Common use of Restrictions Clause in Contracts

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 4444 contracts

Samples: Common Stock Purchase Warrant (Inhibikase Therapeutics, Inc.), Common Stock Purchase Warrant (Lafayette Energy Corp.), Common Stock Purchase Warrant (Cyclacel Pharmaceuticals, Inc.)

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Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 2377 contracts

Samples: Securities Purchase Agreement (Niocorp Developments LTD), Credit Agreement (Cadiz Inc), Securities Purchase Agreement (Innoveren Scientific, Inc.)

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 1446 contracts

Samples: Common Stock Purchase Warrant (FibroBiologics, Inc.), Common Stock Purchase (Vocodia Holdings Corp), Common Stock Purchase Warrant (CNS Pharmaceuticals, Inc.)

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, or unless exercised in a cashless exercise when Rule 144 is available, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 175 contracts

Samples: Letter Agreement (PishPosh, Inc.), Letter Agreement (PishPosh, Inc.), Common Share Purchase (PishPosh, Inc.)

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredregistered or if not exercised on a cashless basis when Rule 144 (or any successor law or rule) is available, and the Holder does not utilize cashless exercise, will may have restrictions upon resale imposed by state and federal securities laws.

Appears in 96 contracts

Samples: Securities Purchase Agreement (Healthier Choices Management Corp.), Common Stock Purchase Warrant (Healthier Choices Management Corp.), Underwriting Agreement (60 Degrees Pharmaceuticals, Inc.)

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 77 contracts

Samples: Underwriting Agreement (Polar Power, Inc.), Common Stock Purchase Warrant (Aptevo Therapeutics Inc.), Common Stock Purchase Warrant (Aptevo Therapeutics Inc.)

Restrictions. The Holder acknowledges that the Warrant Shares ADSs acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 61 contracts

Samples: Underwriting Agreement (Intchains Group LTD), RedHill Biopharma Ltd., RedHill Biopharma Ltd.

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 54 contracts

Samples: Securities Purchase Agreement (Luxurban Hotels Inc.), Common Stock Purchase Warrant (Corphousing Group Inc.), Zerify, Inc.

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Purchase Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 51 contracts

Samples: Underwriting Agreement (Mingteng International Corp Inc.), Underwriting Agreement (Mingteng International Corp Inc.), Underwriting Agreement (Mingteng International Corp Inc.)

Restrictions. The Holder acknowledges that the Warrant Shares and Warrant ADSs acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 48 contracts

Samples: Can-Fite BioPharma Ltd., Can-Fite BioPharma Ltd., Securities Purchase Agreement (Safe-T Group Ltd.)

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and state, federal or foreign securities laws.

Appears in 47 contracts

Samples: Common Stock Purchase Warrant (Genprex, Inc.), Warrant Agent Agreement (180 Life Sciences Corp.), Warrant Agent Agreement (180 Life Sciences Corp.)

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredregistered or if not exercised on a cashless basis when Rule 144 is available, and the Holder does not utilize cashless exercise, will may have restrictions upon resale imposed by state and federal securities laws.

Appears in 37 contracts

Samples: Amended Securities Purchase Agreement (Recruiter.com Group, Inc.), Amended Securities Purchase Agreement (Recruiter.com Group, Inc.), Securities Purchase Agreement (Truli Technologies, Inc.)

Restrictions. The Holder acknowledges that the Warrant ADSs and the underlying Ordinary Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal or foreign securities laws.

Appears in 30 contracts

Samples: Underwriting Agreement (HW Electro Co., Ltd.), Underwriting Agreement (HW Electro Co., Ltd.), Underwriting Agreement (Yoshitsu Co., LTD)

Restrictions. The Holder Each registered holder acknowledges that the Warrant Shares acquired upon the exercise of this a Warrant, if not registered, and the Holder registered holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 26 contracts

Samples: Warrant Agreement (Medlab Clinical Ltd.), Warrant Agreement (Mawson Infrastructure Group Inc.), Warrant Agreement (Gaucho Group Holdings, Inc.)

Restrictions. The Holder acknowledges that the Warrant Shares ADSs acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 26 contracts

Samples: Underwriting Agreement (Medigus Ltd.), Underwriting Agreement (Nano Dimension Ltd.), Underwriting Agreement (Nano Dimension Ltd.)

