Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 171 contracts
Samples: Note Purchase Agreement (Top Ships Inc.), Securities Purchase Agreement (Arch Therapeutics, Inc.), Securities Purchase Agreement (Royale Energy Inc)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective 2002, as of the date hereofamended, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 113 contracts
Samples: Securities Purchase Agreement (Windtree Therapeutics Inc /De/), Securities Purchase Agreement (Helios & Matheson Analytics Inc.), Securities Purchase Agreement (TDH Holdings, Inc.)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 43 contracts
Samples: Securities Purchase Agreement (Ecoblu Products, Inc.), Securities Purchase Agreement (Novadel Pharma Inc), Securities Purchase Agreement (BSD Medical Corp)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is its subsidiaries are in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 Act, that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are applicable to the Company and its subsidiaries and effective as of the date hereof.
Appears in 22 contracts
Samples: Securities Purchase Agreement (Seedo Corp.), Securities Purchase Agreement (Galaxy Next Generation, Inc.), Securities Purchase Agreement (Seedo Corp.)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective 2002, as of the date hereofamended, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 18 contracts
Samples: Securities Purchase Agreement (Grove, Inc.), Equity Commitment Agreement (Infrastructure & Energy Alternatives, Inc.), Equity Commitment Agreement (Infrastructure & Energy Alternatives, Inc.)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 13 contracts
Samples: Subscription Agreement (Mabvax Therapeutics Holdings, Inc.), Securities Purchase Agreement (Iceweb Inc), Securities Purchase Agreement (U-Vend, Inc.)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof2002, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 10 contracts
Samples: Securities Purchase Agreement (Intercloud Systems, Inc.), Securities Purchase Agreement (LOCAL Corp), Securities Purchase Agreement (Veriteq)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in compliance in all material compliance respects with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective 2002, as of the date hereofamended, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Trovagene, Inc.), Securities Purchase Agreement (Cardiff Oncology, Inc.), Securities Purchase Agreement (Trovagene, Inc.)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in compliance in all material compliance respects with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Microvision Inc), Exchange Agreement (Workstream Inc), Transaction Agreement (Workstream Inc)
Xxxxxxxx-Xxxxx Act. The Other than as disclosed in the SEC Documents, the Company and each Subsidiary is in material compliance with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Aradigm Corp), Stock Purchase Agreement (Aradigm Corp), Securities Purchase Agreement (Aradigm Corp)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof, except where the failure to comply would not have, individually or in the aggregate, a Material Adverse Effect.
Appears in 3 contracts
Samples: Securities Purchase Agreement (CorMedix Inc.), Securities Purchase Agreement (CorMedix Inc.), Securities Purchase Agreement (CorMedix Inc.)
Xxxxxxxx-Xxxxx Act. The Company and and, to the extent required by applicable law, rule or regulation, each Subsidiary Subsidiary, is in compliance in all material compliance respects with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Digital Domain Media Group, Inc.), Securities Purchase Agreement (Digital Domain Media Group, Inc.), Debt Exchange Agreement (Digital Domain Media Group, Inc.)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC Commission thereunder that are effective as of the date hereof.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Ads in Motion, Inc.), Purchase Agreement (Unwired Planet, Inc.)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof2002, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofhereof and as of the Closing Date.
Appears in 2 contracts
Samples: Securities Purchase Agreement (NXT-Id, Inc.), Securities Purchase Agreement (xG TECHNOLOGY, INC.)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof2002, and all applicable rules and regulations promulgated by the SEC Commission thereunder that are effective as of the date hereofhereof and as of the Closing Date.
Appears in 2 contracts
Samples: Securities Purchase Agreement (NXT-Id, Inc.), Registration Rights Agreement (Phunware, Inc.)
Xxxxxxxx-Xxxxx Act. The Each of the Company and each Subsidiary is in compliance in all material compliance respects with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Professional Diversity Network, Inc.), Stock Purchase Agreement (Professional Diversity Network, Inc.)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofhereof except as disclosed in Section.3(u).
Appears in 1 contract
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in compliance in all material compliance respects with any and all applicable requirements of the XxxxxxxxSxxxxxxx-Xxxxx Act of 2002 that are effective 2002, as of the date hereofamended, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 1 contract
Samples: Securities Purchase Agreement (Cyclacel Pharmaceuticals, Inc.)
Xxxxxxxx-Xxxxx Act. The Company and each Restricted Subsidiary is in material compliance with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (Pacific Ethanol, Inc.)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof, except where the failure to comply could not have, individually or in the aggregate, a Material Adverse Effect.
Appears in 1 contract
Samples: Backstop Agreement (CorMedix Inc.)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, hereof and all applicable rules and regulations promulgated by the SEC thereunder thereunder, that are effective as of the date hereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (Biostar Pharmaceuticals, Inc.)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective 2002, as of the date hereofamended, and any and all applicable rules and regulations promulgated by the SEC Commission thereunder for companies that are effective as similar size and type of the date hereofCompany.
Appears in 1 contract
Samples: Share and Warrant Purchase Agreement (Globus Maritime LTD)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective 2002, as of the date hereofamended, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of such rules apply to the date hereofCompany in its capacity as a foreign private issuer.
Appears in 1 contract
Samples: Securities Purchase Agreement (Diana Containerships Inc.)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in compliance in all material compliance respects with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 1 contract
Samples: Securities Purchase Agreement (Odyssey Marine Exploration Inc)
Xxxxxxxx-Xxxxx Act. The Company and each Significant Subsidiary is in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective 2002, as of the date hereofamended, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of thereunder, in each case to the date hereofextent applicable.
Appears in 1 contract
Xxxxxxxx-Xxxxx Act. The Company and each its Subsidiary is are in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 Act, that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are applicable to the Company and its Subsidiary and effective as of the date hereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (Darkstar Ventures, Inc.)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary subsidiary is in material compliance with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (Lm Funding America, Inc.)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is are in material compliance with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 1 contract
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in compliance in all material compliance respects with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective 2002, as of the date hereofamended, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofCommission thereunder.
Appears in 1 contract
