Common use of Regulatory Permits Clause in Contracts

Regulatory Permits. To the Company' s knowledge, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Ambient Water Corp), Securities Purchase Agreement (Ambient Water Corp), Securities Purchase Agreement (Ambient Water Corp)

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Regulatory Permits. To the knowledge of the Company' s knowledge, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”"MATERIAL PERMITS"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Cadence Resources Corp), Securities Purchase Agreement (Western Goldfields Inc), Securities Purchase Agreement (Cadence Resources Corp)

Regulatory Permits. To Except as disclosed in the Company' s knowledgeSEC Reports, (i) the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could would not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and (ii) neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 4 contracts

Samples: Cell Therapeutics Inc, Cell Therapeutics Inc, Cell Therapeutics Inc

Regulatory Permits. To the Company' s knowledge, the The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such certificates, authorizations and permits could not have not, individually or in the aggregate, reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 3 contracts

Samples: Securities Purchase Agreement (International Isotopes Inc), Securities Purchase Agreement (International Isotopes Inc), Securities Purchase Agreement (International Isotopes Inc)

Regulatory Permits. To the Company' s knowledge, the The Company and the Significant Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not does not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Significant Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Vyyo Inc), Securities Purchase Agreement (Vyyo Inc), Securities Purchase Agreement (Vyyo Inc)

Regulatory Permits. To the Company' s knowledge, the The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as presently conducted and described in the SEC ReportsReports (“Material Permits”), except where the failure to possess such permits could not does not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 3 contracts

Samples: Securities Purchase Agreement (CareDx, Inc.), Securities Purchase Agreement (CareDx, Inc.), Securities Purchase Agreement (Regado Biosciences Inc)

Regulatory Permits. To Except as disclosed in the Company' s knowledgeSEC Reports, the Company and the Subsidiaries possess all material certificates, authorizations and permits issued by the appropriate federalfederal (U.S. or Canadian), state, provincial, territorial, local or foreign regulatory authorities (including Environmental Permits) necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not have or reasonably be expected to result in a Material Adverse Effect Reports (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or or, other than in connection with the Company’s ongoing discussions with regulatory and reimbursement counsel, modification of any Material Permit.

Appears in 3 contracts

Samples: Subscription Agreement (Response Biomedical Corp), Subscription Agreement (Response Biomedical Corp), Subscription Agreement (Response Biomedical Corp)

Regulatory Permits. To the Company' s knowledge, the The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsDisclosure Materials, except where the failure to possess such permits could not would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”"MATERIAL PERMITS"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Microislet Inc), Securities Purchase Agreement (Microislet Inc), Securities Purchase Agreement (Microislet Inc)

Regulatory Permits. To the knowledge of the Company' s knowledge, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsRegistration Statement, the General Disclosure Package and the Prospectus, except where the failure to possess such permits could would not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 3 contracts

Samples: Underwriting Agreement (Unusual Machines, Inc.), Underwriting Agreement (Unusual Machines, Inc.), Underwriting Agreement (Unusual Machines, Inc.)

Regulatory Permits. To Except as otherwise reported in any of the Company' s knowledge’s SEC Reports, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 3 contracts

Samples: Form of Securities Purchase Agreement (Infinity Energy Resources, Inc), Securities Purchase Agreement (Digital Ally Inc), Securities Purchase Agreement (American Noble Gas, Inc.)

Regulatory Permits. To the Company' s ’s knowledge, the Company and the Subsidiaries possess possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits permits, individually or in the aggregate, has not and could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has not received any notice of proceedings relating to the revocation or modification of any such Material Permit.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Clearant Inc), Neah Power (Neah Power Systems, Inc.)

Regulatory Permits. To the knowledge of the Company' s knowledge, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Viking Systems Inc), Securities Purchase Agreement (Viking Systems Inc)

Regulatory Permits. To the knowledge of the Company' s knowledge, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsDocuments, except where the failure to possess such permits could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 2 contracts

Samples: Purchase Agreement (NaturalShrimp Inc), Purchase Agreement (NaturalShrimp Inc)

Regulatory Permits. To the Company' s knowledge, the The Company and the each of its Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local state or foreign regulatory authorities necessary to conduct their respective businesses as described in businesses, including, without limitation, from the SEC Reports, except where U.S. Food and Drug Administration (the failure to possess such permits could not have or reasonably be expected to result in a Material Adverse Effect (Material PermitsFDA”), and neither the Company nor any Subsidiary of its Subsidiaries has received any notice of proceedings relating to the revocation or modification of any such certificate, authorization or permit which, singly or in the aggregate, if the subject of an unfavorable decision, ruling or finding, would have a Material PermitAdverse Effect on the Company and its Subsidiaries, except as described in the SEC Documents.