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will may have restrictions upon resale imposed by state and federal or foreign securities laws.

Appears in 18 contracts

Samples: China Natural Resources Inc, China Natural Resources Inc, EBET, Inc.

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.. g)

Appears in 15 contracts

Samples: Securities Purchase Agreement (Digital Media Solutions, Inc.), Common Stock Purchase Warrant (Harbor Custom Development, Inc.), Agent Common Stock Purchase (Harbor Custom Development, Inc.)

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, or otherwise able to be resold or transferred without restriction pursuant to an exemption from registration under the Securities Act, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 14 contracts

Samples: Underwriting Agreement (KWESST Micro Systems Inc.), Underwriting Agreement (Netcapital Inc.), Underwriting Agreement (Odd Burger Corp)

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws, and in such case, the Holder, by the acceptance hereof, represents and warrants that the Holder will acquire such Warrant Shares issuable upon such exercise for its own account and not with a view to or for distributing or reselling Warrant Shares or any part thereof in violation of the Securities Act or any applicable state securities law.

Appears in 14 contracts

Samples: Common Stock Purchase Warrant (Motus GI Holdings, Inc.), Common Stock Purchase Warrant (Athersys, Inc / New), Common Stock Purchase Warrant (Lixte Biotechnology Holdings, Inc.)

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exerciseCashless Exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 13 contracts

Samples: Warrant Agreement (Blue Apron Holdings, Inc.), Cytosorbents Corp, SideChannel, Inc.

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal or foreign securities laws.

Appears in 13 contracts

Samples: JE Cleantech Holdings LTD, JE Cleantech Holdings LTD, JE Cleantech Holdings LTD

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state state, provincial and federal securities laws.

Appears in 12 contracts

Samples: Aralez Pharmaceuticals Inc., Aralez Pharmaceuticals Inc., Aralez Pharmaceuticals Inc.

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered under the Securities Act or other applicable Securities Laws and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities lawsapplicable Securities Laws.

Appears in 11 contracts

Samples: Common Stock Purchase Warrant (PLC Systems Inc), Millennium Healthcare Inc., PLC Systems Inc

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities lawslaws and may have restrictions on resale in certain instances even if the Holder does utilize cashless exercise.

Appears in 10 contracts

Samples: Integrity Applications, Inc., Integrity Applications, Inc., Integrity Applications, Inc.

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws and applicable Canadian securities laws.

Appears in 9 contracts

Samples: ImmunoPrecise Antibodies Ltd., Aeterna Zentaris Inc., Aeterna Zentaris Inc.

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state state, provincial and federal securities lawslaws in the United States and Canada.

Appears in 8 contracts

Samples: Underwriting Agreement (KWESST Micro Systems Inc.), Underwriting Agreement (KWESST Micro Systems Inc.), Warrant Agent Agreement (Foremost Lithium Resource & Technology Ltd.)

Restrictions. The Holder acknowledges that the Warrant Shares and the underlying Ordinary Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal or foreign securities laws.

Appears in 7 contracts

Samples: Lion Group Holding LTD, Lion Group Holding LTD, Lion Group Holding LTD

Restrictions. The Holder acknowledges that the Warrant Shares ADSs acquired upon the exercise of this Warrant, if not registered, and if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and state, federal or foreign securities laws.

Appears in 7 contracts

Samples: Quoin Pharmaceuticals, Ltd., Quoin Pharmaceuticals, Ltd., Akari Therapeutics PLC

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities lawslaws unless the Holder utilizes the cashless exercise provisions hereof.

Appears in 7 contracts

Samples: Warrant Agent Agreement, Warrant Agent Agreement (Palatin Technologies Inc), Warrant Agent Agreement (Mast Therapeutics, Inc.)

Restrictions. The Holder acknowledges that the Warrant Shares acquired issuable upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 7 contracts

Samples: Warrant Agent Agreement (Nuwellis, Inc.), Warrant Agent Agreement (Nuwellis, Inc.), Warrant Agent Agreement (Nuwellis, Inc.)

Restrictions. The Holder acknowledges that the Placement Agent Warrant Shares acquired upon the exercise of this Placement Agent Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 6 contracts

Samples: Marizyme, Inc., Marizyme, Inc., Marizyme, Inc.

