Common use of Xxxxxxx Xxxxxxx Restrictions/Market Abuse Laws Clause in Contracts

Xxxxxxx Xxxxxxx Restrictions/Market Abuse Laws. The Participant may be subject to xxxxxxx xxxxxxx restrictions and/or market abuse laws based on the exchange on which the shares of Common Stock are listed and in applicable jurisdictions including the United States and the Participant’s country or his or her broker’s country, if different, which may affect the Participant’s ability to accept, acquire, sell or otherwise dispose of shares, RSUs or rights linked to the value of shares of Common Stock (e.g., Dividend Equivalents) during such times as the Participant is considered to have “inside information” regarding the Company (as defined by the laws in applicable jurisdictions). Local xxxxxxx xxxxxxx laws and regulations may prohibit the cancellation or amendment of orders the Participant placed before he or she possessed inside information. Furthermore, the Participant could be prohibited from (i) disclosing the inside information to any third party, which may include fellow employees and (ii) “tipping” third parties or causing them otherwise to buy or sell securities. Any restrictions under these laws or regulations are separate from and in addition to any restrictions that may be imposed under any applicable xxxxxxx xxxxxxx policy of the Company. The Participant acknowledges that it is the Participant’s responsibility to comply with any applicable restrictions, and the Participant should speak with his or her personal legal advisor on this matter.

Appears in 5 contracts

Samples: Restricted Stock Unit Agreement (Flowserve Corp), Restricted Stock Unit Agreement (Flowserve Corp), Restricted Stock Unit Agreement (Flowserve Corp)

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Xxxxxxx Xxxxxxx Restrictions/Market Abuse Laws. The Participant may be subject to xxxxxxx xxxxxxx restrictions and/or market abuse laws based on the exchange on which the shares of Common Stock are listed and in applicable jurisdictions including the United States and the Participant’s country or his or her broker’s country, if different, which may affect the Participant’s ability to accept, acquire, sell or otherwise dispose of shares, RSUs Performance Shares or rights linked to the value of shares of Common Stock (e.g., Dividend Equivalents) during such times as the Participant is considered to have “inside information” regarding the Company (as defined by the laws in applicable jurisdictions). Local xxxxxxx xxxxxxx laws and regulations may prohibit the cancellation or amendment of orders the Participant placed before he or she possessed inside information. Furthermore, the Participant could be prohibited from (i) disclosing the inside information to any third party, which may include fellow employees and (ii) “tipping” third parties or causing them otherwise to buy or sell securities. Any restrictions under these laws or regulations are separate from and in addition to any restrictions that may be imposed under any applicable xxxxxxx xxxxxxx policy of the Company. The Participant acknowledges that it is the Participant’s responsibility to comply with any applicable restrictions, and the Participant should speak with his or her personal legal advisor on this matter.

Appears in 5 contracts

Samples: Restricted Stock Unit Agreement (Flowserve Corp), Restricted Stock Unit Agreement (Flowserve Corp), Performance Restricted Stock Unit Agreement (Flowserve Corp)

Xxxxxxx Xxxxxxx Restrictions/Market Abuse Laws. The Participant may be subject to xxxxxxx xxxxxxx restrictions and/or market abuse laws based on the exchange (if any) on which the shares of Common Stock Shares are listed listed, and in applicable jurisdictions jurisdictions, including but not limited to the United States and States, the Participant’s country or his or her and the designated broker’s country, if different, which may affect the Participant’s ability to accept, acquire, sell or otherwise dispose of sharesShares, RSUs rights to Shares (e.g., Performance Shares) or rights linked to the value of shares of Common Stock (e.g., Dividend Equivalents) Shares under the Plan during such times as the Participant is considered to have “inside information” regarding the Company (as defined by the laws in applicable jurisdictions). Local xxxxxxx xxxxxxx laws and regulations may prohibit the cancellation or amendment of orders the Participant placed before he or she possessed inside information. FurthermoreFurther, the Participant could be prohibited from (i) disclosing the inside information to any third party, which may include fellow employees and (ii) “tipping” third parties or causing them otherwise to buy or sell securities. Any restrictions under these laws or regulations are separate from and in addition to any restrictions that may be imposed under any applicable Company xxxxxxx xxxxxxx policy of the Companypolicy. The Participant acknowledges that it he or she is the Participant’s responsibility to comply responsible for complying with any applicable restrictions, restrictions and the Participant should is encouraged to speak with to his or her personal legal advisor on this matterfor further details regarding any applicable insider-trading and/or market abuse laws in the Participant’s country.

Appears in 3 contracts

Samples: Performance Restricted Stock Agreement (Catalent, Inc.), Performance Restricted Stock Agreement (Catalent, Inc.), Performance Restricted Stock Agreement (Catalent, Inc.)

