Timing of Requests. Fund requests for Shareholder information shall be made no more frequently than quarterly except as the Fund deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 104 contracts
Samples: Participation Agreement (Merrill Lynch Life Variable Annuity Separate Account A), Sharing Agreement (Separate Account I of National Integrity Life Ins Co), Shareholder Information Agreement (Variable Annuity Account B of Ing Life Insurance & Annuity Co)
Timing of Requests. Requests from the Fund requests or its designee for Shareholder information shall be made no more frequently than quarterly except as the Fund or its designee deems necessary to investigate compliance with policies established by the Fund or its designee for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 51 contracts
Samples: Shareholder Information Agreement (Principal Life Insurance Co Separate Account B), Shareholder Information Agreement (Modern Woodmen of America Variable Annuity Account), Shareholder Information Agreement (Equitrust Life Annuity Account)
Timing of Requests. Fund requests for Shareholder Customer information shall be made no more frequently than quarterly except as the Fund deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund's Market Timing Policies. Any requests made more frequently than quarterly shall be made in writing and mutually agreed upon.
Appears in 28 contracts
Samples: Ml of New York Variable Annuity Separate Account A, Ml of New York Variable Annuity Separate Account D, Merrill Lynch Life Variable Annuity Separate Account D
Timing of Requests. Fund requests for Shareholder information shall be made no more frequently than quarterly except as the Fund deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares Shares issued by the Fund.
Appears in 22 contracts
Samples: Participation Agreement (KILICO Variable Annuity Separate Account - 3), Agreement (Farmers Annuity Separate Account A), Agreement (Kilico Variable Annuity Separate Account)
Timing of Requests. Fund requests for Shareholder information shall be made no more frequently than quarterly quarterly, except as the Fund deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 16 contracts
Samples: Shareholder Information Agreement (Pruco Life of New Jersey Variable Appreciable Account), Shareholder Information Agreement (Pruco Life of New Jersey Variable Appreciable Account), Shareholder Information Agreement (Pruco Life Variable Universal Account)
Timing of Requests. Fund requests for Shareholder information shall be made no more frequently than quarterly except as where the Fund deems necessary has a reasonable belief that transactions submitted to investigate compliance with policies established the Fund by the Intermediary indicate violation of Fund for the purpose of eliminating or reducing any Anti-dilution of the value of the outstanding shares issued by the FundPolicies.
Appears in 13 contracts
Samples: Shareholder Information Agreement (Massachusetts Mutual Variable Life Separate Account I), Shareholder Information Agreement (C M Life Variable Life Separate Account I), Shareholder Information Agreement (Massachusetts Mutual Variable Life Separate Account I)
Timing of Requests. Fund requests for Shareholder information shall be made no more frequently than quarterly except as the Fund deems necessary to investigate compliance with policies established quarterly, unless good cause justification is demonstrated by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued that a more frequent request is necessary to enforce its restrictions on market timing and similar abusive transactions. If good cause is not demonstrated by the Fund, it shall pay the expenses incurred by the Intermediary in complying with the request.
Appears in 13 contracts
Samples: Shareholder Information Agreement (Equitrust Life Annuity Account Ii), Shareholder Information Agreement (Country Investors Variable Annuity Account), Shareholder Information Agreement (Farm Bureau Life Annuity Account)
Timing of Requests. Notwithstanding paragraph 1.1 above, Fund requests for Shareholder information shall may be made no more frequently than quarterly. The Fund may request Shareholder information more frequently than quarterly except as the Fund deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of market timing and abusive trading practices. The Fund will not request Shareholder information for time periods that overlap time periods covered in any earlier requests from the value of the outstanding shares issued by the FundFund for Shareholder information.
Appears in 10 contracts
Samples: Trading Agreement (Usl Separate Account Usl Vl-R), Variable Account Ii Aig Life Insurance Co, Usl Separate Account Usl Vl-R
Timing of Requests. Fund requests for Shareholder information shall be made no more frequently than quarterly except for requests based on “good cause” as defined in Section 15.7.3 of this Agreement that the Fund deems request is necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fundmarket timing and abusive trading practices.