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exerciseCashless Exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 6 contracts

Samples: Common Stock Purchase Warrant (Optimus Healthcare Services, Inc.), Common Stock Purchase Warrant (Charge Enterprises, Inc.), Optimus Healthcare Services, Inc.

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder Hxxxxx does not utilize cashless exerciseexercise and Rule 144 is available, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 6 contracts

Samples: Common Stock Purchase Warrant (DPW Holdings, Inc.), Common Stock Purchase Warrant (DPW Holdings, Inc.), Common Stock Purchase Warrant (DPW Holdings, Inc.)

Restrictions. The Holder acknowledges that if the Warrant Shares acquired upon the exercise of this Warrant, if Warrant are not registeredregistered under the Registration Statement or another effective registration statement, and the Holder does not utilize cashless exercise, the Warrant Shares will have restrictions upon resale imposed by state and federal securities laws.

Appears in 6 contracts

Samples: Common Stock Purchase (Bio Key International Inc), Common Share Purchase (Sphere 3D Corp), Applied Dna Sciences Inc

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws, and that the Company will have no obligation to issue any such Warrant Shares except in circumstances in which the issuance of such Warrant Shares are so registered or exempt from registration.

Appears in 6 contracts

Samples: Warrant Agency Agreement (Cazoo Group LTD), Warrant Agency Agreement (Cazoo Group LTD), Warrant Agency Agreement (Cazoo Group LTD)

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredissued in a transaction registered under the Securities Act, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 6 contracts

Samples: S Warrant Agreement (LMP Automotive Holdings, Inc.), Underwriting Agreement (LMP Automotive Holdings, Inc.), S Warrant Agreement (LMP Automotive Holdings, Inc.)

Restrictions. The Holder acknowledges that the Warrant Shares and Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 6 contracts

Samples: G Medical Innovations Holdings Ltd., G Medical Innovations Holdings Ltd., G Medical Innovations Holdings Ltd.

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.. ​

Appears in 6 contracts

Samples: Common Stock Purchase (Assure Holdings Corp.), Capricor Therapeutics, Inc., Agile Therapeutics Inc

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Purchase Warrant, if not registered, and if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 5 contracts

Samples: Common Stock Purchase Warrant (Ispire Technology Inc.), Common Stock Purchase Warrant (Ispire Technology Inc.), Underwriting Agreement (Ispire Technology Inc.)

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will may have restrictions upon resale imposed by state and federal securities laws.

Appears in 5 contracts

Samples: SmartKem, Inc., SmartKem, Inc., SmartKem, Inc.

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws and applicable Canadian securities laws.

Appears in 5 contracts

Samples: Edesa Biotech, Inc., Aeterna Zentaris Inc., Edesa Biotech, Inc.

Restrictions. The Holder acknowledges that the Warrant Shares Securities acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 5 contracts

Samples: Placement Agency Agreement (Pyxis Tankers Inc.), Underwriting Agreement (Fat Brands, Inc), Underwriting Agreement (Fat Brands, Inc)

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder Xxxxxx does not utilize cashless exerciseexercise and Rule 144 is available, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 5 contracts

Samples: Common Stock Purchase Warrant (Digital Power Corp), Common Stock Purchase Warrant (Digital Power Corp), Common Stock Purchase Warrant (Digital Power Corp)

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exerciseexercise after the Rule 144 holding period, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 4 contracts

Samples: Common Stock Purchase (Oblong, Inc.), Oblong, Inc., Oblong, Inc.

Restrictions. The Holder acknowledges that the Ordinary Shares underlying the Warrant Shares ADSs acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 4 contracts

Samples: CollPlant Holdings Ltd., CollPlant Holdings Ltd., CollPlant Holdings Ltd.

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, if then permitted, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 4 contracts

Samples: Common Stock Purchase Warrant (Elevation Oncology, Inc.), Elevation Oncology, Inc., Spruce Biosciences, Inc.

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Series A Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 4 contracts

Samples: Equity Purchase Agreement (Aeva Technologies, Inc.), Subscription Agreement (PureCycle Technologies, Inc.), PureCycle Technologies, Inc.

Restrictions. The Holder acknowledges that the Warrant Shares Units acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 4 contracts

Samples: Intuitive Machines, Inc., Intuitive Machines, Inc., Intuitive Machines, Inc.

