Common use of Purchase Warrant Clause in Contracts

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. (“Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ ] [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ ] shares of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the Purchase Warrant. This Purchase Warrant is initially exercisable at $[ ] per Share [125% of the price of the Shares sold in the Offering]; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 3 contracts

Samples: Underwriting Agreement (TrovaGene Inc.), Underwriting Agreement (TrovaGene Inc.), Common Stock Purchase Warrant (TrovaGene Inc.)

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Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis for value received, [CMB International Capital Corp. Limited/The Benchmark Company, LLC] (“Holder”), as registered owner of this Purchase Warrant, to TrovageneDDC Enterprise Limited, Inc., a Delaware corporation an exempted company incorporated with limited liability under the laws of the Cayman Islands (the “Company”), Holder is entitled, at any time or from time to time from [ ] beginning [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] ●], 20233 (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ ] [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] ●], 20284 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [●] shares of common stock shares5 (the “Shares”) designated as Class A ordinary share of the Company, par value $0.0001 US$0.016 per share (the “Class A Ordinary Shares”), subject to adjustment as provided in Section 6 5 hereof. If the Expiration Date is a day on which banking institutions in New York, New York are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ ] US$[●]6 per Share [125% of the price of the Shares sold in the Offering]Share; provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. 1 Date that is 180 days following the date of commencement of sales of the offering. 2 Date that is five years from the date of commencement of sales of the offering. 3 The date that is the closing date of the Company’s initial public offering, or the closing date of offering of additional shares upon exercise of the over-allotment option, as applicable. 4 Date that is five years from the date of commencement of sales of the offering.

Appears in 3 contracts

Samples: Underwriting Agreement (DDC Enterprise LTD), DDC Enterprise LTD, DDC Enterprise LTD

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. EX Xxxxxx, division of Benchmark Investments, LLC (“Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc.Warrant issued by T20 Holdings Ltd., a Delaware corporation Singapore incorporated public company limited by shares (the “Company”), the Holder is entitled, at any time or from time to time from [ [________________] [DATE THAT IS ONE YEAR AFTER SIX MONTHS FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ [____________] [DATE THAT IS FIVE YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [__________] shares of common stock Ordinary Shares of the Company, no par value $0.0001 per share (the “Ordinary Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [__________] per Share [125% of the price of the Shares sold in the Offering]Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Ordinary Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean [ ], 2022, the date on which the Registration Statement on Form F-1 (File No. 333-266102) of the Company was declared effective by the Securities and Exchange Commission.

Appears in 3 contracts

Samples: Underwriting Agreement (T20 Holdings Ltd.), Underwriting Agreement (T20 Holdings Pte. Ltd.), Underwriting Agreement (T20 Holdings Ltd.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. (the “Holder”), as registered owner of this Purchase Warrant, to TrovageneBioRestorative Therapies, Inc., a Delaware corporation (the “Company”), the Holder is entitled, at any time or from time to time from [ ] [DATE •][DATE THAT IS ONE YEAR AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ [•] [DATE THAT IS FIVE YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [•] shares of common stock of the Company, par value $0.0001 0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to closeclose in New York, New York, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [•] per Share [125% of the price of the Shares sold in the Offering]; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. This Purchase Warrant and each Purchase Warrant subsequently issued pursuant to the terms hereof which represents all or any portion of the interests represented by this Purchase Warrant, whether directly or indirectly, in each case to the extent such Purchase Warrant remains outstanding, is part of a series of one or more purchase warrants (the “Purchase Warrants”) which collectively entitle the holders thereof to subscribe for, purchase and receive up to [•] Shares, subject to adjustment following the exercise of any of the Purchase Warrants (the holders of the Purchase Warrants or the Shares underlying the Purchase Warrants are collectively referred to herein as the “Purchase Warrant Holders”).

Appears in 3 contracts

Samples: Underwriting Agreement (BioRestorative Therapies, Inc.), Underwriting Agreement (BioRestorative Therapies, Inc.), Underwriting Agreement (BioRestorative Therapies, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid pursuant to that certain Underwriting Agreement by or and between Northann Corp., a Nevada corporation (the “Company”), on behalf of Aegis the one hand, and Craft Capital Corp. Management, LLC (the “Holder”), on the other hand, dated [●], 2023 (the “Underwriting Agreement”), the Holder, as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] the date that is six months from [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] ●], 2023 (the “Commencement Exercise Date”), and at or before 5:00 p.m., Eastern time, [ ] on [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] ●], 2028, (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ ] such number of shares of common stock of the Company, par value $0.0001 0.001 per share (“Common Stock”) as equates to six percent (6.0%) of the aggregate number of shares of Common Stock sold in the Offering (the “Shares), including any Common Stock sold upon exercise of the over-allotment option, subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [●] per Share [share of Common Stock (which is equal to one hundred and twenty-five percent (125% %) of the price of the Shares shares of Common Stock sold in the Offering]); provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share share of Common Stock and the number of Shares shares of Common Stock to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price as set forth above or the adjusted exercise priceprice as a result of the events set forth in Section 6 below, depending on the context. Capitalized terms not defined herein shall have the meaning ascribed to them in the Underwriting Agreement.

Appears in 3 contracts

Samples: Lock Up Agreement (Northann Corp.), Lock Up Agreement (Northann Corp.), Underwriting Agreement (Northann Corp.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis [Spartan Capital Corp. Securities, LLC][X.X. Xxxxxxxx & Co., Inc.] (“Holder”), as registered owner of this Purchase Warrant, to Trovagene, Xxxxxxx Inc., a Delaware corporation (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] _______, 2023 (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ ] [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] _______, 2028 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ an aggregate of [__] shares of common stock of the Companyshares, par value $0.0001 0.00001 per share (the “Shares”)) of the Company’s common stock, subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ ] per Share [125% of the a price of the Shares sold in the Offering]$____ per Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price of $____ per Share (equal to 110% of the initial public offering price) or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean ___________, 2023, the date on which the Registration Statement on Form S-1, as amended (File No. 333-267907) of the Company was declared effective by the Securities and Exchange Commission (the “Commission”).

Appears in 3 contracts

Samples: Underwriting Agreement (Janover Inc.), Janover Inc., Janover Inc.

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid pursuant to that certain Underwriting Agreement by or and between VCI Global Limited, a British Virgin Islands company (the “Company”), on behalf of Aegis Capital Corp. one hand, and Boustead Securities, LLC (the “Holder”), on the other hand, dated __, 2022 (the “Underwriting Agreement”), the Holder, as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] ___, 2022 (the “Commencement Exercise Date”), and at or before 5:00 p.m., Eastern time, [ ] [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] on ____, 2027 (the “Expiration Date”, which date shall be no more than five years from the commencement of sales of the initial public offering pursuant to the Underwriting Agreement), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ ] _____ordinary shares of common stock (the “Shares”) of the Company, no par value $0.0001 per ordinary share (the “Ordinary Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law or executive order to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ ] ___ per Ordinary Share [125(100% of the price of the Shares sold in the Offering]Offering price); provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Ordinary Share and the number of Ordinary Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price as set forth above or the adjusted exercise priceprice as a result of the events set forth in Section 6 below, depending on the context. Capitalized terms not defined herein shall have the meaning ascribed to them in the Underwriting Agreement.

Appears in 2 contracts

Samples: Underwriting Agreement (VCI Global LTD), VCI Global LTD

Purchase Warrant. THIS CERTIFIES THAT, pursuant to that certain Underwriting Agreement by and between VirTra, Inc., a Nevada corporation (the “Company”) and Boustead Securities, LLC (“Boustead”), as representative (the “Representative”) of the several underwriters listed in consideration of funds duly paid by Schedule A thereto (the “Underwriters”), dated [●], 2017 (the “Underwriting Agreement”), Boustead (in such capacity with its permitted successors or on behalf of Aegis Capital Corp. (assigns, the “Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] ●], 2017 (the “Commencement Exercise Date”), and at or before 5:00 p.m., Eastern time, [ ] [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] ●], 2022 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [●] shares of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law or executive order to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period commencing on the date hereof and ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ ] per Share [125% (one hundred twenty percent (120.0%)) of the price of the Shares sold in the Offering]); provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. Any term not defined herein shall have the meaning ascribed thereto in the Underwriting Agreement. 1 NTD: 7% of shares issued in offering.

Appears in 2 contracts

Samples: Underwriting Agreement (VirTra, Inc), Underwriting Agreement (VirTra, Inc)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly the payment of $100.00 and for other good and value consideration paid by or on behalf of Aegis Capital Corp. or its assigns (“Holder”), as registered owner of this Purchase Warrant, to TrovageneIntellicheck Mobilisa, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ [________________] [DATE THAT IS ONE YEAR AFTER FROM THE DATE OF PROSPECTUSTHE OFFERING] (the “Commencement Date”), and until at or before 5:00 p.m., Eastern time, [ [____________] [DATE THAT IS FIVE YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE REGISTRATION STATEMENT] (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [____] shares of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [___] per Share [125% of the price of the Shares sold in the Offering]; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean August 6, 2013, the date on which the Registration Statement on Form S-3 (File No. 333-189982) of the Company was declared effective by the Securities and Exchange Commission.

Appears in 2 contracts

Samples: Underwriting Agreement (Intellicheck Mobilisa, Inc.), Underwriting Agreement (Intellicheck Mobilisa, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of [Aegis Capital Corp. Corp./ Chardan Capital Markets, LLC] (“Holder”), as registered owner of this Purchase Warrant, to TrovageneEyegate Pharmaceuticals, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ [________________] [DATE THAT IS ONE YEAR AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Commencement Date”), and until at or before 5:00 p.m., Eastern time, [ [____________] [DATE THAT IS FIVE YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [____] shares of common stock of the Company, par value $0.0001 0.01 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period commencing on the Effective Date and ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [___] per Share [125% of the price of the Shares Company’s common stock sold in the Offering]; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean [ ], the date on which the Registration Statement on Form S-1 (File No. 333-197725) of the Company was declared effective by the Securities and Exchange Commission.

Appears in 2 contracts

Samples: Underwriting Agreement (Eyegate Pharmaceuticals Inc), Eyegate Pharmaceuticals Inc

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. (“Holder”), as registered owner of this Purchase Warrant (this “Purchase Warrant”), to Trovagene, Felicitex Therapeutics Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] beginning [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] ●], 2022 (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ ] on [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] ●], 2027 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [●] shares (the “Warrant Shares”) of Company common stock of the Companystock, par value $0.0001 per share (the “SharesCommon Stock”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is not a day on which banking institutions are authorized by law to closeBusiness Day, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms hereinBusiness Day. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [●] per Share [125% share of the price of the Shares sold in the Offering]Common Stock; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share share of Common Stock and the number of Shares shares of Common Stock to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context, and the term “Business Day” shall mean a day other than a Saturday, Sunday or any other day which is a federal legal holiday in the United States or any day on which the Federal Reserve Bank of New York is authorized or required by law or other governmental action to close, provided that the Federal Reserve Bank of New York shall not be deemed to be authorized or obligated to be closed due to a “shelter in place,” “non-essential employee” or similar closure of physical location at the direction of any governmental authority if the bank’s electronic funds transfer systems (including for wire transfers) are open for use by customers on such day.

Appears in 2 contracts

Samples: Underwriting Agreement (Felicitex Therapeutics Inc.), Felicitex Therapeutics Inc.

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. [__________] (“Holder”), as registered owner of this Purchase Warrant, to TrovageneFreeCast, Inc., a Delaware Florida corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER HUNDRED EIGHTY (180) DAYS FROM THE EFFECTIVE DATE OF PROSPECTUSTHE REGISTRATION STATEMENT] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ ] [DATE THAT IS FIVE (5) YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ ] shares of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 5 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ ] per Share [125120% of the price of the Shares sold in the Offering]; provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. This Warrant is being issued pursuant to the certain Underwriting Agreement (the “Underwriting Agreement”), dated ______, 2020, by and among the Company, the Holder and other underwriters named therein, providing for the public offering (the “Offering”) of shares of common stock, par value $0.0001 per share, of the Company. The term “Effective Date” shall mean the effective date of the Registration Statement on Form S-1 (File No. 333-236482). The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 2 contracts

Samples: Common Stock Purchase Warrant (FreeCast, Inc.), Underwriting Agreement (FreeCast, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. EX Xxxxxx, division of Benchmark Investments, LLC (“Holder”), as registered owner of this Purchase Warrant, to TrovageneHealthcare Triangle, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ [________________] [DATE THAT IS ONE YEAR AFTER SIX MONTHS FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ [____________] [DATE THAT IS FIVE YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [____][1] shares of common stock of the Company, par value $0.0001 0.00001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [●] [110% OF THE PUBLIC OFFERING PRICE OF THE FIRM SHARES SOLD IN THE OFFERING] per Share [125% of the price of the Shares sold in the Offering]Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean [●], 2021, the date on which the Registration Statement on Form S-1 (File No. 333-259180) of the Company was declared effective by the Securities and Exchange Commission (“Registration Statement”).