Appears in 9 contracts
Samples: Fund Participation Agreement (Equitrust Life Annuity Account Ii), Fund Participation Agreement (Equitrust Life Variable Account Ii), Fund Participation Agreement (American Equity Life Annuity Account)
Timing of Requests. Fund requests Requests for Shareholder information shall be made no more frequently than quarterly except as the Fund deems or the Adviser deem necessary to investigate compliance with policies established by the Fund or Intermediary for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 9 contracts
Samples: Shareholder Information Agreement (Security Life Separate Account L1), Participation Agreement (Hancock John Variable Life Account U), Participation Agreement (Lincoln Life & Annuity Flexible Premium Variable Life Account M)
Timing of Requests. Fund requests for Shareholder information shall be made no more frequently than quarterly monthly except as the Fund deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 8 contracts
Samples: Shareholder Information Agreement (Country Investors Variable Annuity Account), Shareholder Information Agreement (American Family Variable Account Ii), Shareholder Information Agreement (Equitrust Life Annuity Account)
Timing of Requests. Fund requests for Shareholder information shall be made no more frequently than quarterly except as the Fund deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares Shares issued by the Fund.
Appears in 8 contracts
Samples: Shareholder Information Agreement (Pruco Life Variable Universal Account), Shareholder Information Agreement (Pruco Life of New Jersey Variable Appreciable Account), Shareholder Information Agreement (Prudential Variable Contract Account Gi-2)
Timing of Requests. Fund requests for Shareholder information shall be made no more frequently than quarterly except as the Fund deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fundmarket timing and abusive trading practices.
Appears in 7 contracts
Samples: Fund Participation Agreement (Separate Account I of Integrity Life Insurance Co), Fund Participation Agreement (Separate Account Ii of National Integrity Life Insurance Co), Fund Participation Agreement (National Variable Annuity Account Ii)
Timing of Requests. Fund requests for Shareholder information shall be made no more frequently than quarterly except as the Fund deems has Good Cause that a more frequent request is necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by enforce the Fund’s restrictions on market timing and similar abusive transactions.
Appears in 7 contracts
Samples: Shareholder Information Agreement (Farm Bureau Life Annuity Account), Shareholder Information Agreement (Farm Bureau Life Annuity Account), Shareholder Information Agreement (Farm Bureau Life Variable Account)
Timing of Requests. The Fund requests for Shareholder information shall be made no more frequently than quarterly except as the Fund deems has Good Cause that a more frequent request is necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by enforce the Fund’s restrictions on market timing and similar abusive transactions.
Appears in 6 contracts
Samples: Fund Participation Agreement (Riversource Variable Account 10), Fund Participation Agreement (Riversource Variable Account 10), Fund Participation Agreement (Riversource of New York Variable Annuity Account)
Timing of Requests. Requests from the Fund requests or its designee for Shareholder information shall be made no more frequently than quarterly except as the Fund or its designee deems necessary to investigate compliance with policies established by the Fund or its designee for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund. Upon a showing of a reasonable basis, the intermediary will honor requests which are more frequent.
Appears in 5 contracts
Samples: Shareholder Information Agreement (Usl Separate Account Usl Vl-R), Shareholder Information Agreement (Variable Account Ii Aig Life Insurance Co), Shareholder Information Agreement (Agl Separate Account Vl-R)
Timing of Requests. Fund requests for Shareholder information shall be ‘made no more frequently than quarterly monthly except as the Fund deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 5 contracts
Samples: Shareholder Information Agreement (Farm Bureau Life Variable Account), Shareholder Information Agreement (Farm Bureau Life Annuity Account), Shareholder Information Agreement (Farm Bureau Life Annuity Account)
Timing of Requests. The Fund requests for Shareholder information shall be made no more frequently than quarterly except as the Fund deems has Good Cause that a more frequent request is necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by enforce the Fund's restrictions on market timing and similar abusive transactions.
Appears in 4 contracts
Samples: Participation Agreement (Riversource Variable Account 10), Fund Participation Agreement (Riversource Variable Account 10), Participation Agreement (Riversource of New York Variable Annuity Account)
Timing of Requests. Fund requests for Shareholder information shall be made no more frequently than quarterly except as the Fund deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any Anti-dilution of the value of the outstanding shares issued by the FundPolicies.
Appears in 4 contracts
Samples: Shareholder Information Agreement (Massachusetts Mutual Variable Life Separate Account I), Shareholder Information Agreement (C M Life Variable Life Separate Account I), Shareholder Information Agreement (Massachusetts Mutual Variable Life Separate Account I)
Timing of Requests. Notwithstanding paragraph 1.1 above, Fund requests for Shareholder information shall be made no more frequently than quarterly monthly except as the Fund deems necessary to investigate compliance with policies established by the Fund for the purpose purposes of eliminating or reducing any dilution of the value values of the outstanding shares issued by the Fund.
