Common use of Sales of Shares Clause in Contracts

Sales of Shares. (a) The Fund grants to ALPS the right to sell the Shares as agent on behalf of the Fund, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the “1933 Act”), the Investment Company Act of 1940, as amended (the “1940 Act”), and of the laws governing the sale of securities in the various states (“Blue Sky Laws”), under the terms and conditions set forth in this Agreement. ALPS shall have the right to sell, as agent on behalf of the Fund, the Shares covered by the registration statement, prospectus and statement of additional information for the Fund then in effect under the 1933 Act and 1940 Act.

Appears in 51 contracts

Samples: Distribution Agreement (Index Funds), Distribution Agreement (Caldwell & Orkin Funds Inc), Distribution Agreement (1WS Credit Income Fund)

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Sales of Shares. (a) The Fund Trust grants to ALPS the right to sell the Shares as agent on behalf of the FundTrust, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the “1933 Act”), the Investment Company Act of 1940, as amended (the “1940 Act”), and of the laws governing the sale of securities in the various states (“Blue Sky Laws”), under the terms and conditions set forth in this Agreement. ALPS shall have the right to sell, as agent on behalf of the FundTrust, the Shares covered by the registration statement, prospectus and statement of additional information for the Fund Trust then in effect under the 1933 Act and 1940 Act.

Appears in 17 contracts

Samples: Distribution Agreement (RiverNorth Funds), Transparent Value Trust (Transparent Value Trust), Distribution Agreement (RiverNorth Funds)

Sales of Shares. (a) The Fund grants to ALPS the Distributor the right to sell the Shares as agent on behalf of the Fund, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the "1933 Act"), the Investment Company Act of 1940, as amended (the "1940 Act”), ") and of the laws governing the sale of securities in the various states ("Blue Sky Laws"), under the terms and conditions set forth in this Agreement. ALPS The Distributor shall have the right to sell, as agent on behalf of the Fund, the Shares covered by the registration statement, prospectus and statement of additional information for the Fund then in effect under the 1933 Act and 1940 Act.

Appears in 10 contracts

Samples: Distribution Agreement (Firsthand Funds), Distribution Agreement (Firsthand Funds), Distribution Agreement (Firsthand Funds)

Sales of Shares. (a) The Fund grants to ALPS the Distributor the right to sell the Shares as agent on behalf of the Fund, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the "1933 Act"), the Investment Company Act of 1940, as amended (the "1940 Act”), ") and of the laws governing the sale of securities in the various states ("Blue Sky Laws"), under the terms and conditions set forth in this Agreement. ALPS The Distributor shall have the right to sell, as agent on behalf of the Fund, the Shares covered by the registration statement, prospectus prospectus(es) and statement statement(s) of additional information for the Fund then in effect under the 1933 Act and 1940 Act.

Appears in 6 contracts

Samples: Distribution Agreement (Drake Funds Trust), Distribution Agreement (Accessor Funds Inc), Distribution Agreement (Accessor Funds Inc)

Sales of Shares. (a) The Each Fund grants to ALPS the right to sell the Shares as agent on behalf of the each Fund, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the “1933 Act”), the Investment Company Act of 1940, as amended (the “1940 Act”), and of the laws governing the sale of securities in the various states (“Blue Sky Laws”), under the terms and conditions set forth in this Agreement. ALPS shall have the right to sell, as agent on behalf of the each Fund, the Shares covered by the registration statement, prospectus and statement of additional information for the each Fund then in effect under the 1933 Act and 1940 Act.

Appears in 4 contracts

Samples: Distribution Agreement (Managed Municipal Fund Inc), Distribution Agreement (North American Government Bond Fund Inc), Distribution Agreement (North American Government Bond Fund Inc)

Sales of Shares. (a) The Fund grants to ALPS the right to sell the Shares as agent on behalf of the Fund, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the "1933 Act"), the Investment Company Act of 1940, as amended (the "1940 Act"), and of the laws governing the sale of securities in the various states ("Blue Sky Laws"), under the terms and conditions set forth in this Agreement. ALPS shall have the right to sell, as agent on behalf of the Fund, the Shares covered by the registration statement, prospectus and statement of additional information for the Fund then in effect under the 1933 Act and 1940 Act.