Xxxxxxx Xxxxxxx Restrictions/Market Abuse Laws. The Participant may be subject to xxxxxxx xxxxxxx restrictions and/or market abuse laws based on the exchange on which the shares of Common Stock are listed and in applicable jurisdictions including the United States and the Participant’s country or his or her broker’s country, if different, which may affect the Participant’s ability to accept, acquire, sell sell, or otherwise dispose of sharesCommon Stock, RSUs rights to Common Stock (e.g., Performance RSUs), or rights linked to the value of shares of Common Stock (e.g., Dividend Equivalentsphantom awards, futures) under the Plan during such times as the Participant is considered to have “inside information” regarding the Company (as defined by the laws or regulations in applicable jurisdictionsthe Participant’s country). Local xxxxxxx xxxxxxx laws and regulations may prohibit the cancellation or amendment of orders the Participant placed before he or she possessed possessing inside information. Furthermore, the Participant could be prohibited from (i) disclosing the inside information to any third party, which may include fellow employees party (other than on a “need to know” basis) and (ii) “tipping” third parties or causing them otherwise to buy or sell securities. Keep in mind third parties includes fellow employees. Any restrictions under these laws or regulations are separate from and in addition to any restrictions that may be imposed under any applicable Company xxxxxxx xxxxxxx policy of the Companypolicy. The Participant acknowledges that it is the Participant’s his or her responsibility to comply with any applicable restrictions, and the Participant should speak with to his or her personal legal advisor on this matter.

Appears in 2 contracts

Samples: Performance Restricted Stock Unit Agreement (Analog Devices Inc), Performance Restricted Stock Unit Agreement (Analog Devices Inc)

Xxxxxxx Xxxxxxx Restrictions/Market Abuse Laws. The Participant may be subject to xxxxxxx xxxxxxx restrictions and/or market abuse laws based on the exchange on which the shares of Common Stock Shares are listed and in applicable jurisdictions including the United States and the Participant’s country or his or her broker’s country, if different, which may affect the Participant’s ability to accept, acquire, sell or otherwise dispose of sharesShares, RSUs rights to Shares (e.g., Restricted Stock Units) or rights linked to the value of shares of Common Stock Shares (e.g., Dividend Equivalentsdividend equivalents) during such times as the Participant is considered to have “inside information” regarding the Company (as defined by the laws in applicable jurisdictions). Local xxxxxxx xxxxxxx laws and regulations may prohibit the cancellation or amendment of orders the Participant placed before he or she possessed inside information. Furthermore, the Participant could be prohibited from (i) disclosing the inside information to any third party, which may include fellow employees and service providers and (ii) “tipping” third parties or causing them otherwise to buy or sell securities. Any restrictions under these laws or regulations are separate from and in addition to any restrictions that may be imposed under any applicable xxxxxxx xxxxxxx policy of the Company. The Participant acknowledges that it is the Participant’s responsibility to comply with any applicable restrictions, restrictions and the Participant should speak with his or her personal legal advisor on this matter.

Appears in 2 contracts

Samples: Terms and Conditions (Stem, Inc.), Terms and Conditions (Stem, Inc.)

Xxxxxxx Xxxxxxx Restrictions/Market Abuse Laws. The Participant acknowledges that he or she may be subject to xxxxxxx xxxxxxx restrictions and/or market abuse laws based on the exchange on which the shares of Common Stock are listed and in applicable jurisdictions including jurisdictions, including, but not limited to, the United States and the Participant’s country or his or her broker’s country, if different, which may affect the Participant’s ability to accept, acquire, sell or otherwise dispose of sharesShares or rights to the Shares (i.e., RSUs PSUs) or rights linked to the value of shares of Common Stock (e.g., Dividend Equivalents) Shares during such times as the Participant is considered to have “inside information” regarding the Company (as defined by the laws in applicable jurisdictionsApplicable Laws). Local Further, local xxxxxxx xxxxxxx laws and regulations may prohibit the cancellation or amendment of orders the Participant placed before he or she possessed inside insider information. Furthermore, the The Participant could be prohibited from (i) disclosing the inside information to any third party, which may include fellow employees party (other than on a “need to know” basis) and (ii) “tipping” third parties or causing them otherwise to buy or sell securities. Note that third parties include fellow employees. Any restrictions under these laws or regulations are separate separated from and in addition to any restrictions that may be imposed under any applicable Company xxxxxxx xxxxxxx policy of the Companypolicy. The Participant acknowledges that it is the Participant’s his or her responsibility to comply with any applicable restrictions, and the Participant should speak with to his or her personal legal advisor on this matter.

