Common use of Warrant Solicitation and Warrant Solicitation Fee Clause in Contracts

Warrant Solicitation and Warrant Solicitation Fee. (a) The Company has engaged Xxxxxxx, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Unit Warrants. The Company will, at its cost, (i) assist Xxxxxxx with respect to such solicitation, if requested by Xxxxxxx, and (ii) provide Xxxxxxx, and direct the Warrant Agent to deliver to Xxxxxxx lists of the record and, to the extent known, beneficial owners of the Company’s Unit Warrants. The Company hereby instructs the Warrant Agent to cooperate with Xxxxxxx in every respect in connection with Xxxxxxx’x solicitation activities, including, but not limited to, providing to Xxxxxxx, at the Company’s cost, a list of record and beneficial holders of the Unit Warrants and circulating a prospectus or offering circular disclosing the compensation arrangements referenced in Section 7(b) below to holders of the Unit Warrants at the time of exercise of the Unit Warrants. In addition to the conditions set forth in Section 7(b), Xxxxxxx shall accept payment of the warrant solicitation fee provided in Section 7(b) only if permitted under the rules and regulations of the FINRA and only to the extent that a holder who exercises Unit Warrants specifically designates, in writing, that Xxxxxxx solicited the exercise.

Appears in 3 contracts

Samples: Warrant Agreement (Whispering Oaks International Inc), Warrant Agreement (Biocurex Inc), Warrant Agreement (Biocurex Inc)

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Warrant Solicitation and Warrant Solicitation Fee. (a) The Company has engaged XxxxxxxPxxxxxx, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Unit Warrants. The Company will, at its cost, (i) assist Xxxxxxx Pxxxxxx with respect to such solicitation, if requested by XxxxxxxPxxxxxx, and (ii) provide XxxxxxxPxxxxxx, and direct the Warrant Agent to deliver to Xxxxxxx Pxxxxxx lists of the record and, to the extent known, beneficial owners of the Company’s Unit Warrants. The Company hereby instructs the Warrant Agent to cooperate with Xxxxxxx Pxxxxxx in every respect in connection with Xxxxxxx’x Pxxxxxx’x solicitation activities, including, but not limited to, providing to XxxxxxxPxxxxxx, at the Company’s cost, a list of record and beneficial holders of the Unit Warrants and circulating a prospectus or offering circular disclosing the compensation arrangements referenced in Section 7(b) below to holders of the Unit Warrants at the time of exercise of the Unit Warrants. In addition to the conditions set forth in Section 7(b), Xxxxxxx Pxxxxxx shall accept payment of the warrant solicitation fee provided in Section 7(b) only if permitted under the rules and regulations of the FINRA and only to the extent that a holder who exercises Unit Warrants specifically designates, in writing, that Xxxxxxx Pxxxxxx solicited the exercise.

Appears in 3 contracts

Samples: Warrant Agreement (Healthy Fast Food Inc), Warrant Agreement (Healthy Fast Food Inc), Warrant Agreement (Healthy Fast Food Inc)

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Warrant Solicitation and Warrant Solicitation Fee. (a) The Company has engaged XxxxxxxPxxxxxx, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Unit Class C Warrants. The Company will, at its cost, (i) assist Xxxxxxx Pxxxxxx with respect to such solicitation, if requested by XxxxxxxPxxxxxx, and (ii) provide XxxxxxxPxxxxxx, and direct the Warrant Agent to deliver to Xxxxxxx Pxxxxxx lists of the record and, to the extent known, beneficial owners of the Company’s Unit Class C Warrants. The Company hereby instructs the Warrant Agent to cooperate with Xxxxxxx Pxxxxxx in every respect in connection with Xxxxxxx’x Pxxxxxx’x solicitation activities, including, but not limited to, providing to XxxxxxxPxxxxxx, at the Company’s cost, a list of record and beneficial holders of the Unit Class C Warrants and circulating a prospectus or offering circular disclosing the compensation arrangements referenced in Section 7(b) below to holders of the Unit Class C Warrants at the time of exercise of the Unit Class C Warrants. In addition to the conditions set forth in Section 7(b), Xxxxxxx Pxxxxxx shall accept payment of the warrant solicitation fee provided in Section 7(b) only if permitted under the rules and regulations of the FINRA Financial Industry Regulatory Authority and only to the extent that a holder who exercises Unit Class C Warrants specifically designates, in writing, that Xxxxxxx Pxxxxxx solicited the exercise.

Appears in 2 contracts

Samples: Warrant Agreement (Healthy Fast Food Inc), Warrant Agreement (Healthy Fast Food Inc)

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