Internet Financial Services Inc Sample Contracts

Watley a B Group Inc – EXHIBITS: Exhibit A - Malin Group Loans Exhibit B - Related Party Stock Ownership Exhibit C - Penson Note Exhibit D - Preferred Stock Details Exhibit E - Preferred Shareholder Note Exhibit F - Amendment to Preferred Stock Exhibit G - Loan Details Exhibit H - Intercreditor Agreement Exhibit I - Software Security Agreement Exhibit J - General Security Agreement Exhibit K - Warrant Exhibit L - Registration Rights Agreement Exhibit M - Source Code Escrow Agreement Exhibit N - Consulting Agreement Exhibit O - Existing Liens Schedule V&E DRAFT 4/04/02 MASTER SUBORDINATION, WAIVER, RELEASE AND INDEMN (April 16th, 2003)

LIQUIDATION PREFERENCE NUMBER OF SHARES ---------------------- OF SERIES A PREFERRED SHAREHOLDER CONVERTIBLE PER SHARE TOTAL --------------------- PREFERRED STOCK --------- ----- --------------- PRIOR TO MARCH 27, 2002: ------------------------ SDS Merchant Fund, L.P. 345 $10,000 $3,450,000 DMG Group 235 $10,000 $2,350,000 AFTER MARCH 27, 2002: --------------------- SDS Merchant Fund, L.P. 275 $10,000 $2,750,000 DMG Grou

