Risks. The undersigned is aware of the high degree of risk involved in options transactions and has given the introducing broker, in strict confidence, information to demonstrate that this account and the trading anticipated in connection therewith is not unsuitable for the undersigned in light of the undersigned’s investment objectives, financial situation and needs, experience and knowledge. The undersigned agrees to advise the introducing broker of any changes in the undersigned’s investment objectives, financial situation or other circumstances that may be deemed to materially affect the suitability of executing options transactions forthe undersigned’s account.
Appears in 16 contracts
Sources: Options Application and Agreement, Options Application and Agreement, Options Application and Agreement
Risks. The undersigned is aware of the high degree of risk involved in options transactions and has given the introducing broker, in strict confidence, information to demonstrate that this account and the trading anticipated in connection therewith is not unsuitable for the undersigned in light of the undersigned’s investment objectives, financial situation and needs, experience and knowledge. The undersigned agrees to advise the introducing broker of any changes in the undersigned’s investment objectives, financial situation or other circumstances that may be deemed to materially affect the suitability of executing options transactions forthe for the undersigned’s account.
Appears in 8 contracts
Sources: Option Agreement, Options Agreement, Option Agreement
Risks. The undersigned is aware of the high degree of risk involved in options transactions and has given the introducing brokerIntroducing Broker, in strict confidence, information to demonstrate that this account and the trading anticipated in connection therewith is not unsuitable for the undersigned in light of the undersigned’s investment objectives, financial situation and needs, experience and knowledge. The undersigned agrees to advise the introducing broker Introducing Broker of any changes in the undersigned’s investment objectives, financial situation or other circumstances that may be deemed to materially affect the suitability of executing options transactions forthe undersigned’s account.of
Appears in 1 contract
Sources: Option Agreement