Appears in 4 contracts
Samples: Variable Account Ii Aig Life Insurance Co, Agl Separate Account Vl-R, Variable Account B American Intl Life Assur Co of New York
Timing of Requests. Fund requests for Shareholder information shall be made no more frequently than quarterly except as the Fund deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.. 108777
Appears in 3 contracts
Samples: Shareholder Information Agreement (Talcott Resolution Life & Annuity Insurance Co Separate Account Seven), Shareholder Information Agreement (Talcott Resolution Life & Annuity Insurance Co Separate Account Seven), Shareholder Information Agreement (Talcott Resolution Life Insurance Co Separate Account Seven)
Timing of Requests. Fund requests for Shareholder transaction information shall be made no more frequently than quarterly except as the Fund deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares Shares issued by the Fund.
Appears in 3 contracts
Samples: Shareholder Information Agreement (Sage Variable Annuity Account A), Intermediary Agreement (Sage Variable Annuity Account A), Investment Trust Shareholder Information Agreement (Sage Variable Annuity Account A)
Timing of Requests. Fund requests for Shareholder information shall be made no more frequently than quarterly except as the Fund deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 3 contracts
Samples: Shareholder Information Agreement (Mutual of America Separate Account No 3), Shareholder Information Agreement (Thrivent Variable Annuity Account I), Shareholder Information Agreement (Mutual of America Separate Account No 2)
Timing of Requests. Fund requests Requests for Shareholder information shall be made no more frequently than quarterly quarterly, except as the Fund Agent deems necessary to investigate compliance with policies established by the a Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the a Fund.
Appears in 3 contracts
Samples: Shareholder Information Agreement (Pruco Life Variable Universal Account), Shareholder Information Agreement (Prudential Variable Contract Account Gi-2), Shareholder Information Agreement (Pruco Life of New Jersey Variable Appreciable Account)
Timing of Requests. Fund requests for Shareholder information Transaction Information shall be made no more frequently than quarterly except as the Fund deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 3 contracts
Samples: Shareholder Information Agreement (Valley Forge Life Insurance Co Variable Life Separate Accoun), Shareholder Information Agreement (Valley Forge Life Insurance Co Variable Life Separate Accoun), Shareholder Information Agreement (PHL Variable Accumulation Account)
Timing of Requests. The Fund agrees to make requests for Shareholder information shall be made no more frequently than quarterly except as quarterly, unless the Fund fund deems necessary it has Good Cause to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 2 contracts
Samples: Shareholder Information Agreement (Northwestern Mutual Variable Life Account II), Shareholder Information Agreement (Northwestern Mutual Variable Life Account)
Timing of Requests. Requests from the Fund requests or its designee for Shareholder information Transaction Information shall be made no more frequently than quarterly except as the Fund or its designee deems necessary to investigate compliance with policies established by the Fund or its designee for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 2 contracts
Samples: Shareholder Information Agreement (PHL Variable Accumulation Account), Shareholder Information Agreement (Valley Forge Life Insurance Co Variable Life Separate Accoun)
Timing of Requests. Fund requests for Shareholder Contract Owner information shall be made no more frequently than quarterly monthly, except as the Fund deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 2 contracts
Samples: Contract Owner Information Agreement (Northwestern Mutual Variable Life Account II), Contract Owner Information Agreement (Northwestern Mutual Variable Life Account)
Timing of Requests. Fund requests for Shareholder information shall be made no more frequently than quarterly except as the Fund deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any anti-dilution of the value of the outstanding shares issued by the FundPolicies.
Appears in 2 contracts
Samples: Participation Agreement (C M Life Variable Life Separate Account I), Shareholder Information Agreement (Massachusetts Mutual Variable Life Separate Account I)
Timing of Requests. Notwithstanding paragraph 1.1 above, Fund requests for Shareholder information shall may be made no quarterly. The Fund may request Shareholder information more frequently than quarterly except as the Fund Agent deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares Shares issued by the FundFund .
Appears in 2 contracts
Samples: Usl Separate Account Usl Vl-R, Variable Account a American Intl Life Assur Co of New York
Timing of Requests. Fund requests for Shareholder information shall be made no more frequently than quarterly except as unless the Fund deems has Good Cause that a more frequent request is necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by enforce the Fund’s restrictions on market timing and similar abusive transactions.
Appears in 2 contracts
Samples: Shareholder Information Agreement (American Family Variable Account Ii), Shareholder Information Agreement (American Family Variable Account I)
Timing of Requests. Fund requests for Shareholder information shall be made no more frequently than quarterly quarterly, except as the Fund deems necessary to investigate compliance with written market timing and similar abusive trading policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares Shares issued by the Fund.