Appears in 2 contracts

Samples: Stock and Incentive Plan (Illumina, Inc.), Stock and Incentive Plan (Illumina, Inc.)

Xxxxxxx Xxxxxxx Restrictions/Market Abuse Laws. The Participant may be subject to xxxxxxx xxxxxxx restrictions and/or or market abuse laws based on the exchange on which the shares of Common Stock Shares are listed and in applicable jurisdictions including the United States and the Participant’s country or his or her Participant’s broker’s country, if different, which may affect the Participant’s ability to accept, acquire, sell or otherwise dispose of sharesShares, RSUs rights to Shares (e.g., Restricted Stock Units) or rights linked to the value of shares of Common Stock Shares (e.g., Dividend Equivalentsdividend equivalents) during such times as the Participant is considered to have “inside information” regarding the Company (as defined by the laws in applicable jurisdictions). Local xxxxxxx xxxxxxx laws and regulations may prohibit the cancellation or amendment of orders the Participant placed before he or she Participant possessed inside information. Furthermore, the Participant could be prohibited from (i) disclosing the inside information to any third party, which may include fellow employees and (ii) “tipping” third parties or causing them otherwise to buy or sell securities. Any restrictions under these laws or regulations are separate from and in addition to any restrictions that may be imposed under any applicable xxxxxxx xxxxxxx policy of the Company. The Participant acknowledges that it is the Participant’s responsibility to comply with any applicable restrictions, restrictions and the Participant should speak with his or her Participant’s personal legal advisor on this matter.

Appears in 2 contracts

Samples: Restricted Stock Unit Agreement (Gilead Sciences, Inc.), Restricted Stock Unit Agreement (Gilead Sciences, Inc.)

Xxxxxxx Xxxxxxx Restrictions/Market Abuse Laws. The Participant acknowledges that, depending on the Participant's country, the broker's country or the country where Alphabet's shares are listed, the Participant may be subject to xxxxxxx xxxxxxx restrictions and/or market abuse laws based on the exchange on which the shares of Common Stock are listed and in applicable jurisdictions including the United States and the Participant’s country or his or her broker’s country, if differentlaws, which may affect the Participant’s his or her ability to accept, acquire, sell or otherwise dispose of sharesshares of Capital Stock, RSUs rights to acquire shares of Capital Stock (e.g., PSUs) or rights linked to the value of shares of Common Capital Stock (e.g., Dividend Equivalents) during such times as the Participant is considered to have “inside information” regarding the Company (as defined by or determined under the laws or regulations in the applicable jurisdictions). Local xxxxxxx xxxxxxx laws and regulations may prohibit the cancellation or amendment of orders the Participant placed before he or she possessed inside information. Furthermore, the Participant could be prohibited from (i) disclosing the inside information to any third party, which may include fellow employees party and (ii) “tipping” third parties or causing them otherwise to buy or sell securities, where third parties include fellow employees. Any restrictions under these laws or regulations are separate from and in addition to any restrictions that may be imposed under any applicable xxxxxxx xxxxxxx policy the Trading Policy described in Part II, Section 12 of the CompanyAgreement. The Participant acknowledges that it is the Participant’s his or her responsibility to comply with any applicable restrictions, restrictions and the Participant that he or she should speak with to his or her personal legal advisor on regarding this matter.

Appears in 1 contract

Samples: Alphabet Performance Stock Unit Agreement (Alphabet Inc.)

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Xxxxxxx Xxxxxxx Restrictions/Market Abuse Laws. The Participant may be subject to xxxxxxx xxxxxxx restrictions and/or market abuse laws based on the exchange on which the shares of Common Stock Shares are listed and in applicable jurisdictions including the United States and the Participant’s country or his or her Participant’s broker’s country, if different, which may affect the Participant’s ability to accept, acquire, sell or otherwise dispose of shares, RSUs rights to shares (e.g., Performance Shares) or rights linked to the value of shares of Common Stock Shares (e.g., Dividend Equivalentsdividend equivalents) during such times as the Participant is considered to have “inside information” regarding the Company (as defined by the laws in applicable jurisdictions). Local xxxxxxx xxxxxxx laws and regulations may prohibit the cancellation or amendment of orders the Participant placed before he or she Participant possessed inside information. Furthermore, the Participant could be prohibited from (i) disclosing the inside information to any third party, which may include fellow employees and (ii) “tipping” third parties or causing them otherwise to buy or sell securities. Any restrictions under these laws or regulations are separate from and in addition to any restrictions that may be imposed under any applicable xxxxxxx xxxxxxx policy of the Company. The Participant acknowledges that it is the Participant’s responsibility to comply with any applicable restrictions, and the Participant should speak with his or her Participant’s personal legal advisor on this matter.

