Common use of Warrant Solicitation and Warrant Solicitation Fee Clause in Contracts

Warrant Solicitation and Warrant Solicitation Fee. (a) The Company has engaged Xxxxxxx, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The Company, at its cost, will (i) assist Xxxxxxx with respect to such solicitation, if requested by Xxxxxxx, and (ii) provide Xxxxxxx, and direct the Company’s transfer agent and the Warrant Agent to deliver to Xxxxxxx, lists of the record and, to the extent known, beneficial owners of the Company’s Warrants. The Company hereby instructs the Warrant Agent to cooperate with Xxxxxxx in every respect in connection with Xxxxxxx’x solicitation activities, including, but not limited to, providing to Xxxxxxx, at the Company’s cost, a list of record and beneficial holders of the Warrants and circulating a prospectus or offering circular disclosing the compensation arrangements referenced in Section 3.3.5(b) below to holders of the Warrants at the time of exercise of the Warrants. In addition to the conditions set forth in Section 3.3.5(b), Xxxxxxx shall accept payment of the warrant solicitation fee provided in Section 3.3.5(b) only if it has provided bona fide services to the Company in connection with the exercise of the Warrants and only to the extent that an investor who exercises his Warrants specifically designates, in writing, that Xxxxxxx solicited his exercise. In addition to soliciting, either orally or in writing, the exercise of Warrants by a Warrant holder, such services may also include disseminating information, either orally or in writing, to Warrant holders about the Company or the market for the Company’s securities, or assisting in the processing of the exercise of Warrants.

Appears in 19 contracts

Samples: Warrant Agreement (Israel Growth Partners Acquisition Corp.), Warrant Agreement (Stoneleigh Partners Acquisition Corp.), Warrant Agreement (Stoneleigh Partners Acquisition Corp.)

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Warrant Solicitation and Warrant Solicitation Fee. (a) a. The Company has engaged XxxxxxxBroadband, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The Company, at its cost, will (i) assist Xxxxxxx Broadband with respect to such solicitation, if requested by XxxxxxxBroadband, and (ii) provide XxxxxxxBroadband, and direct the Company’s 's transfer and warrant agent and the Warrant Agent to deliver to XxxxxxxBroadband, lists of the record andrecord, and to the extent known, beneficial owners of the Company’s 's Warrants. The Company hereby instructs the Warrant Agent to cooperate with Xxxxxxx Broadband in every respect in connection with Xxxxxxx’x Broadband's solicitation activities, including, but not limited to, providing to XxxxxxxBroadband, at the Company’s 's cost, a list of record and beneficial holders of the Warrants and circulating a prospectus or offering circular disclosing the compensation arrangements referenced in Section 3.3.5(b) below to holders of the Warrants at the time of exercise of the Warrants. In addition to the conditions set forth in Section 3.3.5(b), Xxxxxxx Broadband shall accept payment of the warrant solicitation fee provided in Section 3.3.5(b) only if it has provided bona fide services to the Company in connection with the exercise of the Warrants and only to the extent that an investor who exercises his Warrants specifically designates, in writing, that Xxxxxxx Broadband solicited his exercise. In addition to soliciting, either orally or in writing, the exercise of Warrants by a Warrant holderWarrantholder, such services may also include disseminating information, either orally or in writing, to Warrant holders Warrantholders about the Company or the market for the Company’s 's securities, or assisting in the processing of the exercise of Warrants.

Appears in 4 contracts

Samples: Warrant Agreement (Great Wall Acquisition Corp), Warrant Agreement (China Mineral Acquisition CORP), Warrant Agreement (Great Wall Acquisition Corp)

Warrant Solicitation and Warrant Solicitation Fee. (a) a. The Company has engaged XxxxxxxCRT Capital Group LLC (the “Underwriter”), on a non-exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The Company, at its cost, will (i) assist Xxxxxxx Underwriter with respect to such solicitation, if requested by XxxxxxxUnderwriter, and (ii) provide XxxxxxxUnderwriter, and direct the Company’s transfer agent and the Warrant Agent to deliver to XxxxxxxUnderwriter, lists of the record and, to the extent known, beneficial owners of the Company’s Warrants. The Company hereby instructs the Warrant Agent to cooperate with Xxxxxxx Underwriter in every respect in connection with Xxxxxxx’x Underwriter’s solicitation activities, including, but not limited to, providing to XxxxxxxUnderwriter, at the Company’s cost, a list of record and beneficial holders of the Warrants and circulating a prospectus or offering circular disclosing the compensation arrangements referenced in Section 3.3.5(b) below to holders of the Warrants at the time of exercise of the Warrants. In addition to the conditions set forth in Section 3.3.5(b), Xxxxxxx Underwriter shall accept payment of the warrant solicitation fee provided in Section 3.3.5(b) only if it has provided bona fide services to the Company in connection with the exercise of the Warrants and only to the extent that an investor who exercises his Warrants specifically designates, in writing, that Xxxxxxx Underwriter solicited his exercise. In addition to soliciting, either orally or in writing, the exercise of Warrants by a Warrant holder, such services may also include disseminating information, either orally or in writing, to Warrant holders about the Company or the market for the Company’s securities, or assisting in the processing of the exercise of Warrants.

