Common use of Terms of Investment Clause in Contracts

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s investment adviser with making the required findings under the Rule, each Acquiring Fund and each Acquired Fund agree as follows:

Appears in 272 contracts

Samples: Investment Agreement (Smart Trust Tax Free Bond Trust Series 1), Fund of Funds Investment Agreement (iSHARES TRUST), Fund of Funds Investment Agreement (iSHARES TRUST)

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Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s investment adviser with making the required findings under the RuleAcquired Fund Findings, if applicable, each Acquiring Fund and each Acquired Fund agree as follows:

Appears in 79 contracts

Samples: 4 Investment Agreement (Federated Hermes Income Securities Trust), 4 Investment Agreement (Federated Hermes ETF Trust), 4 Investment Agreement (Federated Hermes ETF Trust)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an the Acquired Fund by an the Acquiring Fund, and to assist the Acquired Fund’s investment adviser with making the required findings under the Rule, each the Acquiring Fund and each the Acquired Fund agree as follows:

Appears in 58 contracts

Samples: Fund of Funds Investment Agreement (Arbitrage Funds), Fund of Funds Investment Agreement (Arbitrage Funds), Funds Investment Agreement (Northern Lights Fund Trust Iii)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s 's investment adviser with making the required findings under the Rule, each Acquiring Fund and each Acquired Fund agree as follows:

Appears in 53 contracts

Samples: Funds Investment Agreement (BNY Mellon ETF Trust), Funds Investment Agreement (Proshares Trust), Investment Agreement (Exchange Listed Funds Trust)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an the Acquired Fund by an the Acquiring Fund, and to assist the Acquired Fund’s investment adviser with making the required findings under the Rule, each Acquiring Fund and each the Acquired Fund agree as follows:

Appears in 25 contracts

Samples: Fund of Funds Investment Agreement (John Hancock Financial Opportunities Fund), Funds Investment Agreement (Manulife Private Credit Fund), Fund of Funds Investment Agreement (Manulife Private Credit Plus Fund)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s investment adviser with making the required findings under the Rule, Rule each Acquiring Fund and each Acquired Fund agree as follows:

Appears in 20 contracts

Samples: Fund of Funds Investment Agreement (Exchange Listed Funds Trust), Fund of Funds Investment Agreement (Exchange Traded Concepts Trust), Fund of Funds Investment Agreement (Arbitrage Funds)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s investment adviser or sub-adviser with making the required findings under the Rule, each Acquiring Fund and each Acquired Fund agree as follows:

Appears in 19 contracts

Samples: Fund of Funds Investment Agreement (Advanced Series Trust), Fund of Funds Investment Agreement (Six Circles Trust), Fund of Funds Investment Agreement (Six Circles Trust)

Terms of Investment. (a) 2.1 In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s investment adviser with making the required findings under the Rule, each Acquiring Fund and each Acquired Fund agree as followsfollows solely with respect to an investment by such Acquiring Fund in an Acquired Fund that exceeds the limits in Section 12(d)(1)(A)(i) of the 1940 Act:

Appears in 18 contracts

Samples: Funds Investment Agreement (iShares, Inc.), Funds Investment Agreement (iSHARES TRUST), Funds Investment Agreement (Deutsche DWS Municipal Trust)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s 's investment adviser with making the required findings under the Rule, each Acquiring Fund and each Acquired Fund agree as followsfollows solely with respect to an investment by such Acquiring Fund in an Acquired Fund that exceeds the limits in Section 12(d)(1)(A) of the 1940 Act:

Appears in 16 contracts

Samples: Funds Investment Agreement (Voya Separate Portfolios Trust), Fund of Funds Investment Agreement (DBX Etf Trust), Fund of Funds Investment Agreement (DBX Etf Trust)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an the Acquired Fund by an the Acquiring Fund, and to assist the Acquired Fund’s 's investment adviser with making the required findings under the Rule, each the Acquiring Fund and each the Acquired Fund agree as follows:

Appears in 16 contracts

Samples: Funds Investment Agreement (Voya Separate Portfolios Trust), Fund of Funds Investment Agreement (Series Portfolios Trust), Funds Investment Agreement (Voya EQUITY TRUST)

Terms of Investment. (a) In order to a. To help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s investment adviser with making the required findings finding(s) under the Rule, each Acquiring Fund and each Acquired Fund agree as follows:

