Common use of The Programs Clause in Contracts

The Programs. a. Under the Programs, Clients will be provided with mutual fund investment choices presented to them by financial professionals associated with Correspondents that clear through Service Provider or another affiliated or non-affiliated clearing firm. Clients will select mutual funds from a menu of funds Correspondents select from a complete list of mutual funds assembled by Service Provider. Shares of the mutual funds made available by Correspondents in the Programs will be sold to Clients without the imposition of initial or contingent deferred sales charges. b. In addition to information otherwise required to be provided to Service Provider under this Agreement, SAI agrees to provide, or cause to be provided, Service Provider on a quarterly basis with information relating to Fund performance and portfolio holdings (subject to appropriate time lag determined by SAI), a current Fund portfolio commentary and such other information as the parties may agree to from time to time. In addition to its obligations under this Agreement to notify Service Provider of Fund developments in the normal course, SAI agrees to notify Service Provider as soon as is practicable in writing of any change in a Fund’s portfolio manager or other key personnel.

The Programs. a. Under the Programs, Clients will be provided with mutual fund investment choices presented to them by financial professionals associated with Correspondents that clear through Service Provider or another affiliated or non-affiliated clearing firm. Clients will select mutual funds from a menu of funds Correspondents select from a complete list of mutual funds assembled by Service Provider. Shares of the mutual funds made available by Correspondents in the Programs will be sold to Clients without the imposition of initial or contingent deferred sales charges. b. In addition to information otherwise required to be provided to Service Provider under this Agreement, SAI Fund Affiliate agrees to provide, or cause to be provided, provide Service Provider on a quarterly basis with information relating to Fund performance and portfolio holdings (subject to appropriate time lag determined by SAI)holdings, a current Fund portfolio commentary and such other information as the parties may agree to from time to time. In addition to its their obligations under this Agreement to notify Service Provider of Fund developments in the normal course, SAI Fund Affiliate agrees to notify Service Provider as soon as is practicable in writing within a reasonable time frame of any material change in the composition of a Fund’s 's portfolio manager or other key personnelmanagement team.

The Programs. a. Under the Programs, Clients will be provided with mutual fund investment choices presented to them by financial professionals associated with Correspondents that clear through Service Provider or another affiliated or non-affiliated clearing firm. Clients will select mutual funds from a menu of funds Correspondents select from a complete list of mutual funds assembled by Service Provider. Shares of the mutual funds made available by Correspondents in the Programs will be sold to Clients without the imposition of initial or contingent deferred sales charges. b. In addition to information otherwise required to be provided to Service Provider under this Agreement, SAI Fund Affiliate agrees to provide, or cause to be provided, provide Service Provider on a quarterly basis with information relating to Fund performance and portfolio holdings (subject to appropriate time lag determined by SAI)holdings, a current Fund portfolio commentary and such other information as the parties may agree to from time to time. In addition to its their obligations under this Agreement to notify Service Provider of Fund developments in the normal course, SAI Fund Affiliate agrees to notify Service Provider as soon as is practicable in writing of any change in a Fund’s portfolio manager or other key personnel.