Trading NASDAQ-AMEX Securities on the SEHK Sample Clauses

Trading NASDAQ-AMEX Securities on the SEHK. You acknowledge that you have read and understood the information contained in the Account Opening Section entitled “Pilot Programme for Trading US Securities” posted on the SoFi HK website in connection with trading of NASDAQ-listed stocks through the pilot programme of the SEHK. You further acknowledge and agree that the Securities under the Nasdaq-Amex Pilot Program (“PP”) are aimed at sophisticated investors. You should consult SoFi HK and become familiarized with the PP before trading in the PP Securities. You are aware that the PP Securities are not regulated as a primary or secondary listing on the Main Board or the GEM of the SEHK.
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Related to Trading NASDAQ-AMEX Securities on the SEHK

  • Stock Exchange Delisting; Deregistration Prior to the Closing Date, the Company shall cooperate with Parent and use its reasonable best efforts to take, or cause to be taken, all actions, and do or cause to be done all things, reasonably necessary, proper or advisable on its part under applicable laws and rules and policies of NASDAQ to enable the delisting by the Surviving Corporation of the Shares from NASDAQ and the deregistration of the Shares under the Exchange Act as promptly as practicable after the Effective Time.

  • NYSE The outstanding shares of Common Stock and the Securities to be sold by the Company hereunder have been approved for listing, subject only to official notice of issuance, on the NYSE, and are registered pursuant to Section 12(b) of the Exchange Act, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Securities under the Exchange Act or delisting any such securities from the NYSE, nor has the Company received any notification that the Commission or the NYSE is contemplating terminating such registration or listing.

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