Appears in 2 contracts
Samples: Shareholder Information Agreement (Southern Farm Bureau Life Variable Account), Shareholder Information Agreement (Southern Farm Bureau Life Variable Life Account)
Timing of Requests. Fund Funds requests for Shareholder information shall be made no more frequently than quarterly except as the Fund Funds deems necessary to investigate compliance with policies established by the Fund Funds for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the FundFunds.
Appears in 2 contracts
Samples: Participation Agreement (Sun Life of Canada U S Variable Account F), Participation Agreement (Huntington Funds)
Timing of Requests. Fund requests for Shareholder information shall be made no more frequently than quarterly except as the Fund deems necessary to investigate monitor compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 2 contracts
Samples: Shareholder Information Agreement (Transamerica Corporate Separate Account Sixteen), Shareholder Information Agreement (WRL Series Life Corporate Account)
Timing of Requests. Fund requests for Shareholder information shall be made no more frequently than quarterly except as the Fund deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares Shares issued by the Fund. 1.4.
Appears in 2 contracts
Samples: Participation Agreement (Prudential Annuities Life Assurance Corp Variable Account B), Participation Agreement (Prudential Annuities Life Assurance Corp Variable Account B)
Timing of Requests. Fund requests for Shareholder information shall be made no more frequently than quarterly monthly, except as the Fund deems necessary to investigate compliance with written market timing and similar abusive trading policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares Shares issued by the Fund.
Appears in 2 contracts
Samples: Shareholder Information Agreement (Southern Farm Bureau Life Variable Life Account), Shareholder Information Agreement (Southern Farm Bureau Life Variable Account)
Timing of Requests. Fund requests for Shareholder information shall be made no more frequently than quarterly except as the Fund deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund. If the Fund issues requests more than once per quarter, or otherwise issues extraordinary requests, the Fund shall reimburse the Intermediary for the Intermediary’s reasonable costs associated with complying with such additional requests.
Appears in 2 contracts
Samples: Fund Participation Agreement (Guardian Separate Acct N of the Guardian Ins & Annuity Co), Participation Agreement (Guardian Separate Acct N of the Guardian Ins & Annuity Co)
Timing of Requests. Fund requests for Shareholder information Information shall be made no more frequently than quarterly except as the Fund deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 1 contract
Samples: Shareholder Information Agreement (PHL Variable Accumulation Account)
Timing of Requests. Written requests from the Fund requests or its designee for Shareholder information shall be made no more frequently than quarterly except as the Fund or its designee deems necessary to investigate compliance with policies established by 53752-2 the Fund or its designee for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 1 contract
Samples: Shareholder Information Agreement (Variable Annuity Acct C of Ing Life Insurance & Annuity Co)
Timing of Requests. Fund requests for Shareholder information shall be he made no more frequently than quarterly except as the Fund deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 1 contract
Samples: Shareholder Information Agreement (Variable Annuity Account a of Protective Life)
Timing of Requests. Fund requests for Shareholder information shall be made no more frequently than quarterly monthly except as the Fund deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares Shares issued by the Fund.
Appears in 1 contract
Samples: Rule 22c 2 Agreement (KILICO Variable Annuity Separate Account - 3)
Timing of Requests. Fund requests for Shareholder information shall shall. :be made no more frequently than quarterly except as the Fund deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 1 contract
Samples: Shareholder Information Agreement (Transamerica Corporate Separate Account Sixteen)
Timing of Requests. Fund requests for Shareholder information Transaction Information shall be made no more frequently than quarterly except as the Fund deems necessary to investigate a specific instance or instances or potential disruptive trading and potential non-compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 1 contract
Samples: Information Sharing Agreement (PHL Variable Accumulation Account II)
Timing of Requests. Requests from the Fund requests or its designee for Shareholder information shall be made no more frequently than quarterly except as the Fund or its designee deems necessary to investigate compliance with policies established by the Fund or its 52787-2 1 designee for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 1 contract
Timing of Requests. Written requests from the Fund requests or its designee for Shareholder information shall be made no more frequently than quarterly except as the Fund or its designee deems necessary to investigate compliance with policies established by the Fund or its designee for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 1 contract
Samples: Shareholder Information Agreement (Variable Annuity Acct C of Ing Life Insurance & Annuity Co)
Timing of Requests. Fund requests for Shareholder information shall be made no more frequently than quarterly quarterly, except as the Fund deems necessary to investigate compliance with policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 1 contract
Samples: Shareholder Information Agreement (Prudential Variable Contract Account Gi-2)