Appears in 2 contracts

Samples: Securities Purchase Agreement (BridgeBio Pharma, Inc.), Securities Purchase Agreement (Kymera Therapeutics, Inc.)

Regulatory Permits. To the Company' s knowledge, the The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities (including without limitation, the Federal Aviation Administration and the United States Department of Transportation) necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could would not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Gulfstream International Group Inc), Securities Purchase Agreement (Gulfstream International Group Inc)

Regulatory Permits. To the Company' s knowledge, the The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”"MATERIAL PERMITS"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 2 contracts

Samples: Securities Purchase Agreement (uWink, Inc.), Securities Purchase Agreement (Pico Holdings Inc /New)

Regulatory Permits. To the Company' s knowledge, the The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, provincial, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsReports (“Material Permits”), except where the failure to possess such permits could not does not, individually or in the aggregate, have or would reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 2 contracts

Samples: Securities Purchase Agreement (OccuLogix, Inc.), Securities Purchase Agreement (OccuLogix, Inc.)

Regulatory Permits. To the Company' s knowledge, the The Company and the Subsidiaries ------------------ possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not not, individually or in the aggregate, have or could reasonably be expected to result in a Material Adverse Effect (“Material Permits”"MATERIAL PERMITS"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Zoltek Companies Inc), Securities Purchase Agreement (Zoltek Companies Inc)

Regulatory Permits. To the knowledge of the Company' s knowledge, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not have not, individually or in the aggregate, reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Catasys, Inc.), Securities Purchase Agreement (Catasys, Inc.)

Regulatory Permits. To the Company' s knowledge, the The Company and the each of its Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as presently conducted and described in the SEC ReportsReports (“Material Permits”), except where the failure to possess such permits could not does not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Zosano Pharma Corp), Securities Purchase Agreement (Zosano Pharma Corp)

Regulatory Permits. To the Company' s ’s knowledge, and except as otherwise noted in the SEC Reports, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Synthesis Energy Systems Inc), Securities Purchase Agreement (Synthesis Energy Systems Inc)

Regulatory Permits. To the Company' s knowledge, the The Company and the Subsidiaries possess all certificates, authorizations authorizations, approval, licenses, clearances and permits and orders and supplements and amendments thereto issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Sg Blocks, Inc.), Securities Purchase Agreement (Presidio Property Trust, Inc.)

Regulatory Permits. To the Company' s ’s knowledge, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsDocuments (“Material Permits”), except where the failure to possess such permits could not does not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 2 contracts

Samples: Convertible Note and Warrant Purchase Agreement (Stratos Renewables CORP), Secured Note and Common Stock Purchase Agreement (Stratos Renewables CORP)

Regulatory Permits. To the Company' s ’s knowledge, the Company and the Subsidiaries possess all material certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Xenonics Holdings, Inc.), Securities Purchase Agreement (Xenonics Holdings, Inc.)

Regulatory Permits. To the The Company' s knowledge, the Company Subsidiaries and the Subsidiaries Consolidated Affiliated Entities possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsProspectus, except where the failure to possess such permits could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary or Consolidated Affiliated Entity has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 2 contracts

Samples: Underwriting Agreement (Jiuzi Holdings, Inc.), Underwriting Agreement (Jiuzi Holdings, Inc.)

Regulatory Permits. To the Company' s knowledge, the The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsReports filed prior to the date hereof, except where the failure to possess such permits could not have or reasonably be expected to result in be material to the Company and its Subsidiaries, taken as a Material Adverse Effect whole (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Stock Purchase Agreement (Harbor BioSciences, Inc.)