Appears in 14 contracts

Samples: Funds Investment Agreement (Rydex Variable Trust), Funds Investment Agreement (Rydex Variable Trust), Funds Investment Agreement (Guggenheim Funds Trust)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an Acquired Fund that operates as a mutual fund (“Acquired Mutual Fund”) by an Acquiring Fund, and to assist the Acquired Mutual Fund’s investment adviser with making the required findings under the Rule, each Acquiring Fund and each Acquired Mutual Fund agree as follows:

Appears in 13 contracts

Samples: Fund of Funds Investment Agreement (Putnam Variable Trust), Funds Investment Agreement (GPS Funds II), Fund of Funds Investment Agreement (Mainstay Vp Funds Trust)

Terms of Investment. (a) A. In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s investment adviser with making the required findings under the Rule, each Acquiring Fund and each Acquired Fund agree as follows:

Appears in 12 contracts

Samples: Funds Investment Agreement (Northwestern Mutual Series Fund Inc), Funds Investment Agreement (Brighthouse Funds Trust I), Fund of Funds Investment Agreement (Symmetry Panoramic Trust)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s investment adviser with making the required findings under the Rule, each Acquiring Fund acknowledges and each Acquired Fund agree agrees as follows:

Appears in 11 contracts

Samples: Fund of Funds Investment Agreement (PFS Funds), Fund of Funds Investment Agreement (Tidal Trust II), Fund of Funds Investment Agreement (Managed Portfolio Series)

Terms of Investment. (a) 1.1 In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s investment adviser with making the required findings under the Rule, each Acquiring Fund and each Acquired Fund agree as follows:

Appears in 9 contracts

Samples: Fund of Funds Investment Agreement (Litman Gregory Funds Trust), Fund of Funds Investment Agreement (BNY Mellon Investment Funds II, Inc.), Funds Investment Agreement (Janus Investment Fund)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s investment adviser with making the required findings under the Rule, each Acquiring Fund and each Acquired Fund agree as followsfollows solely with respect to an investment by such Acquiring Fund in an Acquired Fund that exceeds the limits in Section 12(d)(1)(A) of the 1940 Act:

Appears in 8 contracts

Samples: Fund of Funds Investment Agreement (DBX Etf Trust), Fund of Funds Investment Agreement (Nexpoint Funds I), Fund of Funds Investment Agreement (GPS Funds II)

Terms of Investment. (a) 1.1 In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s investment adviser with making the required findings under the Rule, each Acquiring Fund and each Acquired Fund agree as followsfollows solely with respect to an investment by such Acquiring Fund in an Acquired Fund that exceeds the limits in Section 12(d)(1)(A)(i) of the 1940 Act:

Appears in 8 contracts

Samples: Funds Investment Agreement (iSHARES TRUST), Funds Investment Agreement (iShares, Inc.), Fund of Funds Investment Agreement (Unified Series Trust)

Terms of Investment. (a) A. In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s 's investment adviser with making the required findings under the Rule, each Acquiring Fund and each Acquired Fund agree as follows:

Appears in 8 contracts

Samples: Funds Investment Agreement (Voya INTERMEDIATE BOND PORTFOLIO), Funds Investment Agreement (Voya BALANCED PORTFOLIO INC), Funds Investment Agreement (Voya STRATEGIC ALLOCATION PORTFOLIOS INC)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s 's investment adviser with making the required findings under the Rule, Rule each Acquiring Fund and each Acquired Fund agree as follows:follows to the extent the Acquiring Fund acquires the Acquired Fund in excess of the limits in Section 12(d)(1)(A)(i):

Appears in 8 contracts

Samples: Funds Investment Agreement (Voya MUTUAL FUNDS), Funds Investment Agreement (Voya INTERMEDIATE BOND PORTFOLIO), Funds Investment Agreement (Voya BALANCED PORTFOLIO INC)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s investment adviser with making the required findings under the Rule, each Acquiring Fund and each the Acquired Fund agree as follows:

Appears in 8 contracts

Samples: Funds Investment Agreement (E-Valuator Funds Trust), Investment Agreement (Ab Cap Fund, Inc.), Funds Investment Agreement (Ab Municipal Income Fund Ii)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s investment adviser with making the required findings under the Rule, each Acquiring Fund and each Acquired Fund agree agrees as follows:

