INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 18th day of December, 1996, by and among Meridian Investment Management Corporation, a Colorado corporation (the "Adviser"), Wellington Management Company, LLP, a Massachusetts limited...Sub-Advisory Agreement • December 27th, 1996 • Icon Funds • Massachusetts
Contract Type FiledDecember 27th, 1996 Company Jurisdiction
EXHIBIT 99.77Q1(e)(1) INVESTMENT ADVISORY AGREEMENT THIS INVESTMENT ADVISORY AGREEMENT (the "Agreement") is made this 9th day of July, 2002 between MERIDIAN INVESTMENT MANAGEMENT CORPORATION, a Colorado corporation (the "Adviser"), and ICON FUNDS, a...Investment Advisory Agreement • May 28th, 2003 • Icon Funds
Contract Type FiledMay 28th, 2003 Company
ICON FUNDS ADMINISTRATIVE SERVICES AGREEMENT Dated January 31, 2006 FEE SCHEDULEServices Agreement • November 30th, 2005 • Icon Funds
Contract Type FiledNovember 30th, 2005 Company
FIRST AMENDMENT TO ADMINISTRATIVE SERVICES AGREEMENT This First Amendment ("Amendment") to the Administrative Services Agreement ("Agreement") dated as of March 1, 1999 between ICON Funds (the "Trust") and Meridian Investment Management Corporation...Administrative Services Agreement • November 26th, 2003 • Icon Funds
Contract Type FiledNovember 26th, 2003 Company
ICON FUNDS DISTRIBUTION AGREEMENT THIS DISTRIBUTION AGREEMENT (the "Agreement"), dated as of December 1, 1998, is between the ICON Funds (the "Trust"), a Massachusetts business trust, Meridian Investment Management Corporation (the "Adviser"), a...Distribution Agreement • December 10th, 1998 • Icon Funds • Massachusetts
Contract Type FiledDecember 10th, 1998 Company Jurisdiction
SEVENTH AMENDMENT TO EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • March 24th, 2006 • Icon Funds
Contract Type FiledMarch 24th, 2006 Company
CUSTODIAN AGREEMENT THIS AGREEMENT made on October 9,1996, between Icon Funds, a Massachusetts business that (hereinafter called the ("Funds"), and FIRSTAR TRUST COMPANY, a corporation organized under the laws of the State of Wisconsin (hereinafter...Custodian Agreement • October 28th, 1996 • Icon Funds
Contract Type FiledOctober 28th, 1996 Company
Exhibit 99.(H)(4) TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • November 30th, 2005 • Icon Funds • Massachusetts
Contract Type FiledNovember 30th, 2005 Company Jurisdiction
AMENDMENT TO THE INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • May 27th, 2004 • Icon Funds
Contract Type FiledMay 27th, 2004 CompanyTHIS AMENDMENT to the Investment Advisory Agreement ("Agreement") is made this 1st day of January, 2004 by and between Meridian Investment Management Corporation (the "Adviser"), a Colorado corporation and ICON Funds (the "Trust"), a Massachusetts business trust.
ICON FUNDS ADVISORY AGREEMENT AGREEMENT made as of October 9, 1996 between MERIDIAN INVESTMENT MANAGEMENT CORPORATION, a corporation organized under the laws of the State of Colorado and having its principal place of business in Englewood, Colorado...Advisory Agreement • October 28th, 1996 • Icon Funds • Colorado
Contract Type FiledOctober 28th, 1996 Company Jurisdiction
Exhibit 99.h(2) SUB-ADMINISTRATION AGREEMENT THIS AGREEMENT is dated effective the 1st day of April, 2005, by and between ICON ADVISERS, INC. ("Administrator"), a Colorado corporation, and BISYS FUND SERVICES OHIO, INC. ("BISYS" or...Sub-Administration Agreement • November 30th, 2005 • Icon Funds • Ohio
Contract Type FiledNovember 30th, 2005 Company Jurisdiction
TRANSFER AGENT AGREEMENT THIS AGREEMENT is made and entered into on this 9th day of October, 1996, by and between ICON Funds (hereinafter referred to as the "Funds") and Firstar Trust Company, a corporation organized under the laws of the State of...Transfer Agent Agreement • October 28th, 1996 • Icon Funds • Wisconsin
