Common use of Transfer to Comply with the Securities Act Clause in Contracts

Transfer to Comply with the Securities Act. This Warrant and any Warrant Stock or Other Securities may not be sold, assigned, transferred, pledged, hypothecated or otherwise disposed of except as follows: (a) to a person who, in the opinion of counsel to the Company, is a person to whom this Warrant or the Warrant Stock or Other Securities may legally be transferred without registration and without the delivery of a current prospectus under the Securities Act with respect thereto and then only against receipt of an agreement of such person to comply with the provisions of this Section 9 with respect to any resale or other disposition of such securities; or (b) to any person upon delivery of a prospectus then meeting the requirements of the Securities Act relating to such securities and the offering thereof for such sale or disposition, and thereafter to all successive assignees.

Appears in 5 contracts

Samples: ICP Solar Technologies Inc., ICP Solar Technologies Inc., EPOD International Inc

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Transfer to Comply with the Securities Act. This Warrant and any Warrant Stock or Other Securities may not be sold, assigned, transferred, pledgedpledge, hypothecated or otherwise disposed of except as follows: (a) to a person who, in the opinion of counsel to the Company, is a person to whom this Warrant or the Warrant Stock or Other Securities may legally be transferred without registration and without the delivery of a current prospectus under the Securities Act with respect thereto and then only against receipt of an agreement of such person to comply with the provisions of this Section 9 6 with respect to any resale or other disposition of such securities; or (b) to any person upon delivery of a prospectus then meeting the requirements of the Securities Act relating to such securities and the offering thereof for such sale or disposition, and thereafter to all successive assignees.

Appears in 4 contracts

Samples: Alliance Agreement (Viragen Inc), Viragen Inc, Viragen Inc

Transfer to Comply with the Securities Act. This Warrant and any Warrant Stock or Other Securities may not be sold, assigned, transferred, pledged, hypothecated hypothecated, or otherwise disposed of except as follows: (a) to a person who, in the opinion of counsel to the Company, is a person to whom this Warrant or the Warrant Stock or Other Securities may legally be transferred without registration and without the delivery of a current prospectus under the Securities Act with respect thereto and then only against receipt of an agreement of such person to comply with the provisions of this Section 9 with respect to any resale or other disposition of such securities; or (b) to any person upon delivery of a prospectus then meeting the requirements of the Securities Act relating to such securities and the offering thereof for such sale or disposition, and thereafter to all successive assignees.

Appears in 2 contracts

Samples: Vital Living Inc, Onesource Technologies Inc

Transfer to Comply with the Securities Act. This Warrant and any The Warrant Stock or Other Securities may not be sold, assigned, transferred, pledged, hypothecated or otherwise disposed of except as follows: (a) in a transaction exempt from registration under the Securities Act including pursuant to Rule 144 thereunder; (b) to a person who, in the opinion of counsel to the Company, is a person to whom this Warrant or the Warrant Stock or Other Securities may legally be transferred without registration and without the delivery of a current prospectus under the Securities Act with respect thereto and then only against receipt of an agreement of such person to comply with the provisions of this Section 9 Warrant with respect to any resale or other disposition of such securities; or (bc) to any person upon delivery of a prospectus then meeting the requirements of the Securities Act relating to such securities and the offering thereof for such sale or disposition, and thereafter to all successive assignees.

Appears in 1 contract

Samples: Viragen Inc

Transfer to Comply with the Securities Act. This Warrant and any Warrant Stock or Other Securities may not be sold, assigned, transferred, pledged, hypothecated or otherwise disposed of except as follows: (a) to a person who, in the opinion of counsel to the Company, is a person to whom this Warrant or the Warrant Stock or Other Securities may legally be transferred without registration and without the delivery of a current prospectus under the Securities Act with respect thereto and then only against receipt of an agreement of such person to comply with the provisions of this Section 9 8 with respect to any resale or other disposition of such securities; or (b) to any person upon delivery of a prospectus then meeting the requirements of the Securities Act relating to such securities and the offering thereof for such sale or disposition, and thereafter to all successive assignees.

Appears in 1 contract

Samples: Biscayne Apparel Inc /Fl/

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Transfer to Comply with the Securities Act. This Warrant and any Warrant Stock or Other Securities may not only be sold, assigned, transferred, pledged, hypothecated or otherwise disposed of except of, as follows: (a) to a person who, in the opinion of counsel to the Company, is a person to whom this Warrant or the Warrant Stock or Other Securities may legally be transferred without registration and without the delivery of a current prospectus under the Securities Act with respect thereto and then only against receipt of an agreement of such person to comply with the provisions of this Section 9 with respect to any resale or other disposition of such securities; or (b) to any person upon delivery of a prospectus then meeting the requirements of the Securities Act relating to such securities and the offering thereof for such sale or disposition, and thereafter to all successive assignees.

Appears in 1 contract

Samples: HYBRID Coating Technologies Inc.

Transfer to Comply with the Securities Act. This Warrant and any Warrant Stock or Other Securities may not only be sold, assigned, transferred, pledged, hypothecated or otherwise disposed of except of, as follows: (a) to a person who, in the opinion of counsel to the Company, is a person to whom this Warrant or the Warrant Stock or Other Securities may legally be transferred without registration and without the delivery of a current prospectus under the Securities Act with respect thereto and then only against receipt of an agreement of such person to comply with the provisions of this Section 9 with respect to any resale or other disposition of such securities; or (b) to any person upon delivery of a prospectus then meeting the requirements of the Securities Act relating to such securities and the offering thereof for such sale or disposition, and thereafter to all successive assignees,.

Appears in 1 contract

Samples: HYBRID Coating Technologies Inc.

Transfer to Comply with the Securities Act. This Warrant and any Warrant Stock or Other Securities may not only be sold, assigned, transferred, pledged, hypothecated or otherwise disposed of except of, as follows: (a) to a person who, in the opinion of counsel to the Company, is a person to whom this Warrant or the Warrant Stock or Other Securities may legally be transferred without registration and without the delivery of a current prospectus under the Securities Act with respect thereto and then only against receipt of an agreement of such person to comply with the provisions of this Section 9 8 with respect to any resale or other disposition of such securities; or (b) to any person upon delivery of a prospectus then meeting the requirements of the Securities Act relating to such securities and the offering thereof for such sale or disposition, and thereafter to all successive assignees.

Appears in 1 contract

Samples: EPOD Solar Inc.

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