Returned Checks. In the event that any check or other order for the payment of money is returned unpaid for any reason, Transfer Agent or its agent will: (i) give prompt notice of such return to the relevant Fund or its designee; (ii) place a stop transfer order against all Shares issued as a result of such check or order; and (iii) take such actions as Transfer Agent may from time to time deem appropriate.
Appears in 69 contracts
Samples: Transfer Agency and Services Agreement (Legg Mason Partners Premium Money Market Trust), Transfer Agency and Services Agreement (Smith Barney Investment Trust), Transfer Agency and Services Agreement (Legg Mason Partners Income Funds)
Returned Checks. In the event that any check or other order for the payment of money is returned unpaid for any reason, the Transfer Agent or its agent will: (i) give prompt notice of such return to the relevant Fund or its designee; (ii) place a stop transfer order against all Shares issued as a result of such check or order; and (iii) take such actions as Transfer Agent may from time to time deem appropriate.:
Appears in 35 contracts
Samples: Transfer Agency Agreement (Montana Tax Free Fund Inc), Transfer Agency Agreement (Nd Tax Free Fund Inc /Nd/), Transfer Agency Agreement (Integrity Funds)
Returned Checks. In the event that any check or other order for the payment of money is returned unpaid for any reason, the Transfer Agent or its agent will: (i) give prompt notice of such return to the relevant Fund or its designee; (ii) place a stop transfer order against all Shares issued as a result of such check or order; and (iii) take such actions as the Transfer Agent may from time to time deem appropriate.
Appears in 15 contracts
Samples: Transfer Agency and Registrar Agreement (St Clair Funds Inc), Form of Transfer Agency and Registrar Agreement (Smith Barney Cardinal Investment Fund Inc), Form of Transfer Agency and Registrar Agreement Agreement (Smith Barney Intermediate Municipal Fund Inc)
Returned Checks. In the event that any check or other order for the payment of money is returned unpaid for any reason, the Transfer Agent or its agent will: (i) give prompt notice of such return to the relevant Fund Funds or its their designee; (ii) place a stop transfer order against all Shares issued as a result of such check or order; and (iii) take such actions as the Transfer Agent may from time to time deem appropriate.
Appears in 9 contracts
Samples: Transfer Agency and Registrar Agreement (Munder Series Trust), Transfer Agency and Registrar Agreement (Munder Series Trust), Transfer Agency and Registrar Agreement (Munder Series Trust Ii)
Returned Checks. In the event that any check or other order for the payment of money is returned unpaid for any reason, the Transfer Agent or its agent will: (i) give prompt notice of such return to the relevant Fund or its designee; (ii) place a stop transfer order against all Shares issued as a result of such check or order; and (iii) take such actions as the Transfer Agent may from time to time deem appropriate. 6.
Appears in 6 contracts
Samples: Form of Transfer Agency and Registrar Agreement Agreement (Smith Barney World Funds Inc), Form of Transfer Agency and Registrar Agreement Agreement (Smith Barney Travelers Series Fund Inc), Form of Transfer Agency and Registrar Agreement Agreement (Smith Barney Shearson Fundamental Value Fund Inc)
Returned Checks. In the event that any check or other order for the payment of money is returned unpaid for any reason, the Transfer Agent or its agent will: (i) give prompt notice of such return to the relevant Fund or its designee; (ii) place a stop transfer order against all Shares issued as a result of such check or order; and (iii) take such actions as the Transfer Agent may from time to time deem appropriate.
Appears in 5 contracts
Samples: Transfer Agency Agreement (Eaton Vance Special Investment Trust), Transfer Agency Agreement (Eaton Vance Growth Trust), Transfer Agency Agreement (Eaton Vance Growth Trust)
Returned Checks. In the event that any check or other order for the payment of money is returned unpaid for any reason, Transfer the Agent or its agent will: (i) give prompt notice of such return to the relevant Fund Trust or its designee; (ii) place a stop transfer order against all Shares shares issued as a result of such check or order; and (iii) take such actions as Transfer the Agent may from time to time deem appropriate.
Appears in 5 contracts
Samples: Transfer Agent Agreement (Hospital & Health Facilities Trust), Transfer Agent Agreement (Alpine Income Trust), Transfer Agent Agreement (CMG Institutional Investors Trust)
Returned Checks. In the event that any check or other order for ---------------- the payment of money is returned unpaid for any reason, the Transfer Agent or its agent will: (i) give prompt notice of such return to the relevant Fund Trust or its designee; (ii) place a stop transfer order against all Shares issued as a result of such check or order; and (iii) take such actions as the Transfer Agent may from time to time deem appropriate.