Appears in 7 contracts

Samples: Funds Investment Agreement (Exchange Listed Funds Trust), Funds Investment Agreement (Exchange Traded Concepts Trust), Funds Investment Agreement (GPS Funds II)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s investment adviser with making the required findings under the Rule, each Acquiring Fund and each Acquired Fund agree as follows:

Appears in 5 contracts

Samples: Form of Investment Agreement (GPS Funds II), Form of Investment Agreement (GPS Funds I), Form of Investment Agreement (Northern Lights Fund Trust IV)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an Acquired Fund that operates as an open-end management investment company (“Acquired Mutual Fund”) by an Acquiring Fund, and to assist the Acquired Mutual Fund’s investment adviser with making the required findings under the Rule, each Acquiring Fund and each Acquired Mutual Fund agree as follows:

Appears in 3 contracts

Samples: Funds Investment Agreement (Advisors Disciplined Trust Series 1), Funds Investment Agreement (Advisors Disciplined Trust Series 1), Funds Investment Agreement (Advisors Disciplined Trust Series 1)

Terms of Investment. (a) 1.1 In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s 's investment adviser with making the required findings under the Rule, each Acquiring Fund and each Acquired Fund agree as followsfollows solely with respect to an investment by such Acquiring Fund in an Acquired Fund that exceeds the limits in Section 12(d)(l)(A)(i) of the 1940 Act:

Appears in 3 contracts

Samples: Funds Investment Agreement (Federated Hermes Fixed Income Securities, Inc.), Fund of Funds Investment Agreement (Federated Hermes Fixed Income Securities, Inc.), Fund of Funds Investment Agreement (Federated Hermes Fixed Income Securities, Inc.)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an Acquired Fund by an the Acquiring Fund, and to assist the Acquired Fund’s investment adviser with making the required findings under the Rule, each the Acquiring Fund and each the Acquired Fund agree as follows:

Appears in 3 contracts

Samples: Fund of Funds Investment Agreement (RBB Fund, Inc.), Fund of Funds Investment Agreement (Glenmede Fund Inc), Funds Investment Agreement (First Trust Alternative Opportunities Fund)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an the Acquired Fund by an the Acquiring Fund, and to assist the Acquired Fund’s investment adviser with making the required findings under the Rule, each Acquiring Fund and each the Acquired Fund agree as follows:

Appears in 3 contracts

Samples: Funds Investment Agreement (Tidal Trust II), Funds Investment Agreement (Tidal ETF Trust), Funds Investment Agreement (Tidal Trust II)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s investment adviser with making the required findings under the Rule, each Acquiring Fund and each Acquired Fund listed on Schedule C agree as followsfollows solely with respect to an investment by an Acquiring Fund in an Acquired Fund that exceeds the limits in Section 12(d)(1)(A)(i) of the 1940 Act :

Appears in 3 contracts

Samples: Fund of Funds Investment Agreement (Tidal Trust II), Fund of Funds Investment Agreement (Tidal ETF Trust), Funds Investment Agreement (Abrdn Funds)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an the Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s investment adviser with making the required findings under the Rule, each Acquiring Fund and each the Acquired Fund agree as follows:

Appears in 2 contracts

Samples: Fund of Funds Investment Agreement (John Hancock Funds II), Fund of Funds Investment Agreement (John Hancock Variable Insurance Trust)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Investing Fund, and to assist the Acquired Fund’s investment adviser with making the required findings under the Rule, each Acquiring Investing Fund and each Acquired Fund agree as follows:

Appears in 2 contracts

Samples: Funds Investment Agreement (Eq Advisors Trust), Funds Investment Agreement (1290 Funds)

Terms of Investment. (a) 1.1 In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s 's investment adviser with making the required findings under the Rule, each Acquiring Fund and each Acquired Fund agree as followsfollows solely with respect to an investment by such Acquiring Fund in an Acquired Fund that exceeds the limits in Section 12(d)(1)(A)(i) of the 1940 Act:

Appears in 2 contracts

Samples: Fund of Funds Investment Agreement (DBX Etf Trust), Funds Investment Agreement (DBX Etf Trust)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s investment adviser with making the required findings under the Rule, if applicable, each Acquiring Fund and each Acquired Fund agree as follows:

