Registered Investment Adviser. Seller is registered as an investment adviser under the Investment Advisers Act. Seller has not received any written notice by any state that Seller’s registration as an investment adviser is, is to be, or will be restricted or terminated.
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Samples: Asset Purchase Agreement (FBR & Co.), Asset Purchase Agreement (Hennessy Advisors Inc)
Registered Investment Adviser. Seller is duly registered as an investment adviser under the Investment Advisers Act. Seller has not received any written notice by any state that Seller’s registration as an investment adviser is, is to be, or will be restricted or terminated.
Appears in 1 contract
Registered Investment Adviser. The Seller is registered as an investment adviser under the Investment Advisers Act. The Seller has not received any written notice by any state in which registration is required to conduct the business of the Seller, the Funds or Advisory Accounts that Seller’s any such registration as an investment adviser is, is to be, or will be restricted or terminated.
Appears in 1 contract
Samples: Transaction Agreement (Federated Investors Inc /Pa/)
Registered Investment Adviser. Seller is registered as an investment adviser under the Investment Advisers Act. Seller has not received any written notice by any state the Commission that Seller’s registration as an investment adviser is, is to be, or will be restricted or terminated.
Appears in 1 contract