Regulatory Permits. To Except as disclosed in the Company' s knowledgeSEC Reports, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could would not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings in the last year relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase And (Psq, LLC)

Regulatory Permits. To the Company' s knowledge, the The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective current businesses as described in the SEC Reports, except where the failure to possess such certificates, authorizations and permits could not have not, individually or in the aggregate, reasonably be expected to result in a Material Adverse Effect ("Material Permits"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (International Isotopes Inc)

Regulatory Permits. To the Company' s knowledge, the The Company and the Subsidiaries possess all certificates, approvals, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsDocuments, except where the failure to possess such permits does not, and could not have have, individually or reasonably be expected to result in the aggregate, a Material Adverse Effect (“Material Permits”the "MATERIAL PERMITS"), and neither the Company nor any Subsidiary has not received any written notice of proceedings relating to the revocation or modification of any Material PermitPermits except as described in the SEC Documents.

Appears in 1 contract

Samples: Securities Purchase Agreement (Motient Corp)

Regulatory Permits. To the best of the Company' s 's knowledge, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not have or reasonably be expected to result in a Material Adverse Effect ("Material Permits"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (Avant Diagnostics, Inc)

Regulatory Permits. To the Company' s ’s knowledge, the Company and the Material Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsReports (“Material Permits”), except where the failure to possess such permits could not does not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any Material Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Share Purchase Agreement (Neophotonics Corp)

Regulatory Permits. To the knowledge of the Company' s knowledge, the Company it and the its Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could would not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (Oxis International Inc)

Regulatory Permits. To the Company' s ’s knowledge, the Company and the Subsidiaries possess possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses its business as described in the SEC Reports, except where the failure to possess such permits permits, individually or in the aggregate, has not and could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has not received any notice of proceedings relating to the revocation or modification of any such Material PermitPermits.

Appears in 1 contract

Samples: Securities Purchase Agreement (Cti Industries Corp)

Regulatory Permits. To the Company' s ’s knowledge, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not have not, individually or in the aggregate, reasonably be expected to have or result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Stock Purchase Agreement (Hythiam Inc)

Regulatory Permits. To the Company' s 's knowledge, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not have would not, individually or in the aggregate, reasonably be expected to have or result in a Material Adverse Effect (“Material Permits”"MATERIAL PERMITS"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (Top Image Systems LTD)

Regulatory Permits. To the Company' s knowledge, the The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsRegistration Statement, the General Disclosure Package, and the Prospectus, except where the failure to possess such permits could would not have or reasonably be expected to result in a Material Adverse Effect (each, a “Material PermitsPermit”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Underwriting Agreement (Global Self Storage, Inc.)

Regulatory Permits. To the knowledge of the Company' s knowledge, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect ("Material Permits"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (Cadence Resources Corp)

Regulatory Permits. To the Company' s knowledge, the ’s Knowledge: The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Preferred Stock Purchase Agreement (Iceweb Inc)

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Regulatory Permits. To the Company' s ’s knowledge, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsRegistration Statement or the Prospectus, except where the failure to possess such permits could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Market Offering Agreement (Trinity Place Holdings Inc.)

Regulatory Permits. To the Company' s ’s knowledge, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsDocuments (“Material Permits” and, such business, the “Business”), except where the failure to possess such permits could not does not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)materially affect the Business, and neither the Company nor any Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Note Purchase Facility Agreement (Stratos Renewables CORP)

Regulatory Permits. To Except as set forth in the Company' s knowledgeRegistration Statement, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Santa Fe Gold CORP

Regulatory Permits. To Except as disclosed in the Company' s knowledgeSEC Reports, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (Cell Therapeutics Inc)

Regulatory Permits. To the Company' s knowledge, the The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as presently conducted and described in the SEC ReportsReports (“Material Permits”), except where the failure to possess such permits could not have would not, individually or in the aggregate, reasonably be expected to result in have a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (Alimera Sciences Inc)

Regulatory Permits. To the The Company' s ’s knowledge, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reportsbusinesses, except where the failure to possess such permits could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (Max Sound Corp)

Regulatory Permits. To the Company' s knowledge, the The Company and the each of its Subsidiaries possess all material licenses, approvals, franchises, clearance, registrations, certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities Governmental Authorities necessary to conduct their its respective businesses business as currently conducted and as described in the SEC Reports, except where the failure to possess such permits could not have or reasonably be expected to result in a Material Adverse Effect Reports (“Material Permits”), and (i) neither the Company nor any Subsidiary of its Subsidiaries has received any notice of proceedings Action relating to the revocation or modification of any Material Permitsuch Permits and (ii) the Company is unaware of any facts or circumstances that the Company would reasonably expect to give rise to the revocation or modification of any Permits.

Appears in 1 contract

Samples: Securities Purchase Agreement (Cig Wireless Corp.)