Appears in 2 contracts

Samples: Fund of Funds Investment Agreement (Nexpoint Funds I), 4 Investment Agreement (Highland Funds Ii)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an the Acquired Fund by an the Acquiring Fund, and to assist the Acquired Fund’s investment adviser with making the required findings under the Rule, each Acquiring Fund and each Acquired Fund the Parties agree as follows:

Appears in 2 contracts

Samples: Fund of Funds Investment Agreement (Managed Portfolio Series), Fund of Funds Investment Agreement (Manning & Napier Fund, Inc.)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an the Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s investment adviser with making the required findings under the Rule, each the Acquiring Fund and each the Acquired Fund agree as follows:

Appears in 2 contracts

Samples: Funds Investment Agreement (Loomis Sayles Funds Ii), Fund of Funds Investment Agreement (Natixis ETF Trust II)

Terms of Investment. (a) 2.1 In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s investment adviser with making the required findings under the Rule, each Acquiring Fund and each Acquired Fund agree as follows:as

Appears in 2 contracts

Samples: Fund of Funds Investment Agreement (Matthews International Funds), Fund of Funds Investment Agreement (Brandes Investment Trust)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist Dimensional Fund Advisors LP (“Dimensional”), the Acquired Fund’s Funds’ investment adviser adviser, with making the required findings under the Rule, each Acquiring Fund and each Acquired Fund agree as follows:

Appears in 2 contracts

Samples: Funds Investment Agreement (Ohio National Fund Inc), Funds Investment Agreement (Massmutual Select Funds)

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Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an the Acquired Fund by an the Acquiring Fund, and to assist the Acquired Fund’s investment adviser with making the required findings under Rule 12d1-4, the Rule, each Acquiring Fund and each Acquired Fund agree agrees as follows:

Appears in 2 contracts

Samples: Funds Investment Agreement (First Trust Alternative Opportunities Fund), Fund of Funds Investment Agreement (Driehaus Mutual Funds)

Terms of Investment. (a) a. In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s investment adviser with making the required findings under the Rule, each Acquiring Fund and each Acquired Fund agree as follows:

Appears in 2 contracts

Samples: Funds Investment Agreement (Mainstay Vp Funds Trust), Funds Investment Agreement (Mainstay Funds)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s 's investment adviser or sub adviser with making the required findings under the Rule, each Acquiring Fund and each Acquired Fund agree as follows:

Appears in 2 contracts

Samples: Fund of Funds Investment Agreement (GPS Funds I), Fund of Funds Investment Agreement (GPS Funds II)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an Acquired Fund that operates as a mutual fund ("Acquired Mutual Fund") by an Acquiring Fund, and to assist the Acquired Mutual Fund’s 's investment adviser with making the required findings under the Rule, each Acquiring Fund and each Acquired Mutual Fund agree as follows:

Appears in 2 contracts

Samples: Fund of Funds Investment Agreement (Advisors' Inner Circle Fund II), Franklin Templeton (DBX Etf Trust)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s 's investment adviser or sub-adviser with making the required findings under the Rule, each Acquiring Fund and each Acquired Fund agree as follows:

Appears in 1 contract

Samples: Fund of Funds Investment Agreement (Pacific Select Fund)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s investment adviser with making the required findings under the Rule, each Acquiring Fund and each Acquired Fund agree agrees and covenants as follows:

Appears in 1 contract

Samples: Fund of Funds Investment Agreement (Advanced Series Trust)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s 's investment adviser (the “Adviser”) with making the required findings under the Rule, each Acquiring Fund and each Acquired Fund agree as follows:

Appears in 1 contract

Samples: Fund of Funds Investment Agreement (Pacer Funds Trust)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s 's investment adviser with making the required findings under the Rule, each Acquiring Fund and each Acquired Fund agree agrees and covenants as follows:

Appears in 1 contract

Samples: Funds Investment Agreement (Advanced Series Trust)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an Acquired Fund by an the Acquiring Fund, and to assist the Acquired Fund’s 's investment adviser with making the required findings under the Rule, each Acquiring Fund and each Acquired Fund agree agrees and covenants as follows:

Appears in 1 contract

Samples: Funds Investment Agreement (Advanced Series Trust)