Appears in 2 contracts

Samples: Underwriting Agreement (Healthcare Triangle, Inc.), Underwriting Agreement (Healthcare Triangle, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of [Aegis Capital Corp. Corp./ Chardan Capital Markets, LLC] (“Holder”), as registered owner of this Purchase Warrant, to TrovageneEyegate Pharmaceuticals, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ [________________] [DATE THAT IS ONE YEAR AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Commencement Date”), and until at or before 5:00 p.m., Eastern time, [ [____________] [DATE THAT IS FIVE YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [____] shares of common stock of the Company, par value $0.0001 0.01 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period commencing on the Effective Date and ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [___] per Share [125% of the price of the Shares Company’s common stock sold in the OfferingOffering or 100% of the price of the Company’s common stock sold in the Offering to the Company’s insiders]; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean [ ], the date on which the Registration Statement on Form S-1 (File No. 333-197725) of the Company was declared effective by the Securities and Exchange Commission.

Appears in 2 contracts

Samples: Underwriting Agreement (Eyegate Pharmaceuticals Inc), Eyegate Pharmaceuticals Inc

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. (“Holder”), as registered owner of this Purchase Warrant, to TrovageneCurative Biotechnology, Inc., a Delaware Florida corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] beginning [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] ●], 2022 (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ ] on [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] ●], 2027 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [●] shares of common stock Common Stock of the Company, $0.0001 par value $0.0001 per share of Common Stock (the “SharesCommon Stock”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is not a day on which banking institutions are authorized by law to closeBusiness Day, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms hereinBusiness Day. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [●] per Share [125% share of the price of the Shares sold in the Offering]Common Stock; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share share of Common Stock and the number of Shares shares of Common Stock to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context, and the term “Business Day” shall mean a day other than a Saturday, Sunday or any other day which is a federal legal holiday in the United States or any day on which the Federal Reserve Bank of New York is authorized or required by law or other governmental action to close, provided that the Federal Reserve Bank of New York shall not be deemed to be authorized or obligated to be closed due to a “shelter in place,” “non-essential employee” or similar closure of physical location at the direction of any governmental authority if the bank’s electronic funds transfer systems (including for wire transfers) are open for use by customers on such day.

Appears in 2 contracts

Samples: Curative Biotechnology Inc, Curative Biotechnology Inc

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid pursuant to that certain Underwriting Agreement by or and between Northann Corp., a Nevada corporation (the “Company”), on behalf of Aegis the one hand, and Prime Executions, Inc. dba Freedom Capital Corp. Markets (the “Holder”), on the other hand, dated [●], 2023 (the “Underwriting Agreement”), the Holder, as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] ●], 2023 (the “Commencement Exercise Date”), and at or before 5:00 p.m., Eastern time, [ ] on [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] ●], 2028, (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ ] such number of shares of common stock of the Company, par value $0.0001 0.001 per share (“Common Stock”) as equates to six percent (6.0%) of the aggregate number of shares of Common Stock sold in the Offering (the “Shares), including any Common Stock sold upon exercise of the over-allotment option, subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [●] per Share [125% share of Common Stock (which is equal to one hundred and ten percent (110%) of the price of the Shares shares of Common Stock sold in the Offering]); provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share share of Common Stock and the number of Shares shares of Common Stock to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price as set forth above or the adjusted exercise priceprice as a result of the events set forth in Section 6 below, depending on the context. Capitalized terms not defined herein shall have the meaning ascribed to them in the Underwriting Agreement.

Appears in 2 contracts

Samples: Lock Up Agreement (Northann Corp.), Lock Up Agreement (Northann Corp.)

Purchase Warrant. THIS CERTIFIES THAT, pursuant to that certain Underwriting Agreement by and between True Leaf Medicine International Ltd., a Canadian corporation (the "Company") and Boustead Securities, LLC ("Boustead"), as representative (the "Representative") of the several underwriters listed in consideration of funds duly paid by Schedule A thereto (the "Underwriters"), dated _____ [●], 2017 (the "Underwriting Agreement"), Boustead (in such capacity with its permitted successors or on behalf of Aegis Capital Corp. (“assigns, the "Holder"), as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] ______, 20__ (the “Commencement "Exercise Date"), and at or before 5:00 p.m., Eastern time, [ ] [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] ______, 20__ (the "Expiration Date"), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [●] shares of common stock of the Company, no par value $0.0001 per share (the "Shares"), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law or executive order to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period commencing on the date hereof and ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ ] ___ per Share [125% (one hundred fifty percent (150.0%)) of the price of the Shares sold in the Offering]); provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term "Exercise Price" shall mean the initial exercise price or the adjusted exercise [1] NTD: 6% of shares issued in offering. price, depending on the context. Any term not defined herein shall have the meaning ascribed thereto in the Underwriting Agreement.

Appears in 2 contracts

Samples: Lock Up Agreement (True Leaf Medicine International Ltd.), Lock Up Agreement (True Leaf Medicine International Ltd.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. _________ (“Holder”), as registered owner of this Purchase Warrant, to TrovageneAlliance MMA, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ [________________] [DATE THAT IS ONE YEAR AFTER SIX MONTHS FROM THE EFFECTIVE DATE OF PROSPECTUSTHE REGISTRATION STATEMENT] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ [____________] [DATE THAT IS FIVE YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE REGISTRATION STATEMENT] (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [____] shares (the “Shares”) of common stock of the Company, par value $0.0001 0.001 per share (the SharesCommon Stock”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [___] per Share [125165% of the price of the Shares sold in the Offering]; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.. Capitalized terms used but not defined herein shall have the meanings ascribed to them in the Selling Agent Agreement, dated as of _________, 2016, by and between the Company and Network 1 Financial Services, Inc. (the “Selling Agent Agreement”)

Appears in 2 contracts

Samples: Subscription Agreement (Alliance MMA, Inc.), Common Stock Purchase Warrant (Alliance MMA, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. (“Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc.Alcobra Ltd., a Delaware Israeli corporation (the “Company”), Holder is entitled, at any time or from time to time from [ time to time, in whole or in part, during a period commencing one year (the “First Anniversary”) from [_______________] [DATE THAT IS ONE YEAR AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ ] [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] (the “Expiration Date”), but not thereafter, ) to subscribe for, purchase and receive, in whole or in part, up to [ an aggregate of [____] shares of common stock of the Companyordinary shares, par value $0.0001 NIS 0.01 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If hereof the Expiration Date is a day on which banking institutions are authorized rights granted by law this Purchase Warrant, including the exercise price per Share and the number of Shares to closebe received upon such exercise, then shall be adjusted as therein specified, as follows: (i) one third of this Purchase Warrant may be exercised will have an exercise period of 12 months beginning on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration DateFirst Anniversary, the Company agrees not to take any action that would terminate the Purchase Warrant. This Purchase Warrant is initially exercisable at an initial exercise price per Ordinary Share of $[ [•] per Share [125150.0% of the initial public offering price per share of ordinary share]; (ii) one third of this Purchase Warrant will have an exercise period of 18 months beginning on the First Anniversary, at an initial exercise price per Ordinary Share of $[•] [200.0% of the Shares sold in the Offeringinitial public offering price per share of ordinary share]; and (iii) one third of this Purchase Warrant will have an exercise period of 24 months beginning on the First Anniversary, at an initial exercise price per share of Ordinary Share of $[•], [250.0% of the initial public offering price per share of ordinary share] (each an ”Expiration Date”), provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. If an applicable Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on applicable Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant. The term “Exercise Price” shall mean mean, as the case maybe, the applicable initial exercise price prices or the adjusted applicable exercise priceprices, depending on the context.

Appears in 2 contracts

Samples: Underwriting Agreement (Alcobra Ltd.), Alcobra Ltd.

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid pursuant to that certain Underwriting Agreement by or and between Huarui International New Material Limited, a British Virgin Islands company limited by shares (the “Company”), on behalf of Aegis Capital Corp. one hand, and Univest Securities, LLC (the “Holder”), on the other hand, dated [ ● ], 2021 (the “Underwriting Agreement”), the Holder, as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] ● ], 2021 (the “Commencement Exercise Date”), and at or before 5:00 p.m., Eastern time, on [ ] [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] ● ], 2025, (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ ] such number of ordinary shares of common stock of the Company, par value $0.0001 0.0083 per ordinary share (the “Ordinary Shares”) as equates to [ ● ] percent ([ ● ] %)2 of the Ordinary Shares sold in the Offering (the “Shares”), excluding any Ordinary Shares sold as result of the exercise by the underwriters of their over-allotment option, subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ ] per Ordinary Share [125% (115%) of the price of the Ordinary Shares sold in the Offering]); provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Ordinary Share and the number of Ordinary Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price as set forth above or the adjusted exercise priceprice as a result of the events set forth in Section 6 below, depending on the context. Capitalized terms not defined herein shall have the meaning ascribed to them in the Underwriting Agreement.

Appears in 2 contracts

Samples: Huarui International New Material LTD, Huarui International New Material LTD

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. [●] (“Holder”), as registered owner of this Purchase Warrant, to TrovageneSU Group Holdings Limited, Inc., a Delaware corporation an exempted company with limited liability incorporated under the laws of the Cayman Islands (the “Company”), Holder is entitled, at any time or from time to time from [ ] beginning [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] ●], 2024 (the “Commencement Date”), and ending at or before 5:00 p.m., Eastern time, [ ] [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] ●], 2028, which will be the fifth anniversary of the effective date of the Company’s Registration Statement on Form F-1 (File No. 333-[●]) (such date, the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [●] shares of common stock (the “Shares”) of the Company’s ordinary shares, par value $0.0001 HK$0.01 per share (the “Ordinary Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [●] per Share [125% of the price of the Shares sold in the Offering]Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The adjustment to the exercise price will be made either according to the specified criteria or to the nominal value of the Share at the time of issuance, whichever is higher. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 2 contracts

Samples: Underwriting Agreement (SU Group Holdings LTD), SU Group Holdings LTD

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. (“Holder”), as registered owner of this Purchase Warrant, to TrovageneWearable Devices Ltd., Inc., a Delaware corporation an Israeli company (the “Company”), Holder is entitled, at any time or from time to time from [ ] beginning [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] ●], 2022 (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ ] on [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] ●], 2027 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [●] ordinary shares of common stock of the Company, no par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is not a day on which banking institutions are authorized by law to closeBusiness Day, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms hereinBusiness Day. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [●] per Share [125% of the price of the Shares sold in the Offering]Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context, and the term “Business Day” shall mean a day other than a Saturday, Sunday or any other day which is a federal legal holiday in the United States or any day on which the Federal Reserve Bank of New York is authorized or required by law or other governmental action to close, provided that the Federal Reserve Bank of New York shall not be deemed to be authorized or obligated to be closed due to a “shelter in place,” “non-essential employee” or similar closure of physical location at the direction of any governmental authority if the bank’s electronic funds transfer systems (including for wire transfers) are open for use by customers on such day.

Appears in 2 contracts

Samples: Underwriting Agreement (Wearable Devices Ltd.), Wearable Devices Ltd.

Purchase Warrant. THIS CERTIFIES THAT, pursuant to that certain Selling Agency Agreement by and between Xspand Products Lab, Inc., a Nevada corporation (the “Company”) and Alexander Capital, L.P. (“Alexander Capital”), as representative (the “Representative”) of the several selling agents listed in consideration of funds duly paid by Schedule A thereto (the “Selling Agents”), dated [●], 2018 (the “Selling Agency Agreement”), Alexander Capital (in such capacity with its permitted successors or on behalf of Aegis Capital Corp. (assigns, the “Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [●], 20[ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] (the “Commencement Exercise Date”)) [THE DATE THAT IS 180 DAYS AFTER THE QUALIFICATION DATE OF THE OFFERING STATEMENT], and at or before 5:00 p.m., Eastern time, [●], 20[ ] [DATE THAT IS FIVE YEARS AFTER FROM THE QUALIFICATION DATE OF PROSPECTUSTHE OFFERING] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [●] shares of common stock of the Company, par value $0.0001 0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law or executive order to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period commencing on the date hereof and ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [●] per Share [125% (one hundred twenty percent (120.0%)) of the price of the Shares sold in the Offering]); provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. Any term not defined herein shall have the meaning ascribed thereto in the Selling Agency Agreement.