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the registered for resale or if Holder does not utilize cashless exerciseexercise and Rule 144 is available, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 4 contracts

Samples: Adamis Pharmaceuticals Corp, Adamis Pharmaceuticals Corp, Adamis Pharmaceuticals Corp

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise or alternative cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 4 contracts

Samples: Common Stock Purchase (Neuraxis, INC), Infobird Co., LTD, OceanPal Inc.

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 4 contracts

Samples: Common Stock Purchase Warrant (PARETEUM Corp), Credit Agreement (Ipass Inc), Credit Agreement (Ipass Inc)

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state state, federal and federal foreign securities laws.

Appears in 4 contracts

Samples: Common Stock Purchase (Alpine 4 Holdings, Inc.), ShiftPixy, Inc., ShiftPixy, Inc.

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if such issuance is not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 4 contracts

Samples: Transcode Therapeutics, Inc., Transcode Therapeutics, Inc., Biofrontera Inc.

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will may have restrictions upon resale imposed by state and federal securities laws.. i.

Appears in 4 contracts

Samples: MFP Investors LLC, MFP Investors LLC, MFP Investors LLC

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does will not be permitted to utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 4 contracts

Samples: Common Share Purchase (NLS Pharmaceutics Ltd.), NLS Pharmaceutics Ltd., NLS Pharmaceutics Ltd.

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize the cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 3 contracts

Samples: Vivos Inc, Vivos Inc, Vivos Inc

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will may have restrictions upon resale imposed by state and federal securities laws.

Appears in 3 contracts

Samples: Subordinate Loan and Security Agreement (S&W Seed Co), S&W Seed Co, S&W Seed Co

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 3 contracts

Samples: Chanson International Holding, Chanson International Holding, Chanson International Holding

Restrictions. The Holder acknowledges that the Warrant Shares Securities acquired upon the exercise of this Underwriter’s Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 3 contracts

Samples: Underwriting Agreement (Harbor Custom Development, Inc.), Underwriting Agreement (Harbor Custom Development, Inc.), Underwriting Agreement (Pyxis Tankers Inc.)

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, [and the Holder does not utilize cashless exercise, ,] will have restrictions upon resale imposed by state and federal securities laws.

Appears in 3 contracts

Samples: Hall of Fame Resort & Entertainment Co, Xenetic Biosciences, Inc., Xenetic Biosciences, Inc.

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by applicable state and federal securities laws.

Appears in 3 contracts

Samples: Warrant Agent Agreement (Heart Test Laboratories, Inc.), Pasithea Therapeutics Corp., Heart Test Laboratories, Inc.

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Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities laws, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 3 contracts

Samples: Common Stock Purchase Warrant (Vocodia Holdings Corp), Common Stock Purchase Warrant (Vocodia Holdings Corp), Common Stock Purchase (Paid Inc)

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredregistered for resale, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 3 contracts

Samples: Kiora Pharmaceuticals Inc, Kiora Pharmaceuticals Inc, Kempharm, Inc

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 3 contracts

Samples: Securities Purchase Agreement (ObsEva SA), Securities Purchase Agreement (ObsEva SA), Securities Purchase Agreement (ObsEva SA)

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.laws and in such case, the Holder, by the acceptance hereof, represents and warrants that will acquire such Warrant Shares issuable upon such exercise for its own account and not with a view to or for distributing or reselling such Warrant Shares or any part thereof in violation of the Securities Act or any applicable state securities law

Appears in 3 contracts

Samples: Common Stock Purchase (Athersys, Inc / New), Securities Purchase Agreement (Athersys, Inc / New), Common Stock Purchase (Athersys, Inc / New)

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and to the extent the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 3 contracts

Samples: Stock Purchase Agreement (Presbia PLC), Warrant (Presbia PLC), Presbia PLC

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise or alternative cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 3 contracts

Samples: Bakkt Holdings, Inc., Tenon Medical, Inc., CONTRAFECT Corp

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, Warrant will have restrictions upon resale imposed by state and federal securities lawslaws unless (i) such Warrant Shares are registered; (ii) the Holder utilizes cashless exercise after holding the Warrant for the applicable holding period required to satisfy Rule 144; or (iii) the resale of the Warrant Shares satisfies another exemption under the Securities Act.