Appears in 3 contracts

Samples: Warrant Agreement (Oracle Healthcare Acquisition Corp.), Warrant Agreement (Oracle Healthcare Acquisition Corp.), Warrant Agreement (Oracle Healthcare Acquisition Corp.)

Warrant Solicitation and Warrant Solicitation Fee. (a) The Company has engaged XxxxxxxBroadband, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The Company, at its cost, will (i) assist Xxxxxxx Broadband with respect to such solicitation, if requested by XxxxxxxBroadband, and (ii) provide XxxxxxxBroadband, and direct the Company’s transfer agent and the Warrant Agent to deliver to XxxxxxxBroadband, lists of the record and, to the extent known, beneficial owners of the Company’s Warrants. The Company hereby instructs the Warrant Agent to cooperate with Xxxxxxx Broadband in every respect in connection with Xxxxxxx’x Broadband’s solicitation activities, including, but not limited to, providing to XxxxxxxBroadband, at the Company’s cost, a list of record and beneficial holders of the Warrants and circulating a prospectus or offering circular disclosing the compensation arrangements referenced in Section 3.3.5(b) below to holders of the Warrants at the time of exercise of the Warrants. In addition to the conditions set forth in Section 3.3.5(b), Xxxxxxx Broadband shall accept payment of the warrant solicitation fee provided in Section 3.3.5(b) only if it has provided bona fide services to the Company in connection with the exercise of the Warrants and only to the extent that an investor who exercises his Warrants specifically designates, in writing, that Xxxxxxx Broadband solicited his exercise. In addition to soliciting, either orally or in writing, the exercise of Warrants by a Warrant holder, such services may also include disseminating information, either orally or in writing, to Warrant holders about the Company or the market for the Company’s securities, or assisting in the processing of the exercise of Warrants.

Appears in 3 contracts

Samples: Warrant Agreement (Services Acquisition Corp. International), Warrant Agreement (Services Acquisition Corp. International), Warrant Agreement (Services Acquisition Corp. International)

Warrant Solicitation and Warrant Solicitation Fee. (a) a. The Company has engaged Xxxxxxx, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The Company, at its cost, will (i) assist Xxxxxxx with respect to such solicitation, if requested by Xxxxxxx, and (ii) provide Xxxxxxx, and direct the Company’s transfer agent and the Warrant Agent to deliver to Xxxxxxx, lists of the record and, to the extent known, beneficial owners of the Company’s Warrants. The Company hereby instructs the Warrant Agent to cooperate with Xxxxxxx in every respect in connection with Xxxxxxx’x solicitation activities, including, but not limited to, providing to Xxxxxxx, at the Company’s cost, a list of record and beneficial holders of the Warrants and circulating a prospectus or offering circular disclosing the compensation arrangements referenced in Section 3.3.5(b) below to holders of the Warrants at the time of exercise of the Warrants. In addition to the conditions set forth in Section 3.3.5(b), Xxxxxxx shall accept payment of the warrant solicitation fee provided in Section 3.3.5(b) only if it has provided bona fide services to the Company in connection with the exercise of the Warrants and only to the extent that an investor who exercises his Warrants specifically designates, in writing, that Xxxxxxx solicited his exercise. In addition to soliciting, either orally or in writing, the exercise of Warrants by a Warrant holder, such services may also include disseminating information, either orally or in writing, to Warrant holders about the Company or the market for the Company’s securities, or assisting in the processing of the exercise of Warrants.

Appears in 3 contracts

Samples: Warrant Agreement (Mercator Partners Acquisition Corp.), Warrant Agreement (Mercator Partners Acquisition Corp.), Warrant Agreement (Mercator Partners Acquisition Corp.)