Appears in 2 contracts

Samples: Selling Agency Agreement (Xspand Products Lab, Inc.), Selling Agency Agreement (Xspand Products Lab, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, pursuant to that certain Underwriting Agreement by and between., Fuqin Fintech Limited, a Cayman Islands limited liability company (the “Company”) and Boustead Securities, LLC (“Boustead”), as the Underwriter, dated [●], 2018 (the “Underwriting Agreement”), Boustead (in consideration of funds duly paid by such capacity with its permitted successors or on behalf of Aegis Capital Corp. (assigns, the “Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS●], 20[__] (the “Commencement Exercise Date”)) [THE DATE THAT IS 180 DAYS AFTER THE EFFECTIVE DATE OF THE OFFERING], and at or before 5:00 p.m., Eastern time, [●], 20[ ] [DATE THAT IS FIVE THREE YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [●] shares of common stock Ordinary Shares of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law or executive order to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period commencing on the date hereof and ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [●] per Share [(125% of the price of the Shares sold in the Offering]); provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. Any term not defined herein shall have the meaning ascribed thereto in the Underwriting Agreement.

Appears in 2 contracts

Samples: Underwriting Agreement (Fuqin Fintech LTD), Underwriting Agreement (Fuqin Fintech LTD)

Purchase Warrant. THIS CERTIFIES THAT, pursuant to that certain Underwriting Agreement by and between Flora Growth Corp., a company incorporated in consideration the Province of funds duly paid by Ontario (the “Company”) and Boustead Securities, LLC (“Boustead”), dated [●], 2021 (the “Underwriting Agreement”), Boustead (in such capacity with its permitted successors or on behalf of Aegis Capital Corp. (assigns, the “Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation (the “Company”), Holder is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] ●], 20__ (the “Commencement Exercise Date”)) [THE DATE THAT THE WARRANT IS ISSUED], and at or before 5:00 p.m., Eastern time, [ ] [●], 20__ [DATE THAT IS FIVE YEARS AFTER FROM THE DATE OF PROSPECTUSON WHICH THE REGISTRATION STATEMENT IS DECLARED EFFECTIVE] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [●] shares of common stock Common Shares of the Company, without par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 5 hereof. If the Expiration Date is a day on which banking institutions are authorized by law or executive order to close, then this Purchase Warrant may be exercised on the next succeeding day which that is not such a day in accordance with the terms herein. During the period commencing on the date hereof and ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [●] per Share [(125% of the price of the Shares sold in the Offering]); provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. Any term not defined herein shall have the meaning ascribed thereto in the Underwriting Agreement.

Appears in 2 contracts

Samples: Flora Growth Corp., Flora Growth Corp.

Purchase Warrant. THIS CERTIFIES THAT, pursuant to that certain Underwriting Agreement by and between., Code Rebel Corporation, a Delaware corporation (the “Company”) and Xxxxxxx Securities Inc. (“Xxxxxxx”) dated [●], 2015 (the “Underwriting Agreement”), Xxxxxxx (in consideration of funds duly paid by such capacity with its permitted successors or on behalf of Aegis Capital Corp. (assigns, the “Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS●], 20[__] (the “Commencement Exercise Date”)) [THE DATE THAT IS 180 DAYS AFTER THE EFFECTIVE DATE OF THE REGISTRATION STATEMENT], and at or before 5:00 p.m., Eastern time, [●], 20[ ] [DATE THAT IS FIVE YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [●] shares of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law or executive order to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period commencing on the date hereof and ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [●] per Share ([125% 100.0]% of the price of the Shares sold in the Offering]); provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. Any term not defined herein shall have the meaning ascribed thereto in the Underwriting Agreement.

Appears in 2 contracts

Samples: Underwriting Agreement (Code Rebel Corp), Underwriting Agreement (Code Rebel Corp)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis [Xxxx Capital Corp. Partners, LLC/Feltl and Company, Inc.] (“Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc.The Joint Corp., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ [________________] [DATE THAT IS ONE YEAR AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Commencement Date”), and until at or before 5:00 p.m., Eastern time, [ [_________] [DATE THAT IS FIVE FOUR YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [____] shares of common stock of the Company, par value $0.0001 0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period commencing on the Effective Date and ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [____] per Share [125% of the price of the Shares Company’s common stock sold in the Offering]; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean [ ], the date on which the Registration Statement on Form S-1 (File No. 333-198860) of the Company was declared effective by the Securities and Exchange Commission.

Appears in 2 contracts

Samples: JOINT Corp, JOINT Corp

Purchase Warrant. THIS CERTIFIES THAT, pursuant to that certain Underwriting Agreement by and between., Dragon Vxxxxxx Xxxxxxxxxxxxx Limited, a Cayman Islands corporation (the “Company”) and Boustead Securities, LLC (“Boustead”), as Representative of the several underwriters, dated [●], 2017 (the “Underwriting Agreement”), Boustead (in consideration of funds duly paid by such capacity with its permitted successors or on behalf of Aegis Capital Corp. (assigns, the “Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS●], 20[__] (the “Commencement Exercise Date”)) [THE DATE THAT IS 180 DAYS AFTER THE EFFECTIVE DATE OF THE REGISTRATION STATEMENT], and at or before 5:00 p.m., Eastern time, [●], 20[ ] [DATE THAT IS FIVE YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [●] shares of common stock Ordinary Shares of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law or executive order to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period commencing on the date hereof and ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [●] per Share [125(100% of the price of the Shares sold in the Offering]); provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. Any term not defined herein shall have the meaning ascribed thereto in the Underwriting Agreement.

Appears in 2 contracts

Samples: Underwriting Agreement (Dragon Victory International LTD), Underwriting Agreement (Dragon Victory International LTD)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. XX Xxxxxx, division of Benchmark Investments, LLC (“Holder”), as registered owner of this Purchase Warrant, to TrovageneWarrant of Wytec International, Inc., a Delaware Nevada corporation (the “Company”), Holder is entitled, at any time or from time to time from [ [●] [DATE THAT IS ONE YEAR AFTER SIX MONTHS FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ [●] [DATE THAT IS FIVE YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [●] shares of common stock of the Company, par value $0.0001 0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [●] per Share [125% of the price of the Shares sold in the Offering]Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean [●], 2022, the date on which the Registration Statement on Form S-1 (File No. 333-261838) of the Company was declared effective by the Securities and Exchange Commission.

Appears in 2 contracts

Samples: Underwriting Agreement (Wytec International Inc), Underwriting Agreement (Wytec International Inc)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid the payment of $100.00 by or on behalf of Aegis Capital Corp. Corp or its assigns (“Holder”), as registered owner of this Purchase Warrant, ) to Trovagene1347 Property Insurance Holdings, Inc., a Delaware corporation (the “Company”), Holder and for other good and valuable consideration, Holder, as registered owner of this Purchase Warrant, is entitled, at any time or from time to time from [ [________________] [DATE THAT IS ONE YEAR AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ [____________] [DATE THAT IS FIVE YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [____] shares of common stock of the Company, par value $0.0001 0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [___] per Share [125% of the price of the Shares sold in the Offering]; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 2 contracts

Samples: Underwriting Agreement (1347 Property Insurance Holdings, Inc.), 1347 Property Insurance Holdings, Inc.

Purchase Warrant. THIS CERTIFIES THATORDINARY SHARES PURCHASE WARRANT (this “Purchase Warrant”) certifies that, pursuant to that certain Underwriting Agreement by and between BloomZ Inc., a Cayman Islands exempted company (the “Company”) and Network 1 Financial Securities, Inc. (“Network 1”), dated [ ], 202_ (the “Underwriting Agreement”), Network 1 (in consideration of funds duly paid by such capacity with its permitted successors or on behalf of Aegis Capital Corp. (assigns, the “Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] ], 202_ (the “Commencement Date”)Exercise Date”)3, and at or before 5:00 p.m., Eastern time, [ ] [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] ], 202_2 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [●] shares of common stock Ordinary Shares of the Company, par value $0.0001 0.00000002 per share (the “Shares”)Shares”)4, subject to adjustment as provided in Section 6 5 hereof. If the Expiration Date is a day on which banking institutions are authorized by law or executive order to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period commencing on the date hereof and ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [●] per Share [125(120% of the price of the Shares sold in the Offering]); provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. Any term not defined herein shall have the meaning ascribed thereto in the Underwriting Agreement. The Purchase Warrant is redeemable.

Appears in 2 contracts

Samples: BloomZ Inc., BloomZ Inc.

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. XX Xxxxxx, division of Benchmark Investments, LLC (“Holder”), as registered owner of this Purchase Warrant, to TrovageneWarrant Reborn Coffee, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER SIX MONTHS FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ ] [DATE THAT IS FIVE YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ ] shares of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ ] per Share [125% of the price of the Shares sold in the Offering]Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean [ ], 2022, the date on which the Registration Statement on Form S-1 (File No. 333- 261937) of the Company was declared effective by the Securities and Exchange Commission.

Appears in 2 contracts

Samples: Underwriting Agreement (Reborn Coffee, Inc.), Underwriting Agreement (Reborn Coffee, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. Revere Securities, LLC or R.X. Xxxxxxxx & Co., Inc. (each a “Holder,” and collectively the “Holders”), as registered owner of this Purchase Warrant, to Trovagene, Inc.Fxxxxx Corporation, a Delaware corporation Cayman Islands exempted company (the “Company”), each Holder is entitled, at any time or from time to time from [ ] [●], [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUSCOMMENCMENT OF SALES OF THE OFFERING] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ ] [●], [DATE THAT IS FIVE YEARS AFTER FROM THE DATE OF PROSPECTUSCOMMENCMENT OF SALES OF THE OFFERING] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [●] ordinary shares of common stock of the Company, par value $0.0001 0.00001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [●] per Share [125% of the price of the Shares sold in the Offering]Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean [●], 2023, the date on which the Registration Statement on Form F-1 (File No. 333-267778) of the Company was declared effective by the Securities and Exchange Commission.

Appears in 2 contracts

Samples: Underwriting Agreement (Fitell Corp), Underwriting Agreement (Fitell Corp)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. [__________] (“Holder”), as registered owner of this Common Stock Purchase Warrant (this “Purchase Warrant”), to TrovageneAcurx Pharmaceuticals, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [●], [DATE THAT IS ONE YEAR AFTER 180 DAYS FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ [●], 202[6] [DATE THAT IS FIVE YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ ] shares (the “Shares”) of common stock of the Company, par value $0.0001 0.001 per share (the “SharesCommon Stock”), subject to adjustment as provided in Section 6 5 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [●] per Share [125% of the price of the Shares sold in the Offering]; provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. This Purchase Warrant is being issued pursuant to the certain Underwriting Agreement (the “Underwriting Agreement”), dated [●], 2021, by and among the Company, the Representative and other underwriters named therein, providing for the public offering (the “Offering”) of shares of Common Stock. The term “Effective Date” shall mean the effective date of the Registration Statement on Form S-1 (File No. 333-[___]). The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. Initially capitalized terms not otherwise defined herein shall have the meanings given to those terms in the Underwriting Agreement.

Appears in 2 contracts

Samples: Underwriting Agreement (Acurx Pharmaceuticals, LLC), Underwriting Agreement (Acurx Pharmaceuticals, LLC)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid pursuant to that certain Underwriting Agreement by or and between Qilian International Holding Group Limited, a Cayman Islands company limited by shares (the “Company”), on behalf of Aegis Capital Corp. one hand, and Univest Securities, LLC (the “Holder”), on the other hand, dated [●], 2020 (the “Underwriting Agreement”), the Holder, as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS●], 20[__] (the “Commencement Exercise Date”), and at or before 5:00 p.m., Eastern time, [ ] on [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS●], 20[__] (the “Expiration Date”)Date”)[1], but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ ] such number of ordinary shares of common stock of the Company, par value $0.0001 0.00166667 per ordinary share (the “Ordinary Shares”) as equates to six percent (6%) of the Ordinary Shares sold in the Offering (the “Shares”), excluding any Ordinary Shares sold as result of the exercise by the underwriters of their over-allotment option, subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [●] per Ordinary Share [125(110% of the price of the Ordinary Shares sold in the Offering]); provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Ordinary Share and the number of Ordinary Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price as set forth above or the adjusted exercise priceprice as a result of the events set forth in Section 6 below, depending on the context. Capitalized terms not defined herein shall have the meaning ascribed to them in the Underwriting Agreement.