Contract Type FiledOctober 28th, 1996 Company Jurisdiction
GLOBAL CUSTODY AGREEMENT This AGREEMENT is effective _______________, 1996, and is between THE CHASE MANHATTAN BANK (the "Bank") and Firstar Trust Company (the "Customer"). 1. CUSTOMER ACCOUNTS. The Bank agrees to establish and maintain the following...Global Custody Agreement • October 28th, 1996 • Icon Funds • New York
Contract Type FiledOctober 28th, 1996 Company Jurisdiction
FUND ACCOUNTING SERVICING AGREEMENT This contract between ICON Funds, a Massachusetts business trust, hereinafter called the "Funds," and Firstar Trust Company, a Wisconsin corporation, hereinafter called "FTC," is entered into on this 9th day of...Fund Accounting Servicing Agreement • October 28th, 1996 • Icon Funds • Wisconsin
Contract Type FiledOctober 28th, 1996 Company Jurisdiction
ICON FUNDS AMENDMENT NO. 11 TO MASTER TRUST AGREEMENT AMENDMENT No. 11 to the Master Trust Agreement of ICON Funds dated September 19, 1996, made at Greenwood Village, Colorado effective as of November 1, 2004.Master Trust Agreement • November 29th, 2004 • Icon Funds
Contract Type FiledNovember 29th, 2004 Company
WITNESSETH:Investment Advisory Agreement • July 11th, 2002 • Icon Funds
Contract Type FiledJuly 11th, 2002 Company
BY-LAWS OFIcon Funds • October 28th, 1996
Company FiledOctober 28th, 1996
AMENDMENT, dated May 2, 2001 to the October 9, 1996 custody agreement ("Agreement"), between ICON Funds ("Customer"), having a place of business at 12835 E. Arapahoe Road, Tower II, Englewood, Colorado 80112, and The Chase Manhattan Bank ("Bank"),...Icon Funds • January 29th, 2002
Company FiledJanuary 29th, 2002
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • January 26th, 2017 • Icon Funds • Colorado
Contract Type FiledJanuary 26th, 2017 Company JurisdictionTHIS AGREEMENT is made as of April 8, 2016, between ICON Funds (the “Trust”), organized as a business trust under the laws of the State of Massachusetts, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
AMENDMENT TO THE ICON FUNDS AMENDED AND RESTATED RULE 12b-1 DISTRIBUTION PLAN This Amendment to the ICON Funds Amended and Restated Rule 12b-1 Distribution Plan (the "Plan") is made this 29th day of January, 2004. Effective January 1, 2004, the name...Icon Funds • January 27th, 2004
Company FiledJanuary 27th, 2004Effective January 1, 2004, the name Meridian Investment Management Corporation has been changed to ICON Advisers, Inc. All references to Meridian Investment Management Corporation in this Agreement shall be replaced with ICON Advisers, Inc.
SHORT SALES)Special Custody Account Agreement • November 30th, 2005 • Icon Funds • New York
Contract Type FiledNovember 30th, 2005 Company Jurisdiction
AMENDMENT TO THE ADVISORY AGREEMENTThe Advisory Agreement • January 27th, 2004 • Icon Funds
Contract Type FiledJanuary 27th, 2004 CompanyTHIS AMENDMENT to the Advisory Agreement ("Agreement") is made this 1st day of January, 2004 by and between Meridian Investment Management Corporation (the "Adviser"), a Colorado corporation and ICON Funds (the "Trust"), a Massachusetts business trust.
AMENDMENT TO THE ADVISORY AGREEMENT THIS AMENDMENT to the Advisory Agreement ("Agreement") is made this 1st day of January, 2004 by and between Meridian Investment Management Corporation (the "Adviser"), a Colorado corporation and ICON Funds (the...Advisory Agreement • May 27th, 2004 • Icon Funds
Contract Type FiledMay 27th, 2004 CompanyTHIS AMENDMENT to the Advisory Agreement ("Agreement") is made this 1st day of January, 2004 by and between Meridian Investment Management Corporation (the "Adviser"), a Colorado corporation and ICON Funds (the "Trust"), a Massachusetts business trust.