Warrant Solicitation and Warrant Solicitation Fee. (a) a. The Company has engaged Xxxxxxx, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The Company, at its cost, will (i) assist Xxxxxxx with respect to such solicitation, if requested by Xxxxxxx, and (ii) provide Xxxxxxx, and direct the Company’s 's transfer agent and the Warrant Agent to deliver to Xxxxxxx, lists of the record and, to the extent known, beneficial owners of the Company’s 's Warrants. The Company hereby instructs the Warrant Agent to cooperate with Xxxxxxx in every respect in connection with Xxxxxxx’x Xxxxxxx'x solicitation activities, including, but not limited to, providing to Xxxxxxx, at the Company’s 's cost, a list of record and beneficial holders of the Warrants and circulating a prospectus or offering circular disclosing the compensation arrangements referenced in Section 3.3.5(b) below to holders of the Warrants at the time of exercise of the Warrants. In addition to the conditions set forth in Section 3.3.5(b), Xxxxxxx shall accept payment of the warrant solicitation fee provided in Section 3.3.5(b) only if it has provided bona fide services to the Company in connection with the exercise of the Warrants and only to the extent that an investor who exercises his Warrants specifically designates, in writing, that Xxxxxxx solicited his exercise. In addition to soliciting, either orally or in writing, the exercise of Warrants by a Warrant holder, such services may also include disseminating information, either orally or in writing, to Warrant holders about the Company or the market for the Company’s 's securities, or assisting in the processing of the exercise of Warrants.

Appears in 3 contracts

Samples: Warrant Agreement (Trinity Partners Acquistion CO Inc.), Warrant Agreement (Juniper Partners Acquisition Corp.), Warrant Agreement (Juniper Partners Acquisition Corp.)

Warrant Solicitation and Warrant Solicitation Fee. (a) The Company has engaged XxxxxxxRxxxxx, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The Company, at its cost, will (i) assist Xxxxxxx Rxxxxx with respect to such solicitation, if requested by XxxxxxxRxxxxx, and (ii) provide XxxxxxxRxxxxx, and direct the Company’s transfer agent and the Warrant Agent to deliver to XxxxxxxRxxxxx, lists of the record and, to the extent known, beneficial owners of the Company’s Warrants. The Company hereby instructs the Warrant Agent to fully cooperate with Xxxxxxx Rxxxxx in every respect in connection with Xxxxxxx’x Rxxxxx’x solicitation activities, including, but not limited to, providing to XxxxxxxRxxxxx, at the Company’s cost, a list of record and beneficial holders of the Warrants and circulating a prospectus or offering circular disclosing the compensation arrangements referenced in Section 3.3.5(b) below to holders of the Warrants at the time of exercise of the Warrants. In addition to the conditions set forth in Section 3.3.5(b), Xxxxxxx Rxxxxx shall accept payment of the warrant solicitation fee provided in Section 3.3.5(b) only if it has provided bona fide services to the Company in connection with the exercise of the Warrants and only to the extent that an investor who exercises his Warrants specifically designates, in writing, that Xxxxxxx Rxxxxx solicited his his, her or its exercise. In addition to soliciting, either orally or in writing, the exercise of Warrants by a Warrant holder, such services may also include disseminating information, either orally or in writing, to Warrant holders about the Company or the market for the Company’s securities, or assisting in the processing of the exercise of Warrants.

Appears in 2 contracts

Samples: Warrant Agreement (Phoenix India Acquisition Corp.), Warrant Agreement (Phoenix India Acquisition Corp.)

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Warrant Solicitation and Warrant Solicitation Fee. (a) a. The Company has engaged XxxxxxxXxxx Capital, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The Company, at its cost, will (i) assist Xxxxxxx Xxxx Capital with respect to such solicitation, if requested by XxxxxxxXxxx Capital, and (ii) provide XxxxxxxXxxx Capital, and direct the Company’s transfer agent and the Warrant Agent to deliver to XxxxxxxXxxx Capital, lists of the record and, to the extent known, beneficial owners of the Company’s Warrants. The Company hereby instructs the Warrant Agent to cooperate with Xxxxxxx Xxxx Capital in every respect in connection with Xxxxxxx’x Xxxx Capital’s solicitation activities, including, but not limited to, providing to XxxxxxxXxxx Capital, at the Company’s cost, a list of record and beneficial holders of the Warrants and circulating a prospectus or offering circular disclosing the compensation arrangements referenced in Section 3.3.5(b) below to holders of the Warrants at the time of exercise of the Warrants. In addition to the conditions set forth in Section 3.3.5(b), Xxxxxxx Xxxx Capital shall accept payment of the warrant solicitation fee provided in Section 3.3.5(b) only if it has provided bona fide services to the Company in connection with the exercise of the Warrants and only to the extent that an investor who exercises his Warrants specifically designates, in writing, that Xxxxxxx Xxxx Capital solicited his exercise. In addition to soliciting, either orally or in writing, the exercise of Warrants by a Warrant holder, such services may also include disseminating information, either orally or in writing, to Warrant holders about the Company or the market for the Company’s securities, or assisting in the processing of the exercise of Warrants.

Appears in 1 contract

Samples: Warrant Agent Agreement (Echo Healthcare Acquisition Corp.)