Appears in 2 contracts

Samples: Underwriting Agreement (Qilian International Holding Group LTD), Underwriting Agreement (Qilian International Holding Group LTD)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. [ ](“Holder”), as registered owner of this Purchase Warrant, to TrovageneAnPac Bio-Medical Science Co., Inc.Ltd., a Delaware corporation business company incorporated under the laws of the British Virgin Islands (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS●], 20[19] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ ] [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] ●], 20[24], which will be the five-year anniversary of the effective date of the Company’s Form F-1 registration statement (File No.333-234408) (such date, the “Effective Date”) pursuant to which the Company’s securities are offered to the public (the “Offering”) (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [●] Class A ordinary shares of common stock of the CompanyCompany2, par value $0.0001 per share 0.01 (the “Shares”), in the form of American Depositary Shares (the “Warrant ADSs”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant, except as otherwise provided herein or with the Holder’s consent. This Purchase Warrant is initially exercisable at $[ ] [●]3 per Share [125% of the price of the Shares sold in the Offering]Warrant ADS; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share Warrant ADS and the number of Shares ADSs to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 2 contracts

Samples: Underwriters’ Warrant Agreement (AnPac Bio-Medical Science Co., Ltd.), Underwriters’ Warrant Agreement (AnPac Bio-Medical Science Co., Ltd.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. (“Holder”), as registered owner of this Purchase Warrant, to TrovageneEyegate Pharmaceuticals, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ [________________] [DATE THAT IS ONE YEAR AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Commencement Date”), and until at or before 5:00 p.m., Eastern time, [ [____________] [DATE THAT IS FIVE YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [____] shares of common stock of the Company, par value $0.0001 0.01 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [___] per Share [125% of the price of the Shares Company’s common stock sold in the Offering]; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean [ ], the date on which the Registration Statement on Form S-1 (File No. 333-xxxxxxx) of the Company was declared effective by the Securities and Exchange Commission.

Appears in 2 contracts

Samples: Underwriting Agreement (Eyegate Pharmaceuticals Inc), Eyegate Pharmaceuticals Inc

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. (“HolderXX Xxxxxx, division of Benchmark Investments, LLC(“Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc.1847 Holdings LLC, a Delaware corporation limited liability company (the “Company”), Holder is entitled, at any time or from time to time from [ [________________] [DATE THAT IS ONE YEAR AFTER SIX MONTHS FROM THE DATE OF PROSPECTUSTHE COMMENCEMENT OF SALES OF THE PUBLIC SECURITIES IN THE INITIAL PUBLIC OFFERING] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ [____________] [DATE THAT IS FIVE YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ ] [____]3 common shares of common stock of the Company, par value $0.0001 per share Company (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [●] per Share [125% of the price of the Shares sold in the Offering]OF THE PUBLIC OFFERING PRICE OF ONE UNIT SOLD IN THE OFFERING] per Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean [________], 2022, the date on which the Registration Statement on Form S-1 (File No. 333-259011) of the Company (“Registration Statement”) was declared effective by the Securities and Exchange Commission (“Commission”). This Purchase Warrant and the Shares exercisable hereby have been registered with the Commission on the Registration Statement and are thus freely tradeable.

Appears in 2 contracts

Samples: Underwriting Agreement (1847 Holdings LLC), Underwriting Agreement (1847 Holdings LLC)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. (“Holder”), as registered owner of this Purchase Warrant, to TrovageneRxxxxx Pharmaceuticals, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ [________________] [DATE THAT IS ONE YEAR AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ [____________] [DATE THAT IS FIVE YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [____] shares of common stock of the Company, par value $0.0001 0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [___] per Share [125% of the public offering price of the Firm Shares sold in the Offering]; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean [ ], the date on which the Registration Statement on Form S-1 (File No. 333-202924) of the Company was declared effective by the Securities and Exchange Commission.

Appears in 2 contracts

Samples: Underwriting Agreement (Ritter Pharmaceuticals Inc), Ritter Pharmaceuticals Inc

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. EX Xxxxxx, division of Benchmark Investments, LLC (“Holder”), as registered owner of this Purchase Warrant, to TrovageneEMulate Therapeutics, Inc., a Delaware Washington corporation (the “Company”), Holder is entitled, at any time or from time to time from [ [________________] [DATE THAT IS ONE YEAR AFTER SIX MONTHS FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ [____________] [DATE THAT IS FIVE YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [__] shares of common stock of the Company, par value $0.0001 0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [__] per Share [125% of the price of the Shares sold in the Offering]Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean [ ], 2022, the date on which the Registration Statement on Form S-1 (File No. 333-[●]) of the Company was declared effective by the Securities and Exchange Commission.

Appears in 2 contracts

Samples: Common Stock Purchase Warrant (Emulate Therapeutics, Inc.), Underwriting Agreement (Emulate Therapeutics, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. EX Xxxxxx, division of Benchmark Investments, LLC (“Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc.Warrant Yoshiharu Global Co., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER SIX MONTHS FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ ] [DATE THAT IS FIVE YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ ] shares of Class A common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ ] per Share [125% of the price of the Shares sold in the Offering]Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean [ ], 2022, the date on which the Registration Statement on Form S-1 (File No. 333- [ ]) of the Company was declared effective by the Securities and Exchange Commission.

Appears in 2 contracts

Samples: Underwriting Agreement (Yoshiharu Global Co.), Underwriting Agreement (Yoshiharu Global Co.)

Purchase Warrant. THIS CERTIFIES THAT, in for good and valuable consideration of funds duly paid by or on behalf of Aegis Rxxx Capital Corp. Partners LLC (“Holder”), as registered owner of this Purchase Warrant, to TrovageneEastside Distilling, Inc., a Delaware Nevada corporation (the “Company”), Holder is entitled, at any time or from time to time from [ [________________] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUSdate that is one year from the effective date of the offering] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ [____________] [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUSdate that is four years from the Commencement Date] (the “Expiration Date”), but not thereafterbefore the Commencement Date or after the Expiration Date, to subscribe for, purchase and receive, in whole or in part, up to [ ] shares of common stock 120,000 units (“Units”) of the Company, each unit consisting of one share of the Company’s common stock, par value $0.0001 per share (the “SharesCommon Stock)) and warrants in the form of Exhibit A attached hereto (the “Warrants”) to purchase one share of Common Stock. The shares of Common Stock and the Warrants (each a “Component Security” and collectively, subject to adjustment as provided in Section 6 hereofthe “Component Securities”) are immediately separable and will be issued separately upon exercise of this Purchase Warrant. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [___] per Share Unit [125120% of the price of the Shares Units sold in the Offering]; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share Unit and the number of Shares Units to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Common Stock Purchase Warrant (Eastside Distilling, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. EX Xxxxxx, division of Benchmark Investments, LLC (“Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc.Warrant Yoshiharu Global Co., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER SIX MONTHS FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ ] [DATE THAT IS FIVE YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ ] shares of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ ] per Share [125% of the price of the Shares sold in the Offering]Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean [ ], 2022, the date on which the Registration Statement on Form S-1 (File No. 333- [ ]) of the Company was declared effective by the Securities and Exchange Commission.

Appears in 1 contract

Samples: Underwriting Agreement (Yoshiharu Global Co.)

Purchase Warrant. THIS CERTIFIES THATCLASS A ORDINARY SHARES PURCHASE WARRANT (this “Purchase Warrant”) certifies that, pursuant to that certain Underwriting Agreement by and between Tian Ruixiang Holdings Ltd., a Cayman Islands exempted company (the “Company”) and Network 1 Financial Securities, Inc. (“Network 1”), dated [●], 2021 (the “Underwriting Agreement”), Network 1 (in consideration of funds duly paid by such capacity with its permitted successors or on behalf of Aegis Capital Corp. (assigns, the “Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS●], 20[●] (the “Commencement Exercise Date”)) [THE DATE THAT IS 180 DAYS AFTER THE DATE OF COMMENCEMENT OF SALES OF THE OFFERING], and at or before 5:00 p.m., Eastern time, [ [●], 20[●] [DATE THAT IS FIVE THREE YEARS AFTER FROM THE DATE COMMENCEMENT OF PROSPECTUSSALES OF THE OFFERING] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [●] shares of common stock Class A Ordinary Shares of the Company, par value $0.0001 0.001 per share (the “Shares”)Shares”)1, subject to adjustment as provided in Section 6 5 hereof. If the Expiration Date is a day on which banking institutions are authorized by law or executive order to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period commencing on the date hereof and ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [●] per Share [(125% of the price of the Shares sold in the Offering]); provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. Any term not defined herein shall have the meaning ascribed thereto in the Underwriting Agreement.

Appears in 1 contract

Samples: Tian Ruixiang Holdings LTD

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid pursuant to that certain Underwriting Agreement by or on behalf of Aegis Capital Corp. (“Holder”), as registered owner of this Purchase Warrant, to Trovagene, and between Li Bang International Corporation Inc., a Delaware corporation Cayman Islands exempted company (the “Company”), Holder on the one hand, and Univest Securities, LLC, on the other hand, dated [●], 202[●], as amended (the “Underwriting Agreement”), [●] (“Holder”) and its assignees, as registered holders of this Purchase Warrant, is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS●], 202[●] (the “Commencement Effective Date”), being the date that is one hundred and eighty (180) days after the date of the commencement of the sales of the Company’s ordinary shares, US$0.0001 par value per share (the “Ordinary Shares”), and at or before 5:00 p.m., Eastern time, [ on [●], 202[●] [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] (five (5) years from the date hereof) (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [●] shares of common stock Ordinary Shares (equal to six (6.0%) percent of the Company, par value $0.0001 per share (Ordinary Shares sold in the “Shares”offering including any exercise of the overallotment option), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to closeclose in New York City, New York, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this purchase warrant (“Purchase Warrant”). This Purchase Warrant is initially exercisable at $[ [●] per Ordinary Share [125(120% of the price of the Ordinary Shares sold in the Offering]); provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share share and the number of Ordinary Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price as set forth above or the adjusted exercise priceprice as a result of the events set forth in Section 6 below, depending on the context. Capitalized terms not defined herein shall have the meaning ascribed to them in the Underwriting Agreement.

Appears in 1 contract

Samples: Underwriting Agreement (Li Bang International Corp Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. [THE BENCHMARK COMPANY, LLC] (“Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc.Senmiao Technology Limited, a Delaware corporation governed by the laws of the state of Nevada (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] ____], 20213 (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ ] [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] ______], 20254, which will be the five-year anniversary of the closing date (such date, the “Effective Date”) of the offering pursuant to which this warrant was issued (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [●] shares of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant except as otherwise provided herein or with the Purchase WarrantHolder’s consent. This Purchase Warrant is initially exercisable at $[ ] [___]5 per Share [125% of the price of the Shares sold in the Offering]Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Common Stock Purchase Warrant (Senmiao Technology LTD)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Kingswood Capital Corp. Markets, division of Benchmark Investments, Inc. (“Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc.ComSovereign Holding Corp., a Delaware Nevada corporation (the “Company”), Holder is entitled, at any time or from time to time from [ [________________] [DATE THAT IS ONE YEAR AFTER SIX MONTHS FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ [____________] [DATE THAT IS FIVE YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [____] shares of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [___] per Share [125110% of the public offering price of the Firm Shares sold in the Offering]; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean [ ], the date on which the Registration Statement on Form S-1 (File No. 333-248490) of the Company was declared effective by the Securities and Exchange Commission.

Appears in 1 contract

Samples: Underwriting Agreement (ComSovereign Holding Corp.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf the payment of $100.00 and for other good and value consideration, Aegis Capital Corp. or its assigns (“Holder”), as registered owner of this Purchase Warrant, to TrovageneNephroGenex, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ [________________] [DATE THAT IS ONE YEAR AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ [____________] [DATE THAT IS FIVE YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [____] shares of common stock of the Company, par value $0.0001 0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [___] per Share [125% of the price of the Shares sold in the Offering]; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean the date on which the Registration Statement on Form S-1 (File No. 333-193023) of the Company was declared effective by the Securities and Exchange Commission.

Appears in 1 contract

Samples: Underwriting Agreement (NephroGenex, Inc.)

Purchase Warrant. THIS CERTIFIES THATORDINARY SHARES PURCHASE WARRANT (this “Purchase Warrant”) certifies that, pursuant to that certain Underwriting Agreement by and between Starbox Group Holdings Ltd., a Cayman Islands exempted company (the “Company”) and Network 1 Financial Securities, Inc. (“Network 1”), dated August 25, 2022 (the “Underwriting Agreement”), [Holder’s Name] (in consideration of funds duly paid by such capacity with its permitted successors or on behalf of Aegis Capital Corp. (assigns, the “Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] August 25, 2022 (the “Commencement Exercise Date”), and at or before 5:00 p.m., Eastern time, [ ] [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] August 25, 2027 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [Number of Shares] shares of common stock Ordinary Shares of the Company, par value $0.0001 0.001125 per share (the “Shares”), subject to adjustment as provided in Section 6 5 hereof. If the Expiration Date is a day on which banking institutions are authorized by law or executive order to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period commencing on the date hereof and ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ ] 5.60 per Share [125(140% of the price of the Shares sold in the Offering]); provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. Any term not defined herein shall have the meaning ascribed thereto in the Underwriting Agreement. The Purchase Warrant is redeemable.