Appears in 2 contracts

Samples: Distribution Agreement (Broadview Funds Trust), Distribution Agreement (Mairs & Power Funds Trust)

Sales of Shares. (a) The Fund Trust hereby grants to ALPS the right to sell the Shares as agent on behalf of the respective Fund, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the “1933 Act”), the Investment Company Act of 1940, as amended (the “1940 Act”), and of the laws governing the sale of securities in the various states (“Blue Sky Laws”), under the terms and conditions set forth in this Agreement. ALPS shall have the right to sell, as agent on behalf of the Fund, the Shares covered by the registration statement, prospectus and statement of additional information for the Fund then in effect under the 1933 Act and 1940 Act.

Appears in 2 contracts

Samples: Distribution Agreement (Northern Lights Fund Trust), Distribution Agreement (Northern Lights Fund Trust)

Sales of Shares. (a) The Fund grants to ALPS APSD the right to sell the Shares as agent on behalf of the Fund, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the “1933 Act”), the Investment Company Act of 1940, as amended (the “1940 Act”), and of the laws governing the sale of securities in the various states (“Blue Sky Laws”), under the terms and conditions set forth in this Agreement. ALPS APSD shall have the right to sell, as agent on behalf of the Fund, the Shares covered by the registration statement, prospectus and statement of additional information for the Fund then in effect under the 1933 Act and 1940 Act.

Appears in 2 contracts

Samples: Distribution Agreement (Clough Funds Trust), Distribution Agreement (Clough Funds Trust)

Sales of Shares. (a) The Fund Trust grants to ALPS the right to sell the Shares as agent on behalf of the FundTrust, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the “1933 Act”), the Investment Company Act of 1940, as amended (the “1940 Act”), and of the laws governing the sale of securities in the various states (“Blue Sky Laws”), under the terms and conditions set forth in this Agreement. ALPS shall have the right to sell, as agent on behalf of the FundTrust, the Shares covered by the registration statement, prospectus and statement of additional information for the Fund then in effect under the 1933 Act and 1940 Act.

Appears in 2 contracts

Samples: Distribution Agreement (USCF Mutual Funds Trust), Distribution Agreement (USCF Mutual Funds Trust)

Sales of Shares. (a) The Fund Trust grants to ALPS the right to sell the Shares as agent on behalf of the FundFunds, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the “1933 Act”), the Investment Company Act of 1940, as amended (the “1940 Act”), and of the laws governing the sale of securities in the various states (“Blue Sky Laws”), under the terms and conditions set forth in this Agreement. ALPS shall have the right to sell, as agent on behalf of the FundTrust, the Shares covered by the registration statement, prospectus and statement of additional information for the Fund Funds then in effect under the 1933 Act and 1940 Act.

Appears in 2 contracts

Samples: Distribution Agreement (Financial Investors Trust), Distribution Agreement (Financial Investors Trust)

Sales of Shares. (a) The Fund grants to ALPS the Distributor the right to sell the Shares as agent on behalf of the Fund, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the “1933 Act”), the Investment Company Act of 1940, as amended (the “1940 Act”), ) and of the laws governing the sale of securities in the various states (“Blue Sky Laws”), under the terms and conditions set forth in this Agreement. ALPS The Distributor shall have the right to sell, as agent on behalf of the Fund, the Shares covered by the registration statement, prospectus and statement of additional information for the Fund then in effect under the 1933 Act and 1940 Act.

Appears in 2 contracts

Samples: Distribution Agreement (Cornercap Group of Funds /Va/), Distribution Agreement (Heartland Group Inc)

Sales of Shares. (a) The Fund Trust grants to ALPS the right to sell the Shares as agent on behalf of the FundFunds, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the “1933 Act”), the Investment Company Act of 1940, as amended (the “1940 Act”), and of the laws governing the sale of securities in the various states (“Blue Sky Laws”), under the terms and conditions set forth in this Agreement. ALPS shall have the right to sell, as agent on behalf of the FundFunds, the Shares covered by the registration statement, prospectus and statement of additional information for the Fund then in effect under the 1933 Act and 1940 Act.