Regulatory Permits. To the Company' s knowledge, the The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective current businesses as described in the SEC Reports, except where the failure to possess such certificates, authorizations and permits could not have not, individually or in the aggregate, reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (International Isotopes Inc)

Regulatory Permits. To Except as described or referenced in the Company' s knowledgeSEC reports, the Company and the its Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”"MATERIAL PERMITS"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (Morgan Beaumont Inc)

Regulatory Permits. To the knowledge of the Company' s knowledge, (i) the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and (ii) neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (Point Therapeutics Inc)

Regulatory Permits. To the Company' s knowledge, the The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsReports and the Private Placement Memorandum (“Material Permits”), except where the failure to possess such permits could not have would not, individually or in the aggregate, reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any Subsidiary has received any written notice of proceedings Proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (BTHC VI Inc)

Regulatory Permits. To the Company' s knowledge, the The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary and material to conduct their respective businesses as described in the SEC Reports, except where as disclosed in the failure to possess such permits could not have or reasonably be expected to result in a Material Adverse Effect SEC Reports (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (China Jo-Jo Drugstores, Inc.)

Regulatory Permits. To Subject to the Company' s knowledgeAisling Closing, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect ("Material Permits"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (Millennium Biotechnologies Group Inc)

Regulatory Permits. To the Company' s knowledge, the The Company and the Subsidiaries possess all certificates, authorizations authorizations, and permits issued by the appropriate federal, state, local local, or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit. The Company and the Subsidiaries expressly do not make any representations regarding this representation on behalf of any of the vendors or manufacturers of the Company’s products.

Appears in 1 contract

Samples: Securities Purchase Agreement (Healthcare Triangle, Inc.)

Regulatory Permits. To the Company' s their knowledge, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, state or local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not have or reasonably be expected to result in a Material Adverse Effect Reports (“Material Permits”), and neither . Neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit. The Company and each Subsidiary is in compliance with each Material Permit in all material respects.

Appears in 1 contract

Samples: Securities Purchase Agreement (Helix TCS, Inc.)

Regulatory Permits. To the Company' s knowledgeknowledge of the Company and except as set forth in the SEC Reports, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such certificates, authorizations and permits could not not, individually or in the aggregate, have or could reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither . Neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (Neorx Corp)

Regulatory Permits. To the Knowledge of the Company' s knowledge, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Exchange Agreement (Retail Pro, Inc.)

Regulatory Permits. To the knowledge of the Company' s knowledge, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permitsuch permits.

Appears in 1 contract

Samples: Securities Purchase Agreement (Sys)

Regulatory Permits. To the Company' s knowledge, the The Company and the its Subsidiaries possess all certificates, approvals, consents, orders, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the Company SEC Reports, except where the failure to possess such permits could not have or reasonably be expected to result in a Material Adverse Effect Filings (“Material Permits”), and neither the Company nor any Subsidiary has received any written notice of proceedings or threatened proceedings relating to or that could result in the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Secured Convertible Note Purchase Agreement (Searchlight Minerals Corp.)

Regulatory Permits. To the Company' s knowledge, the The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate U.S. or Canadian federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”"MATERIAL PERMITS"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (North American Palladium LTD)

Regulatory Permits. To the knowledge of the Company' s knowledge, the Company it and the its Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could would not have or reasonably be expected to result in a Material Adverse Effect ("Material Permits"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (Oxis International Inc)

Regulatory Permits. To the Company' s knowledge, the The Company and the Subsidiaries possess all ------------------ certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect ("Material Permits"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (American Technology Corp /De/)

Regulatory Permits. To the Company' s ’s knowledge, the Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC ReportsReports (“Material Permits”), except where the failure to possess such permits could not does not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any Subsidiary has received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (Akeena Solar, Inc.)

Regulatory Permits. To the Company' s knowledge, the The Company and the Subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such any such certificates, authorizations or permits could not not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permitsuch certificates, authorizations or permits.

Appears in 1 contract

Samples: Securities Purchase Agreement (Rainmaker Systems Inc)

Regulatory Permits. To the Company' s knowledge, the The Company and the Subsidiaries possess all ------------------- certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct their respective businesses as described in the SEC Reports, except where the failure to possess such permits could not would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”"MATERIAL PERMITS"), and neither the Company nor any Subsidiary has received any notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (Electric Fuel Corp)

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