Appears in 1 contract

Samples: Starbox Group Holdings Ltd.

Purchase Warrant. THIS CERTIFIES THATCLASS A ORDINARY SHARES PURCHASE WARRANT (this “Purchase Warrant”) certifies that, pursuant to that certain Underwriting Agreement by and between Planet Image International Limited, a Cayman Islands exempted company (the “Company”) and US Tiger Securities, Inc. (“US Tiger”), dated [●], 2023 (the “Underwriting Agreement”), US Tiger (in consideration of funds duly paid by such capacity with its permitted successors or on behalf of Aegis Capital Corp. (assigns, the “Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] (the “Commencement Exercise Date”)) , and at or before 5:00 p.m., Eastern time, [ ] [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] ●], (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [●] shares of common stock of the Company’s Class A Ordinary Shares, par value $0.0001 HK$0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 5 hereof. If the Expiration Date is a day on which banking institutions are authorized by law or executive order to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein, provided, however, for clarification, that banking institutions shall not be deemed to be authorized or required by law or executive order to remain closed due to “stay at home”, “shelter-in-place”, “non-essential employee” or any other similar orders or restrictions or the closure of any physical branch locations at the direction of any governmental authority so long as the electronic funds transfer systems (including for wire transfers) of banking institutions in The City of New York generally are open for use by customers on such day. During the period commencing on the date hereof and ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [●] per Share [(125% of the price of the Shares sold in the Offering]); provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. Any term not defined herein shall have the meaning ascribed thereto in the Underwriting Agreement.

Appears in 1 contract

Samples: Underwriting Agreement (Planet Image International LTD)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. (“Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc.Boxlight Corporation, a Delaware Nevada corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE REGISTRATION STATEMENT IN CONNECTION WITH THIS OFFERING] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ ] [DATE THAT IS FIVE YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE REGISTRATION STATEMENT IN CONNECTION WITH THIS OFFERING] (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ ] shares of class A common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ ] per Share [125110% of the market price of the Shares sold in the OfferingCommon Stock]; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Boxlight Corp

Purchase Warrant. THIS CERTIFIES THAT, pursuant to that certain Underwriting Agreement by and between., Moleculin Biotech, Inc., a Delaware corporation (the “Company”) and Bonwick Capital Partners, LLC (“Bonwick”), as Representative of the several underwriters, dated [●], 2015 (the “Underwriting Agreement”), Bonwick (in consideration of funds duly paid by such capacity with its permitted successors or on behalf of Aegis Capital Corp. (assigns, the “Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS●], 20[__] (the “Commencement Exercise Date”)) [THE DATE THAT IS 180 DAYS AFTER THE EFFECTIVE DATE OF THE REGISTRATION STATEMENT], and at or before 5:00 p.m., Eastern time, [●], 20[ ] [DATE THAT IS FIVE YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [●] shares of common stock of the Company, par value $0.0001 [●] per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law or executive order to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period commencing on the date hereof and ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [●] per Share [125(125.0% of the price of the Shares sold in the Offering]); provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. Any term not defined herein shall have the meaning ascribed thereto in the Underwriting Agreement.

Appears in 1 contract

Samples: Underwriting Agreement (Moleculin Biotech, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. [•] (“Holder”), as registered owner of this Purchase Warrant, to TrovageneAuddia, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE •][DATE THAT IS ONE YEAR AFTER 180 DAYS FROM THE CLOSING DATE OF PROSPECTUSTHE OFFERING] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ ] [DATE •][DATE THAT IS FIVE YEARS AFTER FIFTH ANNIVERSARY DATE OF PROSPECTUSCOMMENCEMENT DATE] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [•] shares (the “Warrant Shares”) of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ $ [•] per Warrant Share [(125% of the price of the Shares shares of common stock sold in the proposed initial public offering of Shares (the “Offering]”); provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Warrant Share and the number of Warrant Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” means [•], the date that the Company’s Registration Statement on Form S-1 (File No: 333- [•]) was declared effective under the Securities Act of 1933, as amended (the “Securities Act”), by the U.S. Securities and Exchange Commission (the “Commission”).

Appears in 1 contract

Samples: Underwriting Agreement (Applied UV, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. [__________] (“Holder”), as registered owner of this Purchase Warrant, to TrovageneMuscle Maker, Inc., a Delaware Nevada corporation (the “Company”), Holder is entitled, at any time or from time to time from [ [●] [DATE THAT IS ONE YEAR AFTER HUNDRED EIGHTY (180) DAYS FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ [●] [DATE THAT IS FIVE (5) YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ ] shares of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 5 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [●] per Share [125120% of the price of the Shares sold in the Offering]; provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. This Warrant is being issued pursuant to the certain Underwriting Agreement (the “Underwriting Agreement”), dated [●], 2020, by and among the Company, the Holder and other underwriters named therein, providing for the public offering (the “Offering”) of shares of common stock, par value $0.0001 per share, of the Company. The term “Effective Date” shall mean the effective date of the Registration Statement on Form S-1 (File No. 333-______). The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Underwriting Agreement (Muscle Maker, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, pursuant to that certain Underwriting Agreement by and between Akanda Corp., a company incorporated in consideration the Province of funds duly paid by Ontario (the “Company”) and Boustead Securities, LLC (“Boustead”), dated [*], 2022 (the “Underwriting Agreement”), Boustead (in such capacity with its permitted successors or on behalf of Aegis Capital Corp. (assigns, the “Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation (the “Company”), Holder is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] *], 2022 (the “Commencement Issuance Date”), and at or before 5:00 p.m., Eastern time, [ ] [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] *], 2027 (the “Expiration Date,”) which such date is five (5) years from the effective date of the registration statement on Form F-1 (Registration No. 333-[*]) of the Company (the “Registration Statement”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [*] shares of common stock Common Shares of the Company, without par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 5 hereof. If the Expiration Date is a day on which banking institutions are authorized by law or executive order to close, then this Purchase Warrant may be exercised on the next succeeding day which that is not such a day in accordance with the terms herein. During the period commencing on the date hereof and ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [*] per Share [(125% of the price of the Shares sold in the Offering]); provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. Any term not defined herein shall have the meaning ascribed thereto in the Underwriting Agreement.

Appears in 1 contract

Samples: Form of Warrant Agreement (Akanda Corp.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. (“Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc.LAFAYETTE ENERGY CORP, a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] beginning [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] ●], 2023 (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ ] on [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] ●], 2028, the date which is no more than five years from the commencement of sales under the Offering (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [●] shares of common stock of the Company, $0.0001 par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is not a day on which banking institutions are authorized by law to closeBusiness Day, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms hereinBusiness Day. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [●] per Share [125% of the price of the Shares sold in the Offering]Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context, and the term “Business Day” shall mean a day other than a Saturday, Sunday or any other day which is a federal legal holiday in the United States or any day on which the Federal Reserve Bank of New York is authorized or required by law or other governmental action to close, provided that the Federal Reserve Bank of New York shall not be deemed to be authorized or obligated to be closed due to a “shelter in place,” “non-essential employee” or similar closure of physical location at the direction of any governmental authority if the bank’s electronic funds transfer systems (including for wire transfers) are open for use by customers on such day.

Appears in 1 contract

Samples: Lafayette Energy Corp.

Purchase Warrant. THIS CERTIFIES THAT, pursuant to that certain Underwriting Agreement by and between Akanda Corp., a company incorporated in consideration the Province of funds duly paid by Ontario (the “Company”) and Boustead Securities, LLC (“Boustead”), dated [*], 2022 (the “Underwriting Agreement”), Boustead (in such capacity with its permitted successors or on behalf of Aegis Capital Corp. (assigns, the “Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation (the “Company”), Holder is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] *], 2022 (the “Commencement Issuance Date”), and at or before 5:00 p.m., Eastern time, [ ] [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] *], 2027 (the “Expiration Date,”) which such date is five (5) years from the commencement of the sales of the Common Shares in connection with the initial public offering contemplated by the Underwriting Agreement (the “Offering”) under the registration statement on Form F-1 (Registration No. 333-[*]) of the Company (the “Registration Statement”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [*] shares of common stock Common Shares of the Company, without par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 5 hereof. This Purchase Warrant is not exercisable or convertible for more than five years from the commencement of sales of Common Shares in the Offering. If the Expiration Date is a day on which banking institutions are authorized by law or executive order to close, then this Purchase Warrant may be exercised on the next succeeding day which that is not such a day in accordance with the terms herein. During the period commencing on the date hereof and ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [*] per Share [(125% of the price of the Shares sold in the Offering]); provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. Any term not defined herein shall have the meaning ascribed thereto in the Underwriting Agreement.

Appears in 1 contract

Samples: Form of Warrant Agreement (Akanda Corp.)

Purchase Warrant. THIS CERTIFIES THAT, pursuant to that certain Underwriting Agreement by and between Gelteq Limited, an Australian public limited company limited to shares (the “Company”) and Boustead Securities, LLC (“Boustead”), dated [ ], 2023 (the “Underwriting Agreement”), Boustead (in consideration of funds duly paid by such capacity with its permitted successors or on behalf of Aegis Capital Corp. (assigns, the “Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation (the “Company”), Holder is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] ], 2023 (the “Commencement Issuance Date”), and at or before 5:00 p.m., Eastern time, [ ] [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] *], 2028 (the “Expiration Date,”) which such date is five (5) years from the commencement of the sales of the Ordinary Shares in connection with the initial public offering contemplated by the Underwriting Agreement (the “Offering”) under the registration statement on Form F-1 (Registration No. 333-[ ]) of the Company (the “Registration Statement”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ ] shares of common stock Ordinary Shares of the Company, no par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 5 hereof. This Purchase Warrant is not exercisable or convertible for more than five years from the commencement of sales of Ordinary Shares in the Offering. If the Expiration Date is a day on which banking institutions are authorized by law or executive order to close, then this Purchase Warrant may be exercised on the next succeeding day which that is not such a day in accordance with the terms herein. During the period commencing on the date hereof and ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ ] per Share [125(100% of the price of the Shares sold in the Offering]); provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. Any term not defined herein shall have the meaning ascribed thereto in the Underwriting Agreement.

Appears in 1 contract

Samples: Underwriting Agreement (Gelteq LTD)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. Xxxxxx Xxxxx Securities, Inc. (“Holder”), as registered owner of this Purchase Warrant, to TrovageneSmart for Life, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] beginning November 5, 2021 (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ ] [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] November 5, 2026 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ ] 36,000 shares of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ ] 2.50 per Share [125% of the price of the Shares sold in the Offering]Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. This Amended and Restated Common Stock Purchase Warrant amends, replaces, supersedes and restates that certain prior Common Stock Purchase Warrant issued by the Company to the Holder on or around November 5, 2021, originally allowing for the Holder to purchase up to 72,000 shares of common stock on the same terms set forth herein, of which none of warrants have been exercised as of the date herteof.

Appears in 1 contract

Samples: Smart for Life, Inc.

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. [●] (“Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc., China Internet Nationwide Financial Services Inc. a Delaware corporation British Virgin Island (the “Company”), Holder is entitled, at any time or from time to time from [ [●] [DATE THAT IS ONE YEAR AFTER EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [●] [ ] [DATE THAT IS FIVE TWO YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING ] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ ] such number of ordinary shares of common stock of the Company, par value $0.0001 0.001 per share as equates to four and one half percent (4.5%) of the gross amount raised during the Offering divided by $10.00, being the subscription price per ordinary share in the Offering (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which U.S. banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ ] 12.00 per Share (the “Exercise Price”) [125120% of the price of the Shares sold in the Offering]; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or include the adjusted exercise priceprice as a result of the events in Section 6 below, depending on the context.

Appears in 1 contract

Samples: China Internet Nationwide Financial Services, Inc.

Purchase Warrant. THIS CERTIFIES THATORDINARY SHARES PURCHASE WARRANT (this “Purchase Warrant”) certifies that, pursuant to that certain Underwriting Agreement by and between Mobile-health Network Solutions, a Cayman Islands exempted company (the “Company”) and Network 1 Financial Securities, Inc. (“Network 1”), dated [ ], 202_ (the “Underwriting Agreement”), Network 1 (in consideration of funds duly paid by such capacity with its permitted successors or on behalf of Aegis Capital Corp. (assigns, the “Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] ], 202_ (the “Commencement Date”)Exercise Date”)3, and at or before 5:00 p.m., Eastern time, [ ] [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] ], 202_2 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ ] shares of common stock Ordinary Shares of the Company, par value $0.0001 0.000004 per share (the “Shares”)Shares”)4, subject to adjustment as provided in Section 6 5 hereof. If the Expiration Date is a day on which banking institutions are authorized by law or executive order to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period commencing on the date hereof and ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ ] per Share [125(140% of the price of the Shares sold in the Offering]); provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. Any term not defined herein shall have the meaning ascribed thereto in the Underwriting Agreement. [The Purchase Warrant is redeemable.]

