SECURITIES IN THE ACCOUNT. 4.1 The securities collateral in the Account shall be treated and dealt with in compliance with the provisions of the SFO. In particular, the securities collateral which are listed or traded on market operated by SEHK or interests in an authorized collective investment scheme (as defined in the SFO) and are received or held in Hong Kong by the Broker (“Local Securities Collateral”) shall be:
Appears in 5 contracts
Samples: Master Agreement, Client Agreement, Client Agreement
SECURITIES IN THE ACCOUNT. 4.1 The securities collateral in the Account shall be treated and dealt with in compliance with the provisions of the SFO. In particular, the securities collateral which are listed or traded on market operated by SEHK or interests in an authorized collective investment scheme (as defined in the SFO) and are received or held in Hong Kong by the The Broker (“Local Securities Collateral”) shall be:
Appears in 3 contracts
Samples: Margin Client Agreement, Margin Client Agreement, mfam.com.hk
SECURITIES IN THE ACCOUNT. 4.1 4.1. The securities collateral in the Account shall be treated and dealt with in compliance with the provisions of the SFO. In particular, the securities collateral which are listed or traded on market operated by SEHK or interests in an authorized collective investment scheme (as defined in the SFO) and are received or held in Hong Kong by the Broker (“"Local Securities Collateral”") shall be:
Appears in 2 contracts
Samples: Securities Transactions Client Agreement, Securities Transactions Client Agreement
SECURITIES IN THE ACCOUNT. 4.1 The securities collateral in the Account shall be treated and dealt with in compliance with the provisions of the SFO. In particular, the securities collateral which are listed or traded on market operated by SEHK or interests in an authorized collective investment scheme (as defined in the SFO) and are received or held in Hong Kong by the Broker AIF SEC (“Local Securities Collateral”) shall be:
Appears in 1 contract
Samples: Client Agreement
SECURITIES IN THE ACCOUNT. 4.1 The securities collateral in the Account shall be treated and dealt with in compliance with the provisions of the SFO. In particular, the securities collateral which are listed or traded on market operated by SEHK or interests in an authorized collective investment scheme (as defined in the SFO) and are received receive d or held in Hong Kong by the Broker (“Local Securities Collateral”) shall be:
Appears in 1 contract
Samples: Client Master Agreement
