Reporting Responsibility. Any reporting responsibility of the Selling Fund, including, without limitation, the responsibility for filing of regulatory reports, tax returns or other documents with the Commission, any state securities commission, and any U.S. federal, state or local tax authorities or any other relevant authority, is and shall remain the responsibility of the Selling Fund.
Appears in 9 contracts
Samples: Agreement and Plan of Reorganization (DCA Total Return Fund), Agreement and Plan of Reorganization (Segall Bryant & Hamill Trust), Form of Agreement and Plan of Reorganization (Financial Investors Trust)
Reporting Responsibility. Any reporting responsibility of the Selling Fund, including, without limitation, the responsibility for filing of regulatory reports, tax returns or other documents with the Securities and Exchange Commission (the "Commission"), any state securities commission, commission and any U.S. federal, state or local tax authorities or any other relevant regulatory authority, is and shall remain the responsibility of the Selling Fund.
Appears in 3 contracts
Samples: Form of Agreement and Plan of Reorganization (Janus Investment Fund), Form of Agreement and Plan of Reorganization (Janus Investment Fund), Agreement and Plan of Reorganization (Janus Adviser Series)
Reporting Responsibility. Any reporting responsibility of the Selling FundFunds, including, without limitation, the responsibility for filing of regulatory reports, tax returns or other documents with the Commission, any state securities commission, and any U.S. federal, state or local tax authorities or any other relevant authority, is and shall remain the responsibility of the particular Selling Fund.
Appears in 3 contracts
Samples: Agreement and Plan of Reorganization (Lola Brown Trust 1b), Agreement and Plan of Reorganization (Boulder Growth & Income Fund), Form of Agreement and Plan of Reorganization (Boulder Growth & Income Fund)
Reporting Responsibility. Any reporting responsibility of the Selling Fund, including, without limitationbut not limited to, the responsibility for filing of regulatory reports, tax returns for the periods ending on or before the Closing Date, or other documents with the U.S. Securities and Exchange Commission (“Commission”), any state securities commission, and any U.S. federal, state or local tax authorities or any other relevant regulatory authority, is and shall remain the responsibility of the Allianz Trust, on behalf of the Selling Fund.
Appears in 3 contracts
Samples: Form of Agreement and Plan of Reorganization (Capitol Series Trust), Form of Agreement and Plan of Reorganization (Capitol Series Trust), Form of Agreement and Plan of Reorganization (Capitol Series Trust)
Reporting Responsibility. Any reporting responsibility of the Selling FundFund for periods ending on or prior to the Closing Date, including, without limitation, the responsibility for filing of regulatory reports, tax returns or other documents with the Commission, any state securities commission, and any U.S. federal, state or local tax authorities or any other relevant authority, is and shall remain the responsibility of the Selling Fund. Thereafter, the responsibility shall be that of the Acquiring Fund.
Appears in 1 contract
Samples: Form of Agreement and Plan of Reorganization (Financial Investors Trust)
Reporting Responsibility. Any reporting responsibility of the Selling Fund, including, without limitation, the responsibility for filing of regulatory reports, tax returns or other documents with the Commission, any state securities commission, and any U.S. federal, state or local tax authorities or any other relevant authority, is and shall remain the responsibility of the Selling FundFund until the termination of the Selling Fund under Section 1.8 of the Agreement.
Appears in 1 contract
Samples: Form of Agreement and Plan of Reorganization (Westcore Trust)
Reporting Responsibility. Any reporting responsibility of the Selling Fund, including, without limitation, the responsibility for filing of regulatory reports, tax returns or other documents with the Commission, any state securities commission, and any U.S. federal, state or local tax authorities or any other relevant authority, is and shall remain the responsibility of the Selling Fund.
Appears in 1 contract
Samples: Agreement and Plan of Reorganization (Financial Investors Trust)