Appears in 3 contracts

Samples: Common Stock Purchase Warrant (Hoth Therapeutics, Inc.), Common Stock Purchase Warrant (Amesite Inc.), Common Stock Purchase Warrant (Amesite Inc.)

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exerciseexercise at a time when the Warrant Shares may be sold pursuant to Rule 144 without the requirement for the Company to be in compliance with the current public information requirements under Rule 144 and without volume or manner-of-sale restrictions, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 3 contracts

Samples: Common Stock Purchase Warrant (BioSig Technologies, Inc.), Common Stock Purchase Warrant (BioSig Technologies, Inc.), BioSig Technologies, Inc.

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, or unless exercised in a cashless exercise when Rule 144 is available, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities lawsApplicable Securities Laws.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Western Magnesium Corp.), Securities Purchase Agreement (Western Magnesium Corp.), Securities Purchase Agreement (Western Magnesium Corp.)

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredissued to the Holder pursuant to the Registration Statement, and the Holder does not utilize exercise via “cashless exercise, will ,” may have restrictions upon resale imposed by state and federal securities laws.

Appears in 3 contracts

Samples: Common Stock Purchase Warrant (Marina Biotech, Inc.), Common Stock Purchase (MDRNA, Inc.), Common Stock Purchase (MDRNA, Inc.)

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exerciseexercise the Warrant in accordance with Section 2(c) hereof, it will have restrictions upon resale imposed by state and federal securities laws.

Appears in 3 contracts

Samples: Underwriting Agreement (NLS Pharmaceutics Ltd.), Underwriting Agreement (NLS Pharmaceutics Ltd.), NLS Pharmaceutics Ltd.

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws. The Holder acknowledges that the Warrants represented by this Warrant certificate and the Warrant Shares issuable upon exercise hereof may be offered, sold or otherwise transferred only in compliance with all applicable securities laws, including Canadian securities laws.

Appears in 3 contracts

Samples: Warrant Agency Agreement (Planet 13 Holdings Inc.), Warrant Agency Agreement, Planet 13 Holdings Inc.

Restrictions. The Holder acknowledges that the Warrant Shares Units acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 3 contracts

Samples: Summit Semiconductor Inc., Summit Semiconductor Inc., Summit Semiconductor Inc.

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal or foreign securities lawslaws and in such case, the Holder, by the acceptance hereof, represents and warrants that the Holder will acquire such Warrant Shares issuable upon such exercise for its own account and not with a view to or for distributing or reselling Warrant Shares or any part thereof in violation of the Securities Act or any applicable state securities law.

Appears in 2 contracts

Samples: Galmed Pharmaceuticals Ltd., Galmed Pharmaceuticals Ltd.

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredissued to the Holder pursuant to an effective registration statement, and the Holder does not utilize exercise via “cashless exercise, will ,” may have restrictions upon resale imposed by state and federal securities laws.

Appears in 2 contracts

Samples: Common Stock Purchase Warrant (Marina Biotech, Inc.), Common Stock Purchase Warrant (Marina Biotech, Inc.)

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 2 contracts

Samples: Equity Underwriting Agreement (Scynexis Inc), Common Stock Purchase (Scynexis Inc)

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredregistered pursuant to an effective registration statement, and the Holder does not utilize exercise via “cashless exercise, will may have restrictions upon resale imposed by state and federal securities laws.

Appears in 2 contracts

Samples: Generex Biotechnology Corp, Generex Biotechnology Corp

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this the Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 2 contracts

Samples: Common Stock Purchase Warrant Agreement (Nexalin Technology, Inc.), Common Stock Purchase Warrant Agreement (Nexalin Technology, Inc.)

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Underwriter’s Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 2 contracts

Samples: Underwriting Agreement (Harbor Custom Development, Inc.), Underwriting Agreement (Harbor Custom Development, Inc.)

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws. The Holder hereby acknowledges and agrees that if a registration statement under the Securities Act is not effective at the time this Warrant is exercised, the Holder shall only be permitted to exercise this Warrant by means of a “cashless exercise” pursuant to Section 2.2.

Appears in 2 contracts

Samples: Symphony Capital Partners LP, Alexza Pharmaceuticals Inc.