Terms of Investment. (a) a. In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s investment adviser with making the required findings under the Rule, each the Acquiring Fund Funds and each the Acquired Fund Funds agree as follows:

Appears in 1 contract

Samples: Fund of Funds Investment Agreement (Nationwide Variable Insurance Trust)

Terms of Investment. (a) 1.1 In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s investment adviser with making the required findings under the Rule, each Acquiring Fund and each Acquired Fund agree as followsfollows solely with respect to an investment by such Acquiring Fund in an Acquired Fund that exceeds the limits in Section 12(d)(1)(A)(i) or 12(d)(1)(B)(i) of the 1940 Act:

Appears in 1 contract

Samples: Funds Investment Agreement (Stone Ridge Trust)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s investment adviser with making the required findings under the Rule, Rule each Acquiring Fund and each Acquired Fund agree as followsfollows solely with respect to an investment by such Acquiring Fund in an Acquired Fund that exceeds the limits in Section 12(d)(1)(A) of the 1940 Act:

Appears in 1 contract

Samples: Funds Investment Agreement (Brighthouse Funds Trust I)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s investment adviser with making the required findings under the Rule, Rule each Acquiring Fund and each Acquired Fund agree as follows:: when

Appears in 1 contract

Samples: Funds Investment Agreement (AGF Investments Trust)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an the Acquired Fund by an Acquiring Fund, the Acquiring Funds and to assist the Acquired Fund’s investment adviser with making the required findings under the Rule, each Acquiring Fund and each Acquired Fund agree as follows:

Appears in 1 contract

Samples: Fund of Funds Investment Agreement (Northern Lights Fund Trust)

Terms of Investment. (a) a. In order to help reasonably address the risk of undue influence on an the Acquired Fund by an the Acquiring Fund, and to assist the Acquired Fund’s investment adviser with making the required findings under the Rule, each the Acquiring Fund and each the Acquired Fund agree as follows:

Appears in 1 contract

Samples: Funds Investment Agreement (Nationwide Variable Insurance Trust)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s investment adviser with making the required findings under the Rule, each Acquiring Fund and each Acquired Fund agree as followsfollows solely with respect to an investment by such Acquiring Fund in an Acquired Fund that exceeds the limits in Section 12(d)(1)(A)(i) of the 1940 Act:

Appears in 1 contract

Samples: Acquiring Fund Investment Agreement (WisdomTree Trust)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an the Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s investment adviser with making the required findings under the Rule, each Acquiring Fund and each the Acquired Fund agree as follows:

Appears in 1 contract

Samples: Fund of Funds Investment Agreement (Tidal ETF Trust)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, . and to assist the Acquired Fund’s 's investment adviser with making the required findings under the Rule, each Acquiring Fund and each Acquired Fund agree as follows:

Appears in 1 contract

Samples: Fund of Funds Investment Agreement (American Century Strategic Asset Allocations Inc)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s 's investment adviser adviser, Principal Global Investors, LLC ("PGI"), with making the required findings under the Rule, each Acquiring Fund and each Acquired Fund agree as follows:

Appears in 1 contract

Samples: Funds Investment Agreement (Principal Exchange-Traded Funds)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an Acquired Fund by an the Acquiring Fund, and to assist the Acquired Fund’s investment adviser with making the required findings under the Rule, each the Acquiring Fund and each Acquired Fund agree as follows:

Appears in 1 contract

Samples: Fund of Funds Investment Agreement (Financial Investors Trust)

Terms of Investment. (a) In order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s 's investment adviser with making the required findings under the Rule, each Acquiring Fund and each Acquired Fund agree as followsfollows solely with respect to an investment by such Acquiring Fund in an Acquired Fund that exceeds the limits in Section 12(d)(1)(A)(i) of the 1940 Act in reliance on the Rule:

Appears in 1 contract

Samples: Fund of Funds Investment Agreement (DBX Etf Trust)

Terms of Investment. (a) In the case of the Acquired Funds, in order to help reasonably address the risk of undue influence on an Acquired Fund by an Acquiring Fund, and to assist the Acquired Fund’s investment adviser Dimensional with making the required findings under the Rule, each Acquiring Fund and each Acquired Fund agree as follows:

Appears in 1 contract

Samples: Funds Investment Agreement (Pacific Select Fund)

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