Trust Information. (i) Dealer agrees that neither it nor any of its partners, directors, officers, employees, or agents is authorized to give any information or make any representations concerning Units of any Trust except those contained in the Trust's Prospectus or in written materials provided by TSCD. (ii) TSCD will supply to Dealer reasonable quantities of Prospectuses, sales literature, sales bulletins, and additional sales information as approved by TSCD. Dealer is not authorized to modify or translate any such materials without TSCD's prior written consent. Dealer agrees to use only advertising or sales material relating to the Trusts that (A) is supplied by TSCD or (B) conforms to the requirements of all applicable laws or regulations of any government or authorized agency having jurisdiction over the offering or sale of Units of the Trusts ("Dealer Sales Material") and is approved in writing by TSCD in advance of its use. Such approval may be withdrawn by TSCD in whole or in part upon written notice to Dealer, and Dealer shall, upon receipt of such notice, immediately discontinue the use of such materials. (iii) Dealer represents, warrants and agrees that (A) all Dealer Sales Material does not and will not contain an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances in which they were made, not misleading and (B) all of Dealer Sales Material complies and will comply in all material respects with the applicable requirements of all applicable laws, rules and regulations.
Appears in 2 contracts
Sources: Dealer Agreement (TSC Uits 18), Dealer Agreement (TSC Uits)
Trust Information. (i) Dealer agrees that neither it nor any of its partners, directors, officers, employees, or and agents is authorized to give any information or make any representations concerning Units of any Trust except those contained in the Trust's ’s Prospectus or in written materials provided by TSCDEVD.
(ii) TSCD EVD will supply to Dealer or its designee reasonable quantities of Prospectuses, sales literature, sales bulletins, and additional sales information as approved by TSCDEVD. Dealer is not authorized to modify or translate any such materials without TSCD's EVD’s prior written consent. Dealer agrees to use only advertising or sales material relating to the Trusts that that: (A) is supplied by TSCD EVD, or (B) conforms to the requirements of all applicable laws or regulations of any government or authorized agency having jurisdiction over the offering or sale of Units of the Trusts ("“Dealer Sales Material"”) and is approved in writing by TSCD EVD in advance of its use. Such approval may be withdrawn by TSCD EVD in whole or in part upon written notice to Dealer, and Dealer shall, upon receipt of such notice, immediately discontinue the use of such sales literature, sales bulletins and advertising materials.
(iii) Dealer represents, warrants and agrees that (A) all Dealer Sales Material does not and will not contain an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances in which they were made, not misleading and (B) all of Dealer Sales Material complies and will comply in all material respects with the applicable requirements of all applicable laws, rules and regulations.
Appears in 1 contract
Sources: Dealer Agreement (Eaton Vance Unit Trust - Series 1)