Solicitation and Advertising. Neither the Company nor the Trust will, nor will either of them permit any of their Affiliates or any person acting on their behalf to (other than the Placement Agent, the Purchaser or their respective affiliates), (i) engage in any “directed selling efforts” within the meaning of Regulation S under the Securities Act or (ii) engage in any form of “general solicitation or general advertising” (within the meaning of Regulation D) in connection with any offer or sale of any of the Securities.
Appears in 5 contracts
Samples: Placement Agreement (Horizon Bancorp /In/), Preferred Securities Subscription Agreement (Greenville First Bancshares Inc), Preferred Securities Subscription Agreement (Greer Bancshares Inc)
Solicitation and Advertising. Neither the Company nor the Trust will, nor will either of them permit any of their Affiliates or any person acting on their behalf to (other than the Placement Agent, the Purchaser or their respective affiliates), (i) engage in any “"directed selling efforts” " within the meaning of Regulation S under the Securities Act or (ii) engage in any form of “"general solicitation or general advertising” " (within the meaning of Regulation D) in connection with any offer or sale of any of the Securities.
Appears in 2 contracts
Samples: Placement Agreement (Capital City Bank Group Inc), Placement Agreement (Mercantile Bank Corp)
Solicitation and Advertising. Neither the Company nor the Trust ---------------------------- will, nor will either of them permit any of their Affiliates or any person acting on their behalf to (other than the Placement Agent, the Purchaser or their respective Introducing Agent and its affiliates), to (i) engage in any “"directed selling efforts” " within the meaning of Regulation S under the Securities Act or (ii) engage in any form of “"general solicitation or general advertising” " (within the meaning of Regulation D) in connection with any offer or sale of any of the Securities.
Appears in 2 contracts
Samples: Purchase Agreement (First Litchfield Financial Corp), Purchase Agreement (First Litchfield Financial Corp)
Solicitation and Advertising. Neither the Company nor the Trust will, nor will either of them permit any of their Affiliates or any person acting on their behalf to (other than the Placement Agent, the Purchaser or their respective Introducing Agent and its affiliates), to (i) engage in any “directed selling efforts” within the meaning of Regulation S under the Securities Act or (ii) engage in any form of “general solicitation or general advertising” (within the meaning of Regulation D) in connection with any offer or sale of any of the Securities.
Appears in 2 contracts
Samples: Purchase Agreement (United Bancorporation of Alabama Inc), Purchase Agreement (BNC Bancorp)
Solicitation and Advertising. Neither the Company nor the Trust will, nor will either of them permit any of their Affiliates or any person acting on their behalf to (other than the Placement Agent, the Purchaser or their respective affiliates), (i) engage in any “directed selling efforts” within the meaning of Regulation S under the Securities Act or (ii) engage in any form of “general solicitation or general advertising” (within the meaning of Regulation D) in connection with any offer or sale of any of the Securities.
Appears in 2 contracts
Samples: Placement Agreement (Iberiabank Corp), Placement Agreement (Arrow Financial Corp)
Solicitation and Advertising. Neither the Company nor the ---------------------------- Trust will, nor will either of them permit any of their Affiliates or any person acting on their behalf to (other than the Placement Agent, the Purchaser or their respective Introducing Agent and its affiliates), to (i) engage in any “"directed selling efforts” " within the meaning of Regulation S under the Securities Act or (ii) engage in any form of “"general solicitation or general advertising” " (within the meaning of Regulation D) in connection with any offer or sale of any of the Securities.
Appears in 1 contract
Solicitation and Advertising. Neither the Company Company, the Guarantor nor the any Trust will, nor will either any of them permit any of their Affiliates or any person acting on their behalf to (other than the Placement Agent, the Purchaser or their respective affiliates), (i) engage in any “directed selling efforts” within the meaning of Regulation S under the Securities Act or (ii) engage in any form of “general solicitation or general advertising” (within the meaning of Regulation D) in connection with any offer or sale of any of the Securities.
Appears in 1 contract
Solicitation and Advertising. Neither the Company nor the Trust will, nor will either of them permit any of their Affiliates or any person acting on their behalf to (other than except that neither the Placement Agent, Company nor the Trust shall be responsible for the actions of the Purchaser or their respective its affiliates), (i) engage in any “directed selling efforts” within the meaning of Regulation S under the Securities Act or (ii) engage in any form of “general solicitation or general advertising” (within the meaning of Regulation D) in connection with any offer or sale of any of the Securities.
Appears in 1 contract
Solicitation and Advertising. Neither the Guarantor, the Company nor the Trust will, nor will either any of them permit any of their Affiliates or any person acting on their behalf to (other than the Placement Agent, the Purchaser or their respective affiliates)to, (i) engage in any “"directed selling efforts” " within the meaning of Regulation S under the Securities Act or (ii) engage in any form of “"general solicitation or general advertising” " (within the meaning of Regulation D) in connection with any offer or sale of any of the Securities.
Appears in 1 contract
Samples: Purchase Agreement (Windrose Medical Properties Trust)
Solicitation and Advertising. Neither the Company nor the Trust will, nor will either of them permit any of their Affiliates or any person acting on their behalf to (other than the Placement Agent, the Purchaser or their respective affiliatesAgents), (i) engage in any “"directed selling efforts” " within the meaning of Regulation S under the Securities Act or (ii) engage in any form of “"general solicitation or general advertising” " (within the meaning of Regulation D) in connection with any offer or sale of any of the Securities.
Appears in 1 contract
Solicitation and Advertising. Neither the Company nor the Trust will, nor will either of them permit any of their Affiliates or any person acting on their behalf to (other than the Placement Agent, the Purchaser or their respective affiliates), (i) engage in any “"directed selling efforts” " within the meaning of Regulation S under the Securities Act or (ii) engage in any form of “"general solicitation or general advertising” " (within the meaning of Regulation D) in connection with any offer or sale of any of the Securities.
Appears in 1 contract
Solicitation and Advertising. Neither the Company nor the Trust will, nor will either of them permit any of their Affiliates or any person acting on their behalf to (other than the Placement Agent, the Purchaser or their respective Introducing Agent and its affiliates), to (i) engage in any “"directed selling efforts” " within the meaning of Regulation S under the Securities Act or (ii) engage in any form of “"general solicitation or general advertising” " (within the meaning of Regulation D) in connection with any offer or sale of any of the Securities.
Appears in 1 contract