Appears in 3 contracts
Samples: Transfer Agency Agreement (Weiss Peck & Greer Funds Trust /Ma), Transfer Agency Agreement (Weiss Peck & Greer International Fund), Transfer Agency Agreement (WPG Growth Fund)
Returned Checks. In the event that any check or other order for the payment of money is returned unpaid for any reason, the Transfer Agent will take such steps, including redepositing the check for collection or returning the check to the investor, as the Transfer Agent may, at its agent will: (i) give prompt notice discretion, deem appropriate and notify the Fund of such return to action, or as the relevant Fund or its designee; (ii) place a stop transfer order against all Shares issued as a result of such check or order; and (iii) take such actions as Transfer Agent may from time to time deem appropriateinstruct.
Appears in 3 contracts
Samples: Mutual Funds Transfer Agency Agreement (Excelsior Institutional Trust), Mutual Funds Transfer Agency Agreement (Excelsior Funds), Mutual Funds Transfer Agency Agreement (Excelsior Funds)
Returned Checks. In the event that any check or other order for the payment of money is returned unpaid for any reason, the Transfer Agent or its agent will: (i) give prompt notice of such return to the relevant Fund Trust or its designee; (ii) place a stop transfer order against all Shares issued as a result of such check or order; and (iii) take such actions as the Transfer Agent may from time to time deem appropriate.
Appears in 3 contracts
Samples: Transfer Agency Agreement (Eaton Vance Prime Rate Reserves), Transfer Agency Agreement (Wright Managed Equity Trust), Transfer Agency Agreement (Wright Managed Income Trust)
Returned Checks. In the event that any check or other order for the payment of money is returned unpaid for any reason, the Transfer Agent or its agent willshall: (i) give prompt notice of such return to the relevant Fund Trust or its designee; (ii) place a stop transfer order against all Shares issued as a result of such check or order; and (iii) take such actions as the Transfer Agent may from time to time deem appropriate.
Appears in 2 contracts
Samples: Transfer Agency and Registrar Agreement (American Aadvantage Mileage Funds), Transfer Agency and Registrar Agreement (American Aadvantage Funds)
Returned Checks. In the event that any check or other order for the payment of money is returned unpaid for any reason, the Transfer Agent or its agent will: (i) give prompt notice of such return to the relevant Fund Trust or its designee; (ii) place a stop transfer order against all Shares issued as a result of such check or order; and (iii) take such actions as the Transfer Agent may from time to time deem appropriate.
Appears in 2 contracts
Samples: Transfer Agency and Registrar Agreement (Nations Institutional Reserves), Agency and Registrar Agreement (Munder Framlington Funds Trust)
Returned Checks. In the event that any check or other order for the payment of money is returned unpaid for any reason, the Transfer Agent or its agent will: (i) give prompt notice of such return to the relevant Fund Trust or its designee; (ii) place a stop transfer order against all Shares issued as a result of in exchange for such check or order; and (iii) take such actions other action as the Transfer Agent may from time to time deem appropriate.
Appears in 2 contracts
Samples: Transfer Agency Agreement (Alger American Fund), Exhibit 9 (Alger Retirement Fund)
Returned Checks. In the event that any check or other order for the payment of money is returned unpaid for any reason, the Transfer Agent or its agent will: (i) give prompt notice of such return to the relevant Fund Company or its designee; (ii) place a stop transfer order against all Shares issued as a result of such check or order; and (iii) take such actions as the Transfer Agent may from time to time deem appropriate.
Appears in 1 contract
Samples: Exhibit 99 (St Clair Funds Inc)
Returned Checks. In the event that any check or other order for the payment of money of a Customer is returned unpaid for any reason, Transfer the Agent or its agent willshall: (i) give prompt notice of such return to the relevant Fund or its designee; (ii) place a stop transfer order against all Shares Fund shares issued as a result of such check or order; and (iiiii) take such actions as Transfer Agent PIMS and PMFS may from time to time deem appropriate.
Appears in 1 contract
Returned Checks. In the event that any check or other order for --------------- the payment of money is returned unpaid for any reason, Transfer the Agent or its agent will: (i) give prompt notice of such return to the relevant Fund or its designee; (ii) place a stop transfer order against all Shares issued as a result of such check or order; and (iii) take such actions as Transfer the Agent may from time to time deem appropriate.