Appears in 1 contract

Samples: Performance Share Award Agreement (Gilead Sciences, Inc.)

Xxxxxxx Xxxxxxx Restrictions/Market Abuse Laws. The Participant may be subject to xxxxxxx xxxxxxx restrictions and/or market abuse laws based on the exchange on which the shares of Common Stock Shares are listed and in applicable jurisdictions including the United States and the Participant’s country or his or her Participant's broker’s country, if different, which may affect the Participant’s ability to accept, acquire, sell or otherwise dispose of shares, RSUs rights to shares (e.g., Performance Shares) or rights linked to the value of shares of Common Stock Shares (e.g., Dividend Equivalentsdividend equivalents) during such times as the Participant is considered to have “inside information” regarding the Company (as defined by the laws in applicable jurisdictions). Local xxxxxxx xxxxxxx laws and regulations may prohibit the cancellation or amendment of orders the Participant placed before he or she Participant possessed inside information. Furthermore, the Participant could be prohibited from (i) disclosing the inside information to any third party, which may include fellow employees and (ii) “tipping” third parties or causing them otherwise to buy or sell securities. Any restrictions under these laws or regulations are separate from and in addition to any restrictions that may be imposed under any applicable xxxxxxx xxxxxxx policy of the Company. The Participant acknowledges that it is the Participant’s responsibility to comply with any applicable restrictions, and the Participant should speak with his or her Participant's personal legal advisor on this matter.

Appears in 1 contract

Samples: Performance Share Award Agreement (Gilead Sciences, Inc.)

Xxxxxxx Xxxxxxx Restrictions/Market Abuse Laws. The Participant may be subject to xxxxxxx xxxxxxx restrictions and/or market abuse laws based on the exchange on which the shares of Common Stock Shares are listed and in applicable jurisdictions including the United States and the Participant’s country or his or her broker’s country, if different, which may affect the Participant’s ability to accept, acquire, sell or otherwise dispose of sharesShares, RSUs rights to Shares (e.g., Restricted Stock Units) or rights linked to the value of shares of Common Stock Shares (e.g., Dividend Equivalentsdividend equivalents) during such times as the Participant is considered to have “inside information” regarding the Company (as defined by the laws in applicable jurisdictions). Local xxxxxxx xxxxxxx laws and regulations may prohibit the cancellation or amendment of orders the Participant placed before he or she possessed inside information. Furthermore, the Participant could be prohibited from (ia) disclosing the inside information to any third party, which may include fellow employees and service providers and (iib) “tipping” third parties or causing them otherwise to buy or sell securities. Any restrictions under these laws or regulations are separate from and in addition to any restrictions that may be imposed under any applicable xxxxxxx xxxxxxx policy of the Company. The Participant acknowledges that it is the Participant’s responsibility to comply with any applicable restrictions, restrictions and the Participant should speak with his or her personal legal advisor on this matter.

Appears in 1 contract

Samples: Award Agreement (Stem, Inc.)

Xxxxxxx Xxxxxxx Restrictions/Market Abuse Laws. The Participant acknowledges that, depending on his or her country of residence, or broker’s country of residence, or where the Shares are listed, Participant may be subject to xxxxxxx xxxxxxx restrictions and/or market abuse laws based on the exchange on which the shares of Common Stock are listed and in applicable jurisdictions including the United States and the Participant’s country or his or her broker’s country, if differentlaws, which may affect the Participant’s ability to directly or indirectly, accept, acquire, sell, or attempt to sell or otherwise dispose of shares, RSUs Shares or rights linked to the value of shares of Common Stock Shares (e.g., Dividend EquivalentsRSUs) under the Plan during such times as the Participant is considered to have “inside information” regarding the Company (as defined by the laws or regulations in applicable jurisdictionsjurisdictions or Participant’s country). Local xxxxxxx xxxxxxx laws and regulations may prohibit the cancellation or amendment of orders placed by the Participant placed before he or she possessed possessing inside information. Furthermore, the Participant could understands that he or she may be prohibited from (i) disclosing the inside information to any third party, which may include fellow employees including employees, consultants, directors, members, partners or other service providers of the Company or of any of its Affiliates (other than on a “need to know” basis) and (ii) “tipping” third parties or causing them to otherwise to buy or sell securities. Any restrictions under these laws or regulations are separate from and in addition to any restrictions that may be imposed under any applicable xxxxxxx xxxxxxx policy of the Company. The Participant acknowledges that it is the Participant’s responsibility to comply with any applicable restrictions, and the Participant should speak with his or her personal legal advisor on this matter.10

Appears in 1 contract

Samples: Carlyle Group Inc.

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