ADDENDUM TO TRANSFER AGENT AGREEMENT THIS ADDENDUM, dated as of July 24, 2002, modifies the Transfer Agent Agreement by and between US Bancorp Fund Services LLC (the "Transfer Agent") and the ICON Funds. (the "Funds"), such Agreement being hereinafter...Transfer Agent Agreement • November 26th, 2003 • Icon Funds
Contract Type FiledNovember 26th, 2003 Company
THE ICON FUNDSFund Accounting Servicing Agreement • July 11th, 2002 • Icon Funds
Contract Type FiledJuly 11th, 2002 CompanyTHIS AMENDMENT dated as of January 1, 2002 to the Fund Accounting Servicing Agreement dated as of October 9, 1996, by and between The ICON Funds, a Massachusetts Trust and Firstar Mutual Fund Services, LLC, a Wisconsin limited liability company shall be as follows:
Exhibit 99.(G)(9) CUSTODIAN AGREEMENT THIS AGREEMENT, dated as of April 18, 2005, between ICON FUNDS, an open-end management investment company organized under the laws of the State of Massachusetts and registered with the Commission under the...Custodian Agreement • November 30th, 2005 • Icon Funds • Massachusetts
Contract Type FiledNovember 30th, 2005 Company Jurisdiction
AMENDMENT TO FUND ACCOUNTING SERVICE AGREEMENT This Amendment to the Fund Accounting Service Agreement is made effective as of this 29th day of January, 2005, between the ICON Funds (the "Funds) and U.S. Bancorp Fund Services, LLC ("U.S. Bancorp")....Fund Accounting Service Agreement • January 27th, 2005 • Icon Funds
Contract Type FiledJanuary 27th, 2005 Company
FIFTH AMENDMENT TO EXPENSE LIMITATION AGREEMENT THIS FIFTH AMENDMENT ("Amendment") to the Expense Limitation Agreement, as previously amended ("Agreement") between ICON Funds (the "Trust") and ICON Advisers, Inc. (the "Adviser") is made this 22nd day...Expense Limitation Agreement • November 29th, 2004 • Icon Funds
Contract Type FiledNovember 29th, 2004 Company
TWENTIETH AMENDMENT TO EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 28th, 2014 • Icon Funds
Contract Type FiledApril 28th, 2014 CompanyTHIS TWENTIETH AMENDMENT (“Amendment”) to the Expense Limitation Agreement, as previously amended (“Agreement”) between ICON Funds (the “Trust”) and ICON Advisers, Inc. (the “Adviser”) is effective as of the 5th day of May2014.
NINTH AMENDMENT TO EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 28th, 2008 • Icon Funds
Contract Type FiledJanuary 28th, 2008 CompanyTHIS EIGHTH AMENDMENT (“Amendment”) to the Expense Limitation Agreement, as previously amended (“Agreement”) between ICON Funds (the “Trust”) and ICON Advisers, Inc. (the “Adviser”) is made this 20th day of December 2007.
FOURTEENTH AMENDMENT TO EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 23rd, 2012 • Icon Funds
Contract Type FiledJanuary 23rd, 2012 CompanyTHIS FOURTEENTH AMENDMENT (“Amendment”) to the Expense Limitation Agreement, as previously amended (“Agreement”) between ICON Funds (the “Trust”) and ICON Advisers, Inc. (the “Adviser”) is effective as of this 17th day of February, 2011.
TWENTY EIGHT AMENDMENT TO EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 23rd, 2018 • Icon Funds
Contract Type FiledJanuary 23rd, 2018 CompanyTHIS TWENTY EIGHT AMENDMENT (“Amendment”) to the Expense Limitation Agreement, as previously amended (“Agreement”) between ICON Funds (the “Trust”) and ICON Advisers, Inc. (the “Adviser”) is effective as of the 23rd day of January 2018.
FIRST AMENDMENT TO THE EXPENSE LIMITATION AGREEMENT THIS FIRST AMENDMENT to the Expense Limitation Agreement ("Agreement") is made this 1st day of January, 2004 by and between ICON Funds (the "Trust"), a Massachusetts business trust and Meridian...Expense Limitation Agreement • January 27th, 2004 • Icon Funds
Contract Type FiledJanuary 27th, 2004 CompanyTHIS FIRST AMENDMENT to the Expense Limitation Agreement ("Agreement") is made this 1st day of January, 2004 by and between ICON Funds (the "Trust"), a Massachusetts business trust and Meridian Investment Management Corporation (the "Adviser"), a Colorado corporation.
TENTH AMENDMENT TO EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • November 23rd, 2009 • Icon Funds
Contract Type FiledNovember 23rd, 2009 CompanyTHIS TENTH AMENDMENT (“Amendment”) to the Expense Limitation Agreement, as previously amended (“Agreement”) between ICON Funds (the “Trust”) and ICON Advisers, Inc. (the “Adviser”) is effective as of this 11th day of August 2008.
AMENDMENT TO FUND ACCOUNTING SERVICE AGREEMENT This Amendment to the Fund Accounting Service Agreement is made as of this 1st day of September, 2002, between the ICON Funds (the "Funds) and US Bancorp Fund Services, LLC ("US Bancorp"). WHEREAS, the...Fund Accounting Service Agreement • September 30th, 2002 • Icon Funds
Contract Type FiledSeptember 30th, 2002 Company