Common use of Warrant Solicitation Fees Clause in Contracts

Warrant Solicitation Fees. The Company hereby engages the Representative, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The Company will (i) assist the Representative with respect to the solicitation, if requested by the Representative, and (ii) provide the Representative, and direct the Company's transfer and warrant agent to provide to the Representative, at the Company’s cost, lists of the record and, to the extent known, beneficial owners of the Warrants. Commencing one year from the effective date of the Registration Statement, the Company will pay the Representative a commission of five percent (5%) of the exercise price of the Warrants for each Warrant exercised, payable on the date of such exercise, on the terms provided for in the Warrant Agreement, only if permitted under the rules and regulations of the FINRA and only to the extent that a holder who exercises Warrants specifically designates, in writing, that the Representative solicited the exercise. The Representative may engage sub-agents in its solicitation efforts. The Company agrees to disclose the arrangement to pay solicitation fees to the Representative in any prospectus used by the Company in connection with the registration of the shares of Common Stock underlying the Warrants.

Appears in 3 contracts

Samples: Underwriting Agreement (Healthy Fast Food Inc), Underwriting Agreement (Healthy Fast Food Inc), Underwriting Agreement (Healthy Fast Food Inc)

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Warrant Solicitation Fees. The Company hereby engages the Representative, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Units Warrants. The Company will (i) assist the Representative with respect to the solicitation, if requested by the Representative, and (ii) provide the Representative, and direct the Company's ’s transfer and warrant agent to provide to the Representative, at the Company’s cost, lists of the record and, to the extent known, beneficial owners of the Unit Warrants. Commencing one year from the effective date of the Registration Statement, the Company will pay the Representative a commission of five percent (5%) of the exercise price of the Unit Warrants for each Unit Warrant exercised, payable on the date of such exercise, on the terms provided for in the Warrant Agreement, only if permitted under the rules and regulations of the FINRA and only to the extent that a holder who exercises Unit Warrants specifically designates, in writing, that the Representative solicited the exercise. The Representative may engage sub-agents in its solicitation efforts. The Company agrees to disclose the arrangement to pay solicitation fees to the Representative in any prospectus used by the Company in connection with the registration of the shares of Common Stock underlying the Unit Warrants.

Appears in 3 contracts

Samples: Underwriting Agreement (S&W Seed Co), Underwriting Agreement (S&W Seed Co), Underwriting Agreement (S&W Seed Co)

Warrant Solicitation Fees. The Company hereby engages the RepresentativeRepresentatives, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The Company will (i) assist the Representative Representatives with respect to the such solicitation, if requested by the RepresentativeRepresentatives, and (ii) at the Representatives' request, provide the RepresentativeRepresentatives, and direct the Company's transfer and warrant agent to provide to the RepresentativeRepresentatives, at the Company’s 's cost, lists of the record and, to the extent known, beneficial owners of of, the Warrants. Commencing one year from the effective date of the Registration StatementEffective Date, the Company will pay the Representative Representatives a commission of five percent (5%) of the exercise price of the Warrants for each Warrant exercised, payable on the date of such exercise, on the terms provided for in the Warrant Agreement, only if permitted under the rules and regulations of the FINRA NASD and only to the extent that a holder an investor who exercises his Warrants specifically designates, in writing, that the Representative Representatives solicited the his exercise. The Representative Representatives may engage sub-agents in its their solicitation efforts. The Company agrees to disclose the arrangement to pay such solicitation fees to the Representative Representatives in any prospectus used by the Company in connection with the registration of the shares of Common Stock underlying the Warrants.

Appears in 2 contracts

Samples: Underwriting Agreement (Confluence Acquisition Partners I, Inc.), Underwriting Agreement (Confluence Acquisition Partners I, Inc.)

Warrant Solicitation Fees. The Company hereby engages the Representative, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Class C Warrants. The Company will (i) assist the Representative with respect to the solicitation, if requested by the Representative, and (ii) provide the Representative, and direct the Company's transfer and warrant agent to provide to the Representative, at the Company’s cost, lists of the record and, to the extent known, beneficial owners of the Warrants. Commencing one year from the effective date of the Registration Statement, the Company will pay the Representative a commission of five percent (5%) of the exercise price of the Class C Warrants for each Class C Warrant exercised, payable on the date of such exercise, on the terms provided for in the Warrant Agreement, only if permitted under the rules and regulations of the FINRA and only to the extent that a holder who exercises Class C Warrants specifically designates, in writing, that the Representative solicited the exercise. The Representative may engage sub-agents in its solicitation efforts. The Company agrees to disclose the arrangement to pay solicitation fees to the Representative in any prospectus used by the Company in connection with the registration of the shares of Common Stock underlying the Class C Warrants.