Restrictions. The Holder acknowledges that the Warrant Shares and Warrant ADSs acquired upon the exercise of this Warrant, if the Warrant Shares are not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 2 contracts

Samples: Mobilicom LTD, Mobilicom LTD

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered pursuant to an effective registration statement and if the Holder does not utilize cashless exerciseexercise of this Warrant, will have restrictions upon resale imposed by state and federal securities lawslaws and may have restrictions on resale in certain instances even if the Holder does utilize cashless exercise.

Appears in 2 contracts

Samples: Investment Agreement (Veritone, Inc.), Primary Common Stock Purchase Warrant (Veritone, Inc.)

Restrictions. The Holder acknowledges that the Warrant Shares and Exchange Warrants acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 2 contracts

Samples: Aprea Therapeutics, Inc., Aprea Therapeutics, Inc.

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws, and in such case, the Holder, by the acceptance hereof, represents and warrants that the Holder will acquire such Warrant Shares issuable upon such exercise for its own account and not with a view to or for distributing or reselling such Warrant Shares or any part thereof in violation of the Securities Act or any applicable state securities law.

Appears in 2 contracts

Samples: Athersys, Inc / New, Athersys, Inc / New

Restrictions. The Holder acknowledges that if the acquisition of the Warrant Shares acquired upon the exercise of this Warrant, if Warrant is not registeredregistered under the Securities Act, and the Holder does not utilize cashless exercise, then the Warrant Shares will have restrictions upon resale imposed by state and federal securities laws.

Appears in 2 contracts

Samples: Common Stock Purchase Warrant (GeoVax Labs, Inc.), Callable Common Stock Purchase (GeoVax Labs, Inc.)

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.,

Appears in 2 contracts

Samples: CorMedix Inc., CorMedix Inc.

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if the issuance to the Holder is not registered, registered pursuant to an effective registration statement and the Holder does not utilize cashless exercise in connection with such exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 2 contracts

Samples: Cel Sci Corp, Cel Sci Corp

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.. (g)

Appears in 2 contracts

Samples: Kiora Pharmaceuticals Inc, Kiora Pharmaceuticals Inc

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, and/or if held by an Affiliate of the Company, (i) will have restrictions upon resale imposed by state and federal securities lawslaws and (ii) may not be able to be deposited with the Depositary or the Depositary’s Custodian as contemplated in Section 2(d)(i), except pursuant to an exemption from, or a transaction not subject to, the registration requirements of the Securities Act.

Appears in 2 contracts

Samples: XINHUA SPORTS & ENTERTAINMENT LTD, XINHUA SPORTS & ENTERTAINMENT LTD

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize a cashless exerciseexercise (in which case the Holder will be able to “tack” the holding period of the Warrant for purposes of Rule 144), will have restrictions upon resale imposed by state and federal securities laws.

Appears in 2 contracts

Samples: Protagonist Therapeutics, Inc, Protagonist Therapeutics, Inc

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.. 49

Appears in 2 contracts

Samples: Underwriting Agreement (Gamer Pakistan Inc), Underwriting Agreement (Gamer Pakistan Inc)

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and registered or exercised via cashless exercise by a non-Affiliate of the Holder does not utilize cashless exerciseCompany, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 2 contracts

Samples: Dynatronics Corp, Dynatronics Corp

Restrictions. The Holder acknowledges that the Warrant Shares and Exchange Warrants acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.. g)

Appears in 2 contracts

Samples: Kiora Pharmaceuticals Inc, Kiora Pharmaceuticals Inc

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize issued pursuant to a cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 2 contracts

Samples: Fibrocell Science, Inc., Fibrocell Science, Inc.

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and issued to the Holder pursuant to the Registration Statement and/or the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 2 contracts

Samples: Pure Bioscience, Pure Bioscience

Restrictions. The Holder acknowledges that the Warrant Shares ADSs acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 2 contracts

Samples: Underwriting Agreement (SaverOne 2014 Ltd.), Underwriting Agreement (SaverOne 2014 Ltd.)

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exerciseexercise at a time when the conditions for sale of the Warrant Shares pursuant to Rule 144 have been satisfied, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 2 contracts

Samples: Nephros Inc, Nephros Inc

Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by U.S. state and federal securities laws.

Appears in 2 contracts

Samples: Rare Element Resources LTD, Rare Element Resources LTD

Restrictions. The Holder acknowledges that the Warrant Broker Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.

Appears in 2 contracts

Samples: Angion Biomedica Corp., Angion Biomedica Corp.

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