Appears in 1 contract

Samples: Mobile-Health Network Solutions

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Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. or its assigns (“Holder”), as registered owner of this Purchase Warrant, to TrovageneCancer Prevention Pharmaceuticals, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ [________________] [DATE THAT IS ONE YEAR AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ [____________] [DATE THAT IS FIVE YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [____] shares (the “Shares”) of common stock of the Company, par value $0.0001 0.001 per share (the “SharesCommon Stock”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [___] per Share [125137.5% of the price of the Shares sold in the Offering]; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Cancer Prevention Pharmaceuticals, Inc.

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid pursuant to that certain Selling Agency Agreement by or and between Imperial Garden & Resort, Inc., a British Virgin Islands company(the “Company”), on behalf of Aegis Capital Corp. one hand, and Network 1 Financial Securities, Inc. (the “Selling Agent”), on the other hand, dated [●], 2017 (the “Selling Agency Agreement”), [●] (“Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS●], 20[__] (the “Commencement Exercise Date”), the date that is 180 days immediately following the date of effectiveness or commencement of sales of the public offering (the “Effective Date”), and at or before 5:00 p.m., Eastern time, [ ] on [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] ●], 2020 (the “Expiration Date”)Date”)1, but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ ] such number of ordinary shares of common stock of the Company, no par value $0.0001 per share as equates to six percent (6%) of the gross amount raised during the Offering divided by $5.00, being the subscription price per ordinary share in the Offering (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ ] 6.25 per Share [(125% of the price of the Shares sold in the Offering]); provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price as set forth above or the adjusted exercise priceprice as a result of the events set forth in Section 6 below, depending on the context. Capitalized terms not defined herein shall have the meaning ascribed to them in the Selling Agency Agreement.

Appears in 1 contract

Samples: Selling Agency Agreement (Imperial Garden & Resort, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in In consideration of funds duly for a convertible note paid by or on behalf of Aegis Capital Corp. (“Holder”)to bioAffinity Technologies, as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation Inc. (the “Company”), [NAME] or its assigns (“Holder”), have been issued this Purchase Warrant. Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] DATE], 2022 (the “Commencement Date”), and at to or before 5:00 p.m., Eastern eastern time, [ ] [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] DATE], 2027 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [NUMBER] shares (the “Shares”) of common stock of the Company, par value $0.0001 0.001 per share (the “Shares”)share, subject to adjustment as provided in Section 6 5 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate this Purchase Warrant except as otherwise provided herein or with the Purchase WarrantHolder’s consent. This Purchase Warrant is initially exercisable at $[ ] per Share [125% of the price of the Shares sold in Company’s initial public offering (or $0.75 per Share if the Offering]Company does not complete its initial public offering by May 31, 2022); provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Common Share Purchase Warrant (bioAffinity Technologies, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration for good and valuable consideration, the receipt and sufficiency of funds duly paid by or on behalf of Aegis Capital Corp. which is hereby acknowledged, [●](“Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ [________________] [DATE THAT IS ONE YEAR AFTER HUNDRED EIGHTY (180) DAYS FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ [____________] [DATE THAT IS FIVE YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [____] shares of common stock of the Company, par value $0.0001 per share (the “Shares”) common shares, without par value (the “Common Shares”), of Frankly Inc., a British Columbia corporation (the “Company”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ US$[___] per Share [125120% of the price of the Shares sold in the Offering]; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. As used herein, “Effective Date” means the date on which the Company’s Registration Statement on Form S-1 (File No.: 333-214578) is initially declared effective by the Securities and Exchange Commission (the “Commission”).

Appears in 1 contract

Samples: Frankly Inc

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. [____________] (“Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc.1847 Holdings LLC, a Delaware corporation limited liability company (the “Company”), Holder is entitled, at any time or from time to time from [ [________________] [DATE THAT IS ONE YEAR AFTER SIX MONTHS FROM THE DATE OF PROSPECTUSTHE COMMENCEMENT OF SALES OF THE PUBLIC SECURITIES IN THE INITIAL PUBLIC OFFERING] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ [____________] [DATE THAT IS FIVE YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ ] [____]3 common shares of common stock of the Company, par value $0.0001 per share Company (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [●] per Share [125% of the price of the Shares sold in the Offering]OF THE PUBLIC OFFERING PRICE OF ONE UNIT SOLD IN THE OFFERING] per Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean [________], 2022, the date on which the Registration Statement on Form S-1 (File No. 333-259011) of the Company (“Registration Statement”) was declared effective by the Securities and Exchange Commission (“Commission”). This Purchase Warrant and the Shares exercisable hereby have been registered with the Commission on the Registration Statement and are thus freely tradeable.

Appears in 1 contract

Samples: Underwriting Agreement (1847 Holdings LLC)

Purchase Warrant. THIS CERTIFIES THAT, in for good and valuable consideration of funds duly paid by or on behalf of Aegis Capital Corp. (“Holder”), as registered owner of this Purchase Warrant, to TrovageneEastside Distilling, Inc., a Delaware Nevada corporation (the “Company”), Holder is entitled, at any time or from time to time from [ [________________] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUSdate that is one year from the effective date of the offering] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ [____________] [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUSdate that is four years from the Commencement Date] (the “Expiration Date”), but not thereafterbefore the Commencement Date or after the Expiration Date, to subscribe for, purchase and receive, in whole or in part, up to [ ] shares of common stock 120,000 units (“Units”) of the Company, each unit consisting of one share of the Company’s common stock, par value $0.0001 per share (the “SharesCommon Stock)) and warrants in the form of Exhibit A attached hereto (the “Warrants”) to purchase one half of one share of Common Stock. The shares of Common Stock and the Warrants (each a “Component Security” and collectively, subject to adjustment as provided in Section 6 hereofthe “Component Securities”) are immediately separable and will be issued separately upon exercise of this Purchase Warrant. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [___] per Share Unit [125120% of the price of the Shares Units sold in the Offering]; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share Unit and the number of Shares Units to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Common Stock Purchase Warrant (Eastside Distilling, Inc.)

Purchase Warrant. THIS CERTIFIES THATORDINARY SHARES PURCHASE WARRANT (this “Purchase Warrant”) certifies that, pursuant to that certain Underwriting Agreement by and between Prestige Wealth Inc., an exempted company incorporated in consideration of funds duly paid by the Cayman Islands (the “Company”) and Network 1 Financial Securities, Inc. (“Network 1”), dated [●], 202_ (the “Underwriting Agreement”), Network 1 (in such capacity with its permitted successors or on behalf of Aegis Capital Corp. (assigns, the “Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] ●], 202_ (the “Commencement Date”)Exercise Date”)3, and at or before 5:00 p.m., Eastern time, [ ] [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] ●], 202_2 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [●] ordinary shares of common stock of the Company, par value $0.0001 of US$0.000625 per share (the “Shares”)Shares”)4, subject to adjustment as provided in Section 6 5 hereof. If the Expiration Date is a day on which banking institutions are authorized by law or executive order to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period commencing on the date hereof and ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ US$[●] per Share [125(120% of the price of the Shares sold in the Offering]); provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. Any term not defined herein shall have the meaning ascribed thereto in the Underwriting Agreement. The Purchase Warrant is redeemable.

Appears in 1 contract

Samples: Prestige Wealth Inc.

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. (“Holder“ Holder ”), as registered owner of this Purchase Warrant, to Trovagene, Inc.eFleets Corporation, a Delaware Nevada corporation (the “Company“ Company ”), Holder is entitled, at any time or from time to time from [________________] [ ] [DATE THAT IS ONE YEAR AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSREGISTRATION STATMENT] (the Commencement DateDate ”), and at or before 5:00 p.m., Eastern time, [____________] [ ] [DATE THAT IS FIVE YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE REGISTRATION STATEMENT] (the Expiration DateDate ”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [____] shares of common stock of the Company, par value $0.0001 [0.001] per share (the “Shares“ Shares ”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [___] per Share [[ 125% of the price of the Shares sold in the OfferingOffering ]; providedprovided , howeverhowever , that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term Exercise PricePrice ” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Underwriting Agreement (eFleets Corp)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. XX Xxxxxx LLC (“Holder”), as registered owner of this Purchase Warrant, to TrovageneVeg House Holdings Inc, Inc., a Delaware corporation an exempted company incorporated under the laws of the Cayman Islands (the “Company”), Holder is entitled, at any time or from time to time from [ [________________] [DATE THAT IS ONE YEAR AFTER SIX MONTHS FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ [____________] [DATE THAT IS FIVE YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [____][1] common shares of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [●] [100% OF THE PUBLIC OFFERING PRICE OF THE FIRM SHARES SOLD IN THE OFFERING] per Share [125% of the price of the Shares sold in the Offering]Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean [●], 2024, the date on which the Registration Statement on Form F-1 (File No. 333-[●]) of the Company was declared effective by the Securities and Exchange Commission (“Registration Statement”).

Appears in 1 contract

Samples: Underwriting Agreement (Veg House Holdings Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. [●] (“Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc.PROFICIENT ALPHA ACQUISITION CORP., a Delaware Nevada corporation (the “Company”), Holder is entitled, at any time or from time to time upon the later of the consummation of a Business Combination or one-year from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] the Effective Date (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ ] [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] on the earlier of (i) the liquidation of the Company’s Trust Account (as described in the Company’s registration statement on Form S-1 (File No. 333-231084) (the “Registration Statement”) pursuant to which the Company’s securities are offered for sale to the public in the Company’s initial public offering (“Offering”) in the event the Company has not completed a Business Combination within the required time periods and (ii) five years from the effective date (“Effective Date”) of the Registration Statement (“Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [●] shares of Company common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant, except as otherwise provided herein or with the Holder’s consent. This Purchase Warrant is initially exercisable at $[ ] 12.00 per Share [125% of the price of the Shares sold in the Offering]Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.. [1] [Insert 8% of shares sold in offering]

Appears in 1 contract

Samples: S Warrant Agreement (Proficient Alpha Acquisition Corp)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. BXXXXXXX CAPITAL, LLC, LLC (“Holder”), as registered owner of this Purchase Warrant, to Trovagene, Cingulate Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ [________________] [DATE THAT IS ONE YEAR AFTER SIX MONTHS FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ [____________] [DATE THAT IS FIVE YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ ] [__]1 shares of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ ] [__]2 per Share [125% of the price of the Shares sold in the Offering]Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean [ ], 2023, the date on which the Registration Statement on Form S-1 (File No. 333-273405) of the Company was declared effective by the Securities and Exchange Commission.

Appears in 1 contract

Samples: Common Stock Purchase Warrant (Cingulate Inc.)

Purchase Warrant. THIS CERTIFIES THATCLASS A ORDINARY SHARES PURCHASE WARRANT (this “Purchase Warrant”) certifies that, pursuant to that certain Underwriting Agreement by and between Tungray Technologies Inc, a Cayman Islands exempted company (the “Company”) and US Tiger Securities, Inc. (“US Tiger”), dated [●], 2024 (the “Underwriting Agreement”), US Tiger Securities, Inc. (in consideration of funds duly paid by such capacity with its permitted successors or on behalf of Aegis Capital Corp. (assigns, the “Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] ●], 2024 (the “Commencement Exercise Date”), and at or before 5:00 p.m., Eastern time, [ ] [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] ●], 2029 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [●] shares of common stock Class A Ordinary Shares of the Company, par value $US$0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 5 hereof. If the Expiration Date is a day on which banking institutions are authorized by law or executive order to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period commencing on the date hereof and ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ US$[●] per Share [125(120% of the price of the Shares sold in the offering pursuant to the Registration Statement (the “Offering]”)); provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. Any term not defined herein shall have the meaning ascribed thereto in the Underwriting Agreement.

