Funds
This Amendment No.6, dated August 24, 2018, is made to the Amended and Restated Transfer Agency and Services Agreement, dated January 20, 2014, as amended (the “Agreement”), between Centre Funds (the “Trust”) and ALPS Fund Services, Inc. (“ALPS”).
AMENDMENT NUMBER 5 TO THE TRANSFER AGENCY AND SERVICES AGREEMENTAgency and Services Agreement • June 29th, 2012 • Ubs Money Series
This Amendment Number 5 To The Transfer Agency And Services Agreement, dated as of April 13, 2012 "Amendment"), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. ("BNYM") and UBS Money Series ("Fund").
FRIENDS IVORY FUNDS FORM OF TRANSFER AGENCY AND SERVICES AGREEMENT AGREEMENT made as of the ____________ day of ______________, 1999, by and between Friends Ivory Funds, a Delaware business trust, with its principal office and place of business at One...Agency and Services Agreement • December 22nd, 1999 • Friends Ivory & Sime Funds • Delaware
June 29, 2010 Boston Financial Data Services, Inc.Agency and Services Agreement • December 13th, 2011 • Legg Mason Partners Premium Money Market Trust
AMENDMENT NUMBER 1 TO THE TRANSFER AGENCY AND SERVICES AGREEMENT BY AND BETWEEN THE DFA INVESTMENT TRUST COMPANY AND STATE STREET BANK AND TRUST COMPANYAgency and Services Agreement • February 28th, 2014 • Dfa Investment Trust Co
This Amendment Number 1 to the Transfer Agency and Services Agreement (the “Amendment”) is made as of [_________________], 2013 by and between THE DFA INVESTMENT TRUST COMPANY (the “Fund”), and STATE STREET BANK AND TRUST COMPANY (the “Transfer Agent”).
TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENTAgency and Services Agreement • October 29th, 2012 • Sit Mutual Funds Inc
This Transfer Agency And Shareholder Services Agreement (“Agreement”) is made as of June 30, 2012 (“Effective Date”) by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”), and each of the investment companies listed on the signature page to this Agreement (each, an “Investment Company”) and each Portfolio of each such Investment Company. Capitalized terms, and certain noncapitalized terms, not otherwise defined shall have the meanings set forth in Schedule A (Schedule A also contains an index of defined terms providing the location of all defined terms).
CENTURY CAPITAL MANAGEMENT TRUST TRANSFER AGENCY AND SERVICES AGREEMENT AGREEMENT as amended and restated as of the 16th day of June, 2005, among Century Capital Management Trust, a Massachusetts business trust with its principal office and place of...Agency and Services Agreement • July 15th, 2005 • Century Capital Managment Trust • Delaware
SECOND AMENDMENT TOAgency and Services Agreement • September 17th, 2018 • Barings Funds Trust
THIS FIRST AMENDMENT (“Amendment”) is made as of September 17, 2018 between Barings Funds Trust (f/k/a Babson Capital Funds Trust) (the “Trust”), organized as a business trust under the laws of the State of Massachusetts, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
CONTEXT CAPITAL FUNDS Amendment No. 1 to Transfer Agency and Services AgreementAgency and Services Agreement • April 28th, 2017 • Context Capital Funds
THIS AMENDMENT is made as of September 30, 2016, by and between ALPS Fund Services, Inc. (“ALPS”), Context Capital Funds (the “Trust”), and Foreside Management Services, LLC (“Foreside”).
Exhibit h(5) SUPPLEMENT TO TRANSFER AGENCY AND SERVICES AGREEMENT July 1, 2000 Pictet Funds 101 Federal Street Boston, Massachusetts 02110 Pictet Funds, a Massachusetts business trust (formerly known as Panorama Trust) (the Trust), hereby supplements...Agency and Services Agreement • July 19th, 2000 • Pictet Funds
Pictet Funds, a Massachusetts business trust (formerly known as Panorama Trust) (the Trust), hereby supplements its Transfer Agency and Services Agreement dated October 3, 1995 (the Transfer Agency Agreement) with First Data Investor Services Group, Inc. (now known as PFPC Inc.), a Massachusetts corporation (the Transfer Agent), to provide the services as described under the Transfer Agency Agreement for Pictet International Equity Fund (the New Fund). Exhibit 1 to the Transfer Agency Agreement is revised in the form attached hereto.
AMENDMENT to Transfer Agency and Services Agreement Between The Legg Mason Funds and Boston Financial Data Services, Inc.Agency and Services Agreement • September 20th, 2016 • Legg Mason Partners Money Market Trust
This Amendment is made as of this 4th day of August 2016 between Boston Financial Data Services, Inc. (the “Transfer Agent”) and each of the investment companies listed on Schedule A (each a “Fund” and collectively, the “Funds”) to the Transfer Agency and Services Agreement between the parties dated September 1, 2014, as amended (the “Agreement”). In accordance with the Agreement, the parties desire to amend the Agreement as set forth herein.