Warrant Solicitation and Warrant Solicitation Fee. (a) a. The Company has engaged Xxxxxxxmay engage the Representative, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The In such event, the Company, at its cost, will (i) assist Xxxxxxx the Representative with respect to such solicitation, if requested by Xxxxxxxthe Representative, and (ii) provide Xxxxxxxthe Representative, and direct the Company’s transfer agent and the Warrant Agent to deliver to Xxxxxxxthe Representative, lists of the record and, to the extent known, beneficial owners of the Company’s Warrants. The Company hereby instructs the Warrant Agent to cooperate with Xxxxxxx the Representative in every respect in connection with Xxxxxxx’x the Representative’ solicitation activities, including, but not limited to, providing to Xxxxxxxthe Representative, at the Company’s cost, a list of record and beneficial holders of the Warrants and circulating a prospectus or offering circular disclosing the compensation arrangements referenced in Section 3.3.5(b) below to holders of the Warrants at the time of exercise of the Warrants. In addition to the conditions set forth in Section 3.3.5(b), Xxxxxxx the Representative shall accept payment of the warrant solicitation fee provided in Section 3.3.5(b) only if it has provided bona fide services to the Company in connection with the exercise of the Warrants and only to the extent that an investor who exercises his Warrants specifically designates, in writing, that Xxxxxxx the Representative solicited his exercise. In addition to soliciting, either orally or in writing, the exercise of Warrants by a Warrant holder, such services may also include disseminating information, either orally or in writing, to Warrant holders about the Company or the market for the Company’s securities, or assisting in the processing of the exercise of Warrants.

Appears in 1 contract

Samples: Warrant Agreement (Community Bankers Acquisition Corp.)

Warrant Solicitation and Warrant Solicitation Fee. (a) c. The Company has engaged Xxxxxxx, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The Company, at its cost, will (i) assist Xxxxxxx with respect to such solicitation, if requested by Xxxxxxx, and (ii) provide Xxxxxxx, and direct the Company’s transfer agent and the Warrant Agent to deliver to Xxxxxxx, lists of the record and, to the extent known, beneficial owners of the Company’s Warrants. The Company hereby instructs the Warrant Agent to cooperate with Xxxxxxx in every respect in connection with Xxxxxxx’x solicitation activities, including, but not limited to, providing to Xxxxxxx, at the Company’s cost, a list of record and beneficial holders of the Warrants and circulating a prospectus or offering circular disclosing the compensation arrangements referenced in Section 3.3.5(b) below to holders of the Warrants at the time of exercise of the Warrants. In addition to the conditions set forth in Section 3.3.5(b), Xxxxxxx shall accept payment of the warrant solicitation fee provided in Section 3.3.5(b) only if it has provided bona fide services to the Company in connection with the exercise of the Warrants and only to the extent that an investor who exercises his Warrants specifically designates, in writing, that Xxxxxxx solicited his exercise. In addition to soliciting, either orally or in writing, the exercise of Warrants by a Warrant holder, such services may also include disseminating information, either orally or in writing, to Warrant holders about the Company or the market for the Company’s securities, or assisting in the processing of the exercise of Warrants.

Appears in 1 contract

Samples: Warrant Agreement (Trinity Partners Acquistion CO Inc.)

Warrant Solicitation and Warrant Solicitation Fee. (a) The Company has engaged XxxxxxxChardan Capital Markets, LLC (“Chardan”), on a non-exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The Company, at its cost, will (i) assist Xxxxxxx Chardan with respect to such solicitation, if requested by XxxxxxxChardan, and (ii) provide XxxxxxxChardan, and direct the Company’s transfer agent and the Warrant Agent to deliver to XxxxxxxChardan, lists of the record and, to the extent known, beneficial owners of the Company’s Warrants. The Company hereby instructs the Warrant Agent to cooperate with Xxxxxxx Chardan in every respect in connection with Xxxxxxx’x Chardan’s solicitation activities, including, but not limited to, providing to XxxxxxxChardan, at the Company’s cost, a list of record and beneficial holders of the Warrants and circulating a prospectus or offering circular disclosing the compensation arrangements referenced in Section 3.3.5(b) below to holders of the Warrants at the time of exercise of the Warrants. In addition to the conditions set forth in Section 3.3.5(b), Xxxxxxx Chardan shall accept payment of the warrant solicitation fee provided in Section 3.3.5(b) only if it has provided bona fide services to the Company in connection with the exercise of the Warrants and only to the extent that an investor who exercises his Warrants specifically designates, in writing, that Xxxxxxx Chardan solicited his exercise. In addition to soliciting, either orally or in writing, the exercise of Warrants by a Warrant holder, such services may also include disseminating informationinformation provided by the Company, either orally or in writing, to Warrant holders about the Company or the market for the Company’s securities, or assisting in the processing of the exercise of Warrants.

Appears in 1 contract

Samples: Amended and Restated Warrant Agreement (CNC Development Ltd.)

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