Appears in 1 contract

Samples: Underwriting Agreement (Tungray Technologies Inc)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid pursuant to that certain Underwriting Agreement by or and between Hitek Global Inc., a Cayman Islands company(the “Company”), on behalf of Aegis Capital Corp. one hand, and Boustead Securities, LLC, on the other hand, dated [●], 20[__] (the “Underwriting Agreement”), Boustead Securities, LLC (“Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS●], 20[__] (the “Commencement Exercise Date”), and at or before 5:00 p.m., Eastern time, [ ] on [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS●], 20[__] (the “Expiration Date”)Date”)1, but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ ] such number of Class A ordinary shares of common stock of the Company, par value $0.0001 per ordinary share (the “Ordinary Shares”) as equates to six percent (6%) of the Ordinary Shares in the Offering (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [5.00] per Ordinary Share [125(100% of the price of the Ordinary Shares sold in the Offering]); provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Ordinary Share and the number of Ordinary Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price as set forth above or the adjusted exercise priceprice as a result of the events set forth in Section 6 below, depending on the context. Capitalized terms not defined herein shall have the meaning ascribed to them in the Underwriting Agreement.

Appears in 1 contract

Samples: Underwriting Agreement (HiTek Global Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration for good and valuable consideration, the receipt and sufficiency of funds duly paid by or on behalf of Aegis Capital Corp. which is hereby acknowledged, ______________ (“Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ [________________] [DATE THAT IS ONE YEAR AFTER HUNDRED EIGHTY (180) DAYS FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ [____________] [DATE THAT IS FIVE YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [____] shares (the “Shares”) of common stock of the Companystock, par value $0.0001 per share (the “SharesCommon Stock”), of Amesite Inc., a Delaware corporation (the “Company”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized or required by law or executive order to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [●] per Share [125equal to 120% of the price of the Shares shares sold in the Offering]; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. This Purchase Warrant is being issued in connection with a public offering of shares of Common Stock pursuant to the Company’s registration statement on Form S-1 (File No.: 333-248001) (the “Offering”). The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. As used herein, “Effective Date” means the date on which the Shares being sold in the Offering first become legally eligible for distribution to the public as determined in accordance with FINRA Conduct Rule 5110(a)(12). 1 NTD: To be 5% of the aggregate number of shares of common stock sold in the offering, including over-allotment shares.

Appears in 1 contract

Samples: Amesite Operating Co

Purchase Warrant. THIS CERTIFIES THAT, in consideration for good and valuable consideration, the receipt and sufficiency of funds duly paid by or on behalf of Aegis Capital Corp. which is hereby acknowledged, Xxxxxxx & Co. (UK) Ltd., (“Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] March 25, 2023 (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ ] [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] September 26, 2027 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ ] shares 57,500 (the “Shares”) of common stock of the Companystock, par value $0.0001 per share (the “SharesCommon Stock”), of Silo Pharma, Inc., a Delaware corporation (the “Company”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized or required by law or executive order to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ ] 6.25 per Share [125% of the price of the Shares sold in the Offering]Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. This Purchase Warrant is being issued in connection with a public offering of shares of Common Stock pursuant to the Company’s registration statement on Form S-1 (File No.: 333-261532 (the “Offering”). The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. As used herein, “Effective Date” means the date on which the Shares being sold in the Offering first become legally eligible for distribution to the public as determined in accordance with FINRA Conduct Rule 5110(a)(12).

Appears in 1 contract

Samples: Common Stock Purchase Warrant (Silo Pharma, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. (“Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc.BIOLIFE4D CORPORATION, a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from beginning [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] ], 2023 (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ ] on [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] ●], 2028, the date which is no more than five years from the commencement of sales (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [●] shares of common stock of the Company, par value $0.0001 0.00001 per share (the “SharesCommon Stock”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is not a day on which banking institutions are authorized by law to closeBusiness Day, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms hereinBusiness Day. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [●] per Share [125% share of the price of the Shares sold in the Offering]Common Stock; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares shares of Common Stock to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context, and the term “Business Day” shall mean a day other than a Saturday, Sunday or any other day which is a federal legal holiday in the United States or any day on which the Federal Reserve Bank of New York is authorized or required by law or other governmental action to close, provided that the Federal Reserve Bank of New York shall not be deemed to be authorized or obligated to be closed due to a “shelter in place,” “non-essential employee” or similar closure of physical location at the direction of any governmental authority if the bank’s electronic funds transfer systems (including for wire transfers) are open for use by customers on such day.

Appears in 1 contract

Samples: BioLife4D Corp

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. _________ (“Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc.Long Island Iced Tea Corp., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ [________________] [DATE THAT IS ONE YEAR AFTER SIX MONTHS FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ [____________] [DATE THAT IS FIVE YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [____] shares (the “Shares”) of common stock of the Company, par value $0.0001 per share (the SharesCommon Stock”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [___] per Share [125% of the price of the Shares sold in the Offering]; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.. Capitalized terms used but not defined herein shall have the meanings ascribed to them in the Underwriting Agreement, dated as of [●], 2016, by and between the Company and Network 1 Financial Services, Inc.

Appears in 1 contract

Samples: Long Island Iced Tea Corp.

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. (“Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc.Xplore Technologies Corp., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ ] [DATE THAT IS FIVE YEARS AFTER EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ ] shares of common stock of the CompanyCompany (representing 5% of the shares of common stock sold in the Offering, excluding the over-allotment option) , par value $0.0001 0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the Purchase Warrant. This Purchase Warrant is initially exercisable at $[ ] per Share [125% of the price of the Shares sold in the Offering]; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Underwriting Agreement (Xplore Technologies Corp)

Purchase Warrant. THIS CERTIFIES THAT, in for consideration of funds duly paid in services by or on behalf of Aegis Capital Corp. Prime Number Capital, LLC (“Holder”), as registered owner of this Purchase Warrant, to TrovageneWarrant of Wuxin Technology Holdings, Inc., a Delaware corporation Cayman Islands exempted company (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE SIX MONTHS FROM THE COMMENCEMENT OF PROSPECTUSSALES OF THE OFFERING] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ [●] [DATE THAT IS FIVE (5) YEARS AFTER DATE FROM THE COMMENCEMENT OF PROSPECTUSSALES OF THE OFFERING] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [●][5% OF CLASS A ORDINARY SHARES SOLD IN THE OFFERING] Class A ordinary shares of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [●] per Share [WHICH IS EQUAL TO ONE HUNDRED TWENTY FIVE PERCENT 125% of the price of the Shares sold in the OfferingOF THE PER SHARE PRICE OF THE SHARES SOLD IN THE OFFERING]; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: S Warrant Agreement (Wuxin Technology Holdings, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. (“Holder”), as registered owner of this Purchase Warrant, to TrovageneVolcon, Inc., a Delaware corporation (the Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] beginning March 15, 2024 (the Commencement Date”), and at or before 5:00 p.m., Eastern time, [ ] [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] on September 15, 2028, the date which is no more than five years from the commencement of sales (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ ] 280,000 shares of common stock of the Company, par value $0.0001 0.00001 per share (the Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is not a day on which banking institutions are authorized by law to closeBusiness Day, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms hereinBusiness Day. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ ] 0.625 per Share [125% of the price of the Shares sold in the Offering]Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context, and the term “Business Day” shall mean a day other than a Saturday, Sunday or any other day which is a federal legal holiday in the United States or any day on which the Federal Reserve Bank of New York is authorized or required by law or other governmental action to close, provided that the Federal Reserve Bank of New York shall not be deemed to be authorized or obligated to be closed due to a “shelter in place,” “non-essential employee” or similar closure of physical location at the direction of any governmental authority if the bank’s electronic funds transfer systems (including for wire transfers) are open for use by customers on such day.

Appears in 1 contract

Samples: Volcon, Inc.

Purchase Warrant. THIS CERTIFIES THAT, pursuant to that certain Underwriting Agreement by and between Clubhouse Media Group, Inc., a Nevada corporation (the “Company”) and Boustead Securities, LLC (“Boustead”), dated [●], 2021 (the “Underwriting Agreement”), Boustead (in consideration of funds duly paid by such capacity with its permitted successors or on behalf of Aegis Capital Corp. (assigns, the “Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] ●], 20__ (the “Commencement Exercise Date”)) [THE DATE THAT THE OFFERING STATEMENT IS QUALIFIED], and at or before 5:00 p.m., Eastern time, [ ] [●], 20__ [DATE THAT IS FIVE YEARS AFTER FROM THE DATE OF PROSPECTUSON WHICH THE OFFERING STATEMENT IS QUALIFIED] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [●] shares of common stock Common Stock of the Company, par value $0.0001 0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 5 hereof. If the Expiration Date is a day on which banking institutions are authorized by law or executive order to close, then this Purchase Warrant may be exercised on the next succeeding day which that is not such a day in accordance with the terms herein. During the period commencing on the date hereof and ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ ] _____ per Share [125(150% of the price of the Shares sold in the Offering]); provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. Any term not defined herein shall have the meaning ascribed thereto in the Underwriting Agreement.

Appears in 1 contract

Samples: Clubhouse Media Group, Inc.

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. [__________] (“Holder”), as registered owner of this Purchase Warrant, to TrovageneFreeCast, Inc., a Delaware Florida corporation (the “Company”), Holder is entitled, at any time or from time to time from [ [_____________________] [DATE THAT IS ONE (1) YEAR AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE REGISTRATION STATEMENT] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ [_____________] [DATE THAT IS FIVE (5) YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [_____________] shares of common stock of the Company, par value $0.0001 per share (the “Shares”), subject to adjustment as provided in Section 6 5 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [_____________] per Share [125120% of the price of the Shares sold in the Offering]; provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. This Warrant is being issued pursuant to the certain Underwriting Agreement (the “Underwriting Agreement”), dated ______, 2020, by and among the Company, the Holder and other underwriters named therein, providing for the public offering (the “Offering”) of shares of common stock, par value $0.0001 per share, of the Company. The term “Effective Date” shall mean the effective date of the Registration Statement on Form S-1 (File No. 333-___________). The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Underwriting Agreement (Freecast, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. (“Holder”), as registered owner of this Purchase Warrant, to Trovagene, Clearmind Medicine Inc., a Delaware British Columbia corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] beginning [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] ●], 2023 (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ ] on [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] ●], 2027 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [●] common shares of common stock of the Company, no par value $0.0001 per share (the “Common Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is not a day on which banking institutions are authorized by law to closeBusiness Day, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms hereinBusiness Day. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [●] per Share [125% of the price of the Shares sold in the Offering]Common Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Common Share and the number of Common Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context, and the term “Business Day” shall mean a day other than a Saturday, Sunday or any other day which is a federal legal holiday in the United States or any day on which the Federal Reserve Bank of New York is authorized or required by law or other governmental action to close, provided that the Federal Reserve Bank of New York shall not be deemed to be authorized or obligated to be closed due to a “shelter in place,” “non-essential employee” or similar closure of physical location at the direction of any governmental authority if the bank’s electronic funds transfer systems (including for wire transfers) are open for use by customers on such day.

Appears in 1 contract

Samples: Clearmind Medicine Inc.

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. [●] (“Holder”), as registered owner of this Purchase Warrant, to Trovagene, HyreCar Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ [●] [DATE THAT IS ONE YEAR AFTER 180 DAYS FROM THE EFFECTIVE DATE OR COMMENCEMENT OF PROSPECTUSSALES OF THE PUBLIC OFFERING] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ ] [●][DATE THAT IS FIVE YEARS AFTER FIFTH ANNIVERSARY DATE OF PROSPECTUSEFFECTIVE DATE] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [●] shares (the “Warrant Shares”) of common stock of the Company, par value $0.0001 0.00001 per share (the “SharesCommon Stock”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ $ [●] per Warrant Share [(125% of the price of the Shares shares of Common Stock sold in the proposed initial public offering (the “Offering]”); provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Warrant Share and the number of Warrant Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” means [●], the date that the Company’s Registration Statement on Form S-1 (File No: 333- 225157) (the “Registration Statement”) was declared effective under the Securities Act of 1933, as amended (the “Securities Act”), by the U.S. Securities and Exchange Commission (the “Commission”).

Appears in 1 contract

Samples: Underwriting Agreement (HyreCar Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. (“Holder”), as registered owner of this Purchase Warrant, to Trovagene, Impact BioMedical Inc., a Delaware corporation company incorporated under the law of the State of Nevada (the “Company”), Holder is entitled, at any time or from time to time from [ ] beginning [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] ●], 2024 (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ ] on [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] ●], 2029 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [●] shares of common stock of the CompanyCompany (the “Common Stock”), par value $0.0001 0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is not a day on which banking institutions are authorized by law to closeBusiness Day, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms hereinBusiness Day. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [●] per Share [125% of the price of the Shares sold in the Offering]Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the contextcontext and the term “Business Day” shall mean a day other than a Saturday, Sunday or any other day which is a federal legal holiday in the United States or any day on which the Federal Reserve Bank of New York is authorized or required by law or other governmental action to close, provided that the Federal Reserve Bank of New York shall not be deemed to be authorized or obligated to be closed due to a “shelter in place,” “non-essential employee” or similar closure of physical location at the direction of any governmental authority if the bank’s electronic funds transfer systems (including for wire transfers) are open for use by customers on such day.