Appears in 2 contracts

Samples: Underwriting Agreement (Healthy Fast Food Inc), Underwriting Agreement (Healthy Fast Food Inc)

Warrant Solicitation Fees. The Company hereby engages the RepresentativeUnderwriter, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The Company will (i) assist the Representative Underwriter with respect to the such solicitation, if requested by the RepresentativeUnderwriter, and (ii) at the Underwriter’s request, provide the RepresentativeUnderwriter, and direct the Company's ’s transfer and warrant agent to provide to the RepresentativeUnderwriter, at the Company’s cost, lists of the record and, to the extent known, beneficial owners of of, the Warrants. Commencing one year from the effective date of the Registration StatementEffective Date, the Company will pay the Representative Underwriter a commission of five percent (5%) of the exercise price of the Warrants for each Warrant exercised, payable on the date of such exercise, on the terms provided for in the Warrant Agreement, only if permitted under the rules and regulations of the FINRA NASD and only to the extent that a holder an investor who exercises his Warrants specifically designates, in writing, that the Representative Underwriter solicited the his exercise. The Representative Underwriter may engage sub-sub agents in its their solicitation efforts. The Company agrees to disclose the arrangement to pay such solicitation fees to the Representative Underwriter in any prospectus used by the Company in connection with the registration of the shares of Common Stock underlying the Warrants.

Appears in 2 contracts

Samples: Underwriting Agreement (Viragen Inc), Underwriting Agreement (Viragen Inc)

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Warrant Solicitation Fees. The Company hereby engages the Representative, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Unit Warrants. The Company will (i) assist the Representative with respect to the solicitation, if requested by the Representative, and (ii) provide the Representative, and direct the Company's ’s transfer and warrant agent to provide to the Representative, at the Company’s cost, lists of the record and, to the extent known, beneficial owners of the Unit Warrants. Commencing one year from the effective date of the Registration Statement, the Company will pay the Representative a commission of five percent (5%) of the exercise price of the Unit Warrants for each Unit Warrant exercised, payable on the date of such exercise, on the terms provided for in the Warrant Agreement, only if permitted under the rules and regulations of the FINRA and only to the extent that a holder who exercises Unit Warrants specifically designates, in writing, that the Representative solicited the exercise. The Representative may engage sub-agents in its solicitation efforts. The Company agrees to disclose the arrangement to pay solicitation fees to the Representative in any prospectus used by the Company in connection with the registration of the shares of Common Stock underlying the Unit Warrants.

Appears in 2 contracts

Samples: Underwriting Agreement (Biocurex Inc), Underwriting Agreement (Whispering Oaks International Inc)

Warrant Solicitation Fees. The Company hereby engages the Representative, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The Company will (i) assist the Representative with respect to the such solicitation, if requested by the Representative, and (ii) at the Representative’s request, provide the Representative, and direct the Company's ’s transfer and warrant agent to provide to the Representative, at the Company’s cost, lists of the record and, to the extent known, beneficial owners of of, the Warrants. Commencing one year from the effective date of the Registration StatementEffective Date, the Company will pay the Representative a commission of five percent (5%) of the exercise price of the Warrants for each Warrant exercised, payable on the date of such exercise, on the terms provided for in the Warrant Agreement, only if permitted under the rules and regulations of the FINRA NASD and only to the extent that a holder an investor who exercises his Warrants specifically designates, in writing, that the Representative solicited the his exercise. The Representative may engage sub-agents in its their solicitation efforts. The Company agrees to disclose the arrangement to pay such solicitation fees to the Representative in any prospectus used by the Company in connection with the registration of the shares of Common Stock underlying the Warrants.

Appears in 1 contract

Samples: Underwriting Agreement (Viragen Inc)

Warrant Solicitation Fees. The Company hereby engages the RepresentativeUnderwriter, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Class C Warrants. The Company will (i) assist the Representative Underwriter with respect to the solicitation, if requested by the RepresentativeUnderwriter, and (ii) provide the RepresentativeUnderwriter, and direct the Company's transfer and warrant agent to provide to the RepresentativeUnderwriter, at the Company’s cost, lists of the record and, to the extent known, beneficial owners of the Warrants. Commencing one year from the effective date of the Registration Statement, the Company will pay the Representative Underwriter a commission of five percent (5%) of the exercise price of the Class C Warrants for each Class C Warrant exercised, payable on the date of such exercise, on the terms provided for in the Warrant Agreement, only if permitted under the rules and regulations of the FINRA and only to the extent that a holder who exercises Class C Warrants specifically designates, in writing, that the Representative Underwriter solicited the exercise. The Representative Underwriter may engage sub-agents in its solicitation efforts. The Company agrees to disclose the arrangement to pay solicitation fees to the Representative Underwriter in any prospectus used by the Company in connection with the registration of the shares of Common Stock underlying the Class C Warrants.

Appears in 1 contract

Samples: Underwriting Agreement (Healthy Fast Food Inc)

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