Watley a B Group Inc – August 5, 2002 Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549 Gentlemen: We have read Item 4 of Form 8-K dated August 2, 2002, of A.B. Watley Group Inc. and are in agreement with the statements contained therein, except for the last sentence of paragraph 4, for which we have no basis to agree or disagree. Regarding the registrant's statement concerning the lack of internal control to prepare financial statements, included in the 4th paragraph therein, we had considered such matter in determining the nature, timing and extent of procedures performed in our audit (August 8th, 2002)
A B Watley Group Inc – FIRST AMENDMENT TO SOFTWARE LICENSE AGREEMENT April 8, 2002 A.B. Watley Group Inc. ("WATLEY") and E*TRADE Group, Inc. ("E*TRADE") hereby agree to amend the Software License Agreement dated November __, 2000 between E*TRADE and Watley (the "SOFTWARE LICENSE AGREEMENT"), effective immediately, as follows. The first three sentences of Section 1(a) are deleted and replaced with: Upon the terms and conditions contained in this Agreement, Watley grants to E*TRADE and E*TRADE's Affiliates a limited, worldwide, perpetual, irrevocable, fully paid- up license to use the Software (as hereinafter defined) (April 23rd, 2002)
A B Watley Group Inc – DELISTING PROCEEDINGS, MANAGEMENT CHANGES, $5,000,000 E*TRADE LICENSE AGREEMENT AMENDMENT AND $2,500,000 LOAN NEW YORK, NY - APRIL 15, 2002 - A.B. Watley Group Inc. (NASDAQ:ABWG), premier financial services software provider (www.abwatley.com), announced that it had received a determination on April 3, 2002 from the Nasdaq Listing Qualifications Panel that the Company's request for continued listing on The Nasdaq National Market was denied. In accordance with such denial, the Company's common stock was delisted from the Nasdaq Stock Market effective with the open of business, April 4, 2002. Th (April 17th, 2002)
A B Watley Group Inc – EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT entered into as of September 1, 1999 by and between A.B. WATLEY GROUP INC., FORMERLY KNOWN AS INTERNET FINANCIAL SERVICES INC., a Delaware corporation, with principal offices at 40 Wall Street, New York, New York 10005 ("Employer") and PETER WIGGER, with an address at 245-10 Grand Central Parkway, Bellrose, NY 11426 ("Employee"). A. Employer, directly and through its subsidiaries, is engaged in the business of providing electronic brokerage services and electronic trading programs for use by professional and other retail customers including allowing su (December 29th, 2000)
A B Watley Group Inc – Exhibit (c)(1) A.B. WATLEY AND E*TRADE ENTER INTO A RELATIONSHIP TO DEVELOP 'BEST-OF-BREED' DIRECT ACCESS TRADING TECHNOLOGY o A.B. WATLEY AND E*TRADE WILL WORK TOGETHER TO CREATE A PROPRIETARY 'DIRECT ACCESS' PRODUCT OFFERING FOR E*TRADE CUSTOMERS o SIGNIFICANT EVENT IN WATLEY'S EMERGING B2B EFFORTS AS THE COMPANY CONTINUES ITS TRANSITION TO A HYBRID FINANCIAL SERVICES TECHNOLOGY PROVIDER NEW YORK, NY - DECEMBER 1, 2000 - A.B. Watley Group Inc. (NASDAQ: ABWG), premier provider of financial services technology (www.abwatley.com), today announced that E*TRADE Group Inc. (NASDAQ: EGRP) will lice (December 1st, 2000)
A B Watley Group Inc – NEITHER THIS WARRANT NOR THE SHARES ISSUABLE UPON EXERCISE HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT") OR ANY OTHER APPLICABLE STATE SECURITIES LAWS IN RELIANCE UPON AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT PURSUANT TO REGULATION D AND SUCH OTHER SECURITIES LAWS. NEITHER THIS WARRANT NOR THE SHARES ISSUABLE UPON EXERCISE HEREOF MAY BE SOLD, PLEDGED, TRANSFERRED, ENCUMBERED OR OTHERWISE DISPOSED OF EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR IN A TRANSACTION WHICH IS EXEMPT FR (August 21st, 2000)
A B Watley Group Inc – NEITHER THIS WARRANT NOR THE SHARES ISSUABLE UPON EXERCISE HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT") OR ANY OTHER APPLICABLE STATE SECURITIES LAWS IN RELIANCE UPON AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT PURSUANT TO REGULATION D AND SUCH OTHER SECURITIES LAWS. NEITHER THIS WARRANT NOR THE SHARES ISSUABLE UPON EXERCISE HEREOF MAY BE SOLD, PLEDGED, TRANSFERRED, ENCUMBERED OR OTHERWISE DISPOSED OF EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR IN A TRANSACTION WHICH IS EXEMPT FR (August 21st, 2000)
A B Watley Group Inc – ESCROW AGREEMENT THIS ESCROW AGREEMENT (this "Agreement") is made as of August 8th, 2000, by and among A.B. Watley Group Inc., a corporation incorporated under the laws of Delaware (the "Company"), Seacrown Limited ("Purchaser"), and Epstein Becker & Green, P.C., having an address at 250 Park Avenue, New York, NY 10177 (the "Escrow Agent"). Capitalized terms used but not defined herein shall have the meanings set forth in the Common Stock Purchase Agreement referred to in the first recital. WHEREAS, the Purchaser will from time to time as requested by the Company, purchase shares of the Compan (August 21st, 2000)
A B Watley Group Inc – REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT, dated as of August 8th , 2000 between Seacrown Limited ("Purchaser"), and A.B. Watley Group Inc. (the "Company"). WHEREAS, simultaneously with the execution and delivery of this Agreement, pursuant to a Common Stock Purchase Agreement dated the date hereof (the "Purchase Agreement") the Purchaser has committed to purchase up to $48,000,000 of the Company's Common Stock (terms not defined herein shall have the meanings ascribed to them in the Purchase Agreement) and Warrants; and WHEREAS, the Company desires to grant to the Purch (August 21st, 2000)
A B Watley Group Inc – COMMON STOCK PURCHASE AGREEMENT This COMMON STOCK PURCHASE AGREEMENT (this "Agreement") is dated as of August 8, 2000 by and between A.B. Watley Group Inc., a Delaware corporation (the "Company"), and Seacrown Limited (the "Purchaser"). The parties hereto agree as follows: ARTICLE I DEFINITIONS Section 1.1. Certain Definitions. (a) "Average Daily Price" shall be the price based on the VWAP of the Company on the Principal Market. (b) "Draw Down" shall have the meaning assigned to such term in Section 6.1(a) hereof. (c) "Draw Down Pricing Period" shall mean a period of twenty-two (22) consecutiv (August 21st, 2000)
A B Watley Group Inc – WARRANT TO PURCHASE UP TO 87,500 SHARES OF THE COMMON STOCK (May 26th, 2000)
A B Watley Group Inc – WARRANT TO PURCHASE UP TO 80,000 SHARES OF THE COMMON STOCK (May 26th, 2000)
A B Watley Group Inc – 1999 STOCK OPTION PLAN (April 21st, 2000)
A B Watley Group Inc – SECOND AMENDED AND RESTATED 1998 STOCK OPTION PLAN (April 21st, 2000)
A B Watley Group Inc – 1997 STOCK OPTION PLAN (April 21st, 2000)
Internet Financial Services Inc – ORACLE CONTRACT INFORMATION (December 29th, 1999)
Internet Financial Services Inc – OBJECTIVITY MASTER LICENSE AND SUPPORT AGREEMENT (December 29th, 1999)
Internet Financial Services Inc – SECURITY AGREEMENT (April 7th, 1999)
Internet Financial Services Inc – LETTER OF CREDIT AGREEMENT (April 7th, 1999)
Internet Financial Services Inc – STANDARD FORM OF OFFICE LEASE (April 7th, 1999)
Internet Financial Services Inc – MASTER LEASE AGREEMENT (April 7th, 1999)
Internet Financial Services Inc – REPRESENTATIVE AGREEMENT (April 7th, 1999)
Internet Financial Services Inc – SECOND AMENDED AND RESTATED 1998 STOCK OPTION PLAN (April 7th, 1999)
Internet Financial Services Inc – EMPLOYMENT AGREEMENT (February 4th, 1999)
Internet Financial Services Inc – EMPLOYMENT AGREEMENT (February 4th, 1999)
Internet Financial Services Inc – LOAN AGREEMENT (February 4th, 1999)
Internet Financial Services Inc – Co-Branding Agreement (February 4th, 1999)
Internet Financial Services Inc – AMENDED AND RESTATED 1998 STOCK OPTION PLAN (February 4th, 1999)
Internet Financial Services Inc – EMPLOYMENT AGREEMENT (February 4th, 1999)
Internet Financial Services Inc – EMPLOYMENT AGREEMENT (February 4th, 1999)
Internet Financial Services Inc – FULLY DISCLOSED CLEARING AGREEMENT (February 4th, 1999)
Internet Financial Services Inc – LICENSE AGREEMENT (February 4th, 1999)
Internet Financial Services Inc – SECURITY AGREEMENT (February 4th, 1999)
Internet Financial Services Inc – 1997 STOCK OPTION PLAN (February 4th, 1999)