Appears in 2 contracts

Samples: Distribution Agreement (Financial Investors Trust), Distribution Agreement (Trust for Professional Managers)

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Sales of Shares. (a) The Fund grants to ALPS the Distributor the right to sell the Shares as agent on behalf of the Fund, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the “1933 Act”), the Investment Company Act of 1940, as amended (the “1940 Act”), ) and of the laws governing the sale of securities in the various states (“Blue Sky Laws”), under the terms and conditions set forth in this Agreement. ALPS The Distributor shall have the right to sell, as agent on behalf of the Fund, the Shares covered by the registration statement, prospectus prospectus(es) and statement statement(s) of additional information for the Fund then in effect under the 1933 Act and 1940 Act.

Appears in 1 contract

Samples: Distribution Agreement (Agile Funds Inc)

Sales of Shares. (a) The Fund grants to ALPS the Broker the right to sell the Shares as agent on behalf of the Fund, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the “1933 Act”), the Investment Company Act of 1940, as amended (the “1940 Act”), and of the laws governing the sale of securities in the various states (“Blue Sky Laws”), under the terms and conditions set forth in this Agreement. ALPS The Broker shall have the right to sell, as agent on behalf of the Fund, the Shares covered by the registration statement, prospectus and statement of additional information for the Fund then in effect under the 1933 Act and 1940 Act.

Appears in 1 contract

Samples: Distribution Agreement (VII Peaks Co-Optivist Income Fund)

Sales of Shares. (a) The Fund grants to ALPS the Distributor the right to sell the Shares as agent on behalf of the Fund, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the 1933 Act”), the Investment Company Act of 1940, as amended (the “1940 Act”), ) and of the laws governing the sale of securities in the various states (“Blue Sky Laws”), under the terms and conditions set forth in this Agreement. ALPS The Distributor shall have the right to sell, as agent on behalf of the Fund, the Shares covered by the registration statement, prospectus and statement of additional information for the Fund then in effect under the 1933 Act and 1940 Act.

Appears in 1 contract

Samples: Distribution Agreement (Stewart W P & Co Growth Fund Inc)

Sales of Shares. (a) The Fund grants to ALPS the right to sell the Shares as agent on behalf of the Fund, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the "1933 Act"), ; the Investment Company Act of 1940, as amended (the "1940 Act''), and of the laws governing the sale of securities in the various states ("Blue Sky Laws"), under the terms and conditions set forth in this Agreement. ALPS shall have the right to sell, as agent on behalf of the Fund, the Shares covered by the registration statement, prospectus and statement of additional information for the Fund then in effect under the 1933 Act and 1940 Act.

Appears in 1 contract

Samples: Distribution Agreement (BBH Trust)

Sales of Shares. (a) The Fund grants to ALPS the Distributor the right to sell the Shares as agent on behalf of the Fund, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the "1933 Act"), the Investment Company Act of 1940, as amended (the "1940 Act"), and of the laws governing the sale of securities in the various states ("Blue Sky Laws"), under the terms and conditions set forth in this Agreement. ALPS The Distributor shall have the right to sell, as agent on behalf of the Fund, the Shares covered by the registration statement, prospectus and statement of additional information for the Fund then in effect under the 1933 Act and 1940 Act.

Appears in 1 contract

Samples: Distribution Agreement (Firsthand Funds)

Sales of Shares. (a) The Fund grants to ALPS the Distributor the right to sell the Shares as agent on behalf of the Fund, during the term tenn of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the "1933 Act"), the Investment Company Act of 1940, as amended (the "1940 Act”), ") and of the laws governing the sale of securities in the various states ("Blue Sky Laws"), under the terms and conditions set forth in this Agreement. ALPS The Distributor shall have the right to sell, as agent on behalf of the Fund, the Shares covered by the registration statement, prospectus and statement of additional information for the Fund then in effect under the 1933 Act and 1940 Act.

Appears in 1 contract

Samples: Distribution Agreement (Henssler Funds Inc)

Sales of Shares. (a) The Fund grants to ALPS the right to sell the Shares as agent on behalf of the Fund, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the “1933 Act”), of the Investment Company Act of 1940, as amended (the “1940 Act”), and of the laws governing the sale of securities in the various states of the United States (“Blue Sky Laws”), under the terms and conditions set forth in this Agreement. ALPS shall have the right to sell, as agent on behalf of the Fund, the Shares covered by the registration statement, prospectus and statement of additional information for the Fund then in effect under the 1933 Act and 1940 Act.

Appears in 1 contract

Samples: Distribution Agreement (Brandes Investment Trust)

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