Appears in 1 contract
Returned Checks. In the event that any check or other order for the payment of money is returned unpaid for any reason, Transfer the Agent or its agent will: (i) give prompt notice of such return to the relevant Fund Trust or its designee; (ii) place a stop transfer order against all Shares shares issued as a result of such check or order; and (iii) take such actions as Transfer Agent may from time to time deem appropriate.such
Appears in 1 contract
Samples: Transfer Agent Agreement (Cadre Institutional Investors Trust)
Returned Checks. In the event that any check or other order for the payment of money is returned unpaid for any reason, the Transfer Agent or its agent will: (i) give prompt notice of such return to the relevant Fund Company or its designee; (ii) place a stop transfer order against all Investor Shares issued as a result of such check or order; and (iii) take such actions as the Transfer Agent may from time to time deem appropriate.
Appears in 1 contract
Samples: Transfer Agency and Registrar Agreement (Nations Fund Inc)
Returned Checks. In the event that any check or other order ---------------- for the payment of money is returned unpaid for any reason, the Transfer Agent or its agent will: (i) give prompt notice of such return to the relevant Fund Trust or its designee; (ii) place a stop transfer order against all Shares issued as a result of such check or order; and (iii) take such actions as the Transfer Agent may from time to time deem appropriate.
Appears in 1 contract
Returned Checks. In the event that any check or other order for the payment of money is returned unpaid for any reason, the Transfer Agent or its agent will: (i) give prompt notice of such return to the relevant Fund Company or its designee; (ii) place a stop transfer order against all Shares issued as a result of such check or order; and (iii) take such actions as the Transfer Agent may from time to time deem appropriate.
Appears in 1 contract
Samples: Agency and Registrar Agreement (St Clair Funds Inc)
Returned Checks. In the event that any check or other order for the payment of money is returned unpaid for any reason, the Transfer Agent or its agent will: (i) give prompt notice of such return to the relevant Fund or its designee; (ii) place a stop transfer order against all Shares issued as a result of such check or order; and (iii) take such actions as the Transfer Agent may from time to time deem appropriate.. 6. Transfer and Repurchase (a)
Appears in 1 contract
Samples: Form of Transfer Agency and Registrar Agreement (Concert Investment Series)
Returned Checks. In the event that any check or other order for the payment of money is returned unpaid for any reason, Transfer Agent or its is agent will: (i) give prompt notice of such return to the relevant Fund or its designee; (ii) place a stop transfer order against all Shares issued as a result of such check or order; and (iii) take such actions as Transfer Agent may from time to time deem appropriate.
Appears in 1 contract
Samples: Transfer Agency and Services Agreement (Legg Mason Partners Variable Equity Trust)
Returned Checks. In the event that any check or other order for the payment of money is returned unpaid for any reason, Transfer Agent or its agent will: (i) give prompt notice of such return to the relevant Fund or its designee; (ii) place a stop transfer order against all Shares issued as a result of such check or order; and (iii) take such actions as Transfer Agent may from time to time deem appropriate.
Appears in 1 contract
Samples: Service Agreement (Flaherty & Crumrine Dynamic Preferred & Income Fund Inc)
Returned Checks. In the event that any check or other order for the payment of money is returned unpaid for any reason, the Transfer Agent or its agent will: (iwill:(i) give prompt notice of such return to the relevant Fund or its designee; (ii) place a stop transfer order against all Shares issued as a result of such check or order; and (iii) take such actions as the Transfer Agent may from time to time deem appropriate. 6.
Appears in 1 contract
Samples: Form of Transfer Agency and Registrar Agreement Agreement (Smith Barney Travelers Series Fund Inc)
Returned Checks. In the event that any check or other order for the --------------- payment of money is returned unpaid for any reason, the Transfer Agent or its agent will: (i) give prompt notice of such return to the relevant Fund Trust or its designee; (ii) place a stop transfer order against all Shares issued as a result of such check or order; and (iii) take such actions as the Transfer Agent may from time to time deem appropriate.
Appears in 1 contract
Samples: Transfer Agency Agreement (Munder Framlington Funds Trust)
Returned Checks. In the event that any check or other order for the payment of money is returned unpaid for any reason, the Transfer Agent or its agent will: (i) give prompt notice of such return to the relevant Fund or its designee; (ii) place a stop stock transfer order against all Shares issued as a result of such check or order; and (iii) take such actions as the Transfer Agent may from time to time deem appropriate.
Appears in 1 contract
Samples: Transfer Agency and Registrar Agreement (Travelers Series Trust)