Appears in 1 contract

Samples: Impact Biomedical Inc.

Purchase Warrant. THIS CERTIFIES THAT, pursuant to that certain Underwriting Agreement by and between., Wah Fu Education Group Limited, a British Virgin Islands company (the “Company”) and Network 1 Securities, Inc. (“Network 1”), dated [●], 2018 (the “Underwriting Agreement”), Network 1 (in consideration of funds duly paid by such capacity with its permitted successors or on behalf of Aegis Capital Corp. (assigns, the “Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS●], 20[__] (the “Commencement Exercise Date”)) [THE DATE THAT IS 180 DAYS AFTER THE EFFECTIVE DATE OF THE REGISTRATION STATEMENT], and at or before 5:00 p.m., Eastern time, [●], 20[ ] [DATE THAT IS FIVE THREE YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [●] shares of common stock Ordinary Shares of the Company, par value $0.0001 0.01 per share (the “Shares”), subject to adjustment as provided in Section 6 5 hereof. If the Expiration Date is a day on which banking institutions are authorized by law or executive order to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period commencing on the date hereof and ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [●] per Share [(125% of the price of the Shares sold in the Offering]); provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. Any term not defined herein shall have the meaning ascribed thereto in the Underwriting Agreement.

Appears in 1 contract

Samples: Wah Fu Education Group LTD

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid pursuant to that certain Subscription Agreement by or on behalf of Aegis Capital Corp. (“Holder”), as registered owner of this Purchase Warrant, to Trovageneand between FibroBiologics, Inc., a Delaware corporation (the “Company”) and ___ (“Holder”) dated ___ (the “Subscription Agreement”), Holder and its assignees, as registered holders of this purchase warrant (“Purchase Warrant”), is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] the Public Listing Date (the “Commencement Effective Date”), and at or before 5:00 p.m., Eastern time, [ ] [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] on the date that is three years from the Effective Date (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ ] ___ shares of common stock of the Companystock, par value $0.0001 0.00001 per share share, of the Company (the SharesCommon Stock”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions in New York, New York are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ ] 20.00 per Share [125% share of the price of the Shares sold in the Offering]Common Stock; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share share and the number of Shares shares of Common Stock to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price as set forth above or the adjusted exercise priceprice as a result of the events set forth in Section 6 hereof, depending on the context. The term “Public Listing Date” shall mean the first day on which the Common Stock trades on the principal U.S. securities exchange or trading market, including but not limited to any tier of the Nasdaq Stock Market or the NYSE, or any successor to such markets. Capitalized terms used and not defined herein shall have the meanings ascribed to them in the Subscription Agreement.

Appears in 1 contract

Samples: FibroBiologics, Inc.

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. XX Xxxxxx LLC (“Holder”), as registered owner of this Purchase Warrant, to Trovagene, Zhibao Technology Inc., a Delaware corporation Cayman Islands exempted company (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] ________], 2024 (the “Commencement Date”), and at or before 5:00 p.m.5:00p.m., Eastern time, [ ] [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] ________], 20__ (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [________] shares of common stock of the CompanyClass A ordinary shares, par value $0.0001 per share (“Ordinary Shares”) of the Company (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is not a day on which banking institutions are authorized by law to closeBusiness Day, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms hereinBusiness Day. During the period commencing on the Commencement Date and ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [________] per Share [125% of the price of the Shares sold in the Offering]Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Business Day” shall mean a day other than a Saturday, Sunday or any other day which is a federal legal holiday in the United States or any day on which the Federal Reserve Bank of New York is authorized or required by law or other governmental action to close, provided that the Federal Reserve Bank of New York shall not be deemed to be authorized or obligated to be closed due to a “shelter in place,” “non-essential employee” or similar closure of physical location at the direction of any governmental authority if the bank’s electronic funds transfer systems (including for wire transfers) are open for use by customers on such day.

Appears in 1 contract

Samples: Underwriting Agreement (Zhibao Technology Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. _________ (“Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc.Long Island Iced Tea Corp., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ [________________] [DATE THAT IS ONE YEAR AFTER SIX MONTHS FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ [____________] [DATE THAT IS FIVE YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [____] shares (the “Shares”) of common stock of the Company, par value $0.0001 per share (the SharesCommon Stock”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [___] per Share [125110% of the price of the Shares sold in the Offering]; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.. Capitalized terms used but not defined herein shall have the meanings ascribed to them in the Underwriting Agreement, dated as of [●], 2016, by and between the Company and Network 1 Financial Services, Inc.

Appears in 1 contract

Samples: Long Island Iced Tea Corp.

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid pursuant to that certain Underwriting Agreement by or on behalf of Aegis Capital Corp. (“Holder”)and between BIOAFFINITY TECHNOLOGIES, as registered owner of this Purchase Warrant, to Trovagene, Inc.INC., a Delaware corporation (the “Company”) and WallachBeth Capital, LLC dated [*], 2022, as amended (the “Underwriting Agreement”), Holder WallachBeth Capital, LLC (“Holder”) and its assignees, as registered holders of this Purchase Warrant, is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] *], 2022 (the “Commencement Effective Date”), the date that is one hundred and eighty (180) days after the date of the commencement of the sales of the Company’s Common Stock, $0.007 par value per share (the “Common Stock”), and at or before 5:00 p.m., Eastern time, [ ] on [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] *], 2027 (five (5) years from the date hereof) (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [*] shares of common stock Common Stock of the Company, par value $0.0001 per share Company (equal to two (2.0%) percent of the “Shares”Common Stock sold in the Offering including any exercise of the overallotment option), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this purchase warrant (“Purchase Warrant”). This Purchase Warrant is initially exercisable at $[ [*] per Share [125share of Common Stock (115% of the price of the Shares Common Stock sold in the Offering]); provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share share and the number of Shares shares of Common Stock to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price as set forth above or the adjusted exercise priceprice as a result of the events set forth in Section 6 below, depending on the context. Capitalized terms not defined herein shall have the meaning ascribed to them in the Underwriting Agreement. 1 (5%) of the number of shares of common stock sold in the Offering.

Appears in 1 contract

Samples: Underwriting Agreement (bioAffinity Technologies, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. EX Xxxxxx, division of Benchmark Investments, LLC (“Holder”), as registered owner of this Purchase Warrant, to TrovageneInnovation Beverage Group Limited., Inc.an Australian public limited company (collectively with its subsidiaries and affiliates, a Delaware corporation including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries (the “Company”), Holder is entitled, at any time or from time to time from [ ] _______, 2022 [DATE THAT IS ONE YEAR AFTER SIX MONTHS FROM THE DATE OF PROSPECTUSTHE COMMENCEMENT OF SALES OF THE PUBLIC SECURITIES IN THIS INITIAL PUBLIC OFFERING] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ ] _______, 2027 [DATE THAT IS FIVE YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHIS OFFERING, IN PURSUANCE WITH FINRA RULE 5110(G)(8)(A)] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [●][1] shares of common stock stocks of the Company, par value $0.0001 per share Company (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ ] per Share [125% of the a price of the Shares sold in the Offering]$___ per Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price of $____ per Share (equal to 120% of the initial public offering price) or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean ___________, 2022, the date on which the Registration Statement on Form F-1 (File No. 333-266965) of the Company (“Registration Statement”) was declared effective by the Securities and Exchange Commission (the “Commission”). [1] 3% of the aggregate number of Common Stocks sold in the Offering (including Option Shares).

Appears in 1 contract

Samples: Innovation Beverage Group LTD

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. the undersigned holder hereof (“Holder”), as registered owner of this Common Stock Purchase Warrant (the “Purchase Warrant”), to TrovageneUnique Fabricating, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] October 8, 2022 (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ ] [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] October 7, 2027 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [__________] shares of common stock of the Company, par value $0.0001 0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 5 hereof. This Purchase Warrant will not be exercisable more than five years from the date of issuance of this Purchase Warrant. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the Purchase Warrant. This Purchase Warrant is initially exercisable at $[ ] per Share [125% of the an exercise price of the Shares sold in the Offering]; $0.52 per Share, provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Unique Fabricating, Inc.

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. (“Holder”), as registered owner of this Purchase Warrant, to TrovageneINNOVATION BEVERAGE GROUP LIMITED, Inc., a Delaware corporation an Australian public limited company (the Company”), Holder is entitled, at any time or from time to time from [ ] beginning [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] ●], 2023 (the Commencement Date”), and at or before 5:00 p.m., Eastern time, [ ] on [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] ●], 2028 (the Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [●] ordinary shares of common stock of the Company, no par value $0.0001 per share (the Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is not a day on which banking institutions are authorized by law to closeBusiness Day, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms hereinBusiness Day. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [●] per Share [125% of the price of the Shares sold in the Offering]Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context, and the term “Business Day” shall mean a day other than a Saturday, Sunday or any other day which is a federal legal holiday in the United States or any day on which the Federal Reserve Bank of New York is authorized or required by law or other governmental action to close, provided that the Federal Reserve Bank of New York shall not be deemed to be authorized or obligated to be closed due to a “shelter in place,” “non-essential employee” or similar closure of physical location at the direction of any governmental authority if the bank’s electronic funds transfer systems (including for wire transfers) are open for use by customers on such day.

Appears in 1 contract

Samples: Innovation Beverage Group LTD

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. EX Xxxxxx, division of Benchmark Investments, LLC (“Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc.Treasure Global Inc, a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [●], 2022 [DATE THAT IS ONE YEAR AFTER SIX (6) MONTHS FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ ] [●], 2027 [DATE THAT IS FIVE (5) YEARS AFTER FROM THE EFFECTIVE DATE OF PROSPECTUSTHE OFFERING] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [____] shares of common stock of the Company, par value $0.0001 0.00001 per share (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [●] per Share [125% of the price of the Shares sold in the Offering]OF THE PUBLIC OFFERING PRICE OF THE FIRM SHARES SOLD IN THE OFFERING] per Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. The term “Effective Date” shall mean [●], 2022, the date on which the Registration Statement on Form S-1 (File No. 333-264364) of the Company was declared effective by the Securities and Exchange Commission.

Appears in 1 contract

Samples: Underwriting Agreement (Treasure Global Inc)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid pursuant to that certain Underwriting Agreement by or and between Muliang Viagoo Technology, Inc., a Nevada company (the “Company”), on behalf of Aegis Capital Corp. one hand, and Boustead Securities, LLC (the “Holder”), on the other hand, dated [●], 2022 (the “Underwriting Agreement”), the Holder, as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS●], 20[__] (the “Commencement Exercise Date”), and at or before 5:00 p.m., Eastern time, [ ] on [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS●], 20[__] (the “Expiration Date”)Date”)1, but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ ] shares such number of common stock stocks of the Company, par value $0.0001 per share common stock (the “Common Stocks”) as equates to five percent (5%) of the Common Stocks in the Offering (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law or executive order to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ ] $ per Share [125Common Stock (120% of the price of the Shares Common Stocks sold in the Offering]); provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Ordinary Share and the number of Shares Common Stocks to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price as set forth above or the adjusted exercise priceprice as a result of the events set forth in Section 6 below, depending on the context. Capitalized terms not defined herein shall have the meaning ascribed to them in the Underwriting Agreement.

Appears in 1 contract

Samples: Underwriting Agreement (Muliang Viagoo Technology, Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration for good and valuable consideration, the receipt and sufficiency of funds duly paid by or on behalf of Aegis Capital Corp. which is hereby acknowledged, XXXXXXX & COMPANY (UK) LTD. (together with any permitted assign hereunder, the “Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] FEBRUARY 11, 2022 (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ ] [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] FEBRUARY 11, 2027 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ ] one hundred eighty-seven thousand five hundred (187,500) shares (the “Shares”) of common stock of the Companystock, par value $0.0001 per share (the “SharesCommon Stock”), of Amesite Inc., a Delaware corporation (the “Company”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized or required by law or executive order to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ ] 1.00 per Share [125% of the price of the Shares sold in the Offering]Share; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. This Purchase Warrant is being issued in connection with a public offering of shares of Common Stock pursuant to the Company’s registration statement on Form S-3 (File No.: 333-260666) (the “Offering”). The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context.

Appears in 1 contract

Samples: Common Stock Purchase Warrant (Amesite Inc.)

Purchase Warrant. THIS CERTIFIES THAT, in consideration of funds duly paid by or on behalf of Aegis Capital Corp. [___________] (“Holder”), as registered owner of this Purchase Warrant, to TrovageneBG Staffing, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] May [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] _], 2017 (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ ] May [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] _], 2021 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [________] shares of common stock of the Company, par value $0.0001 0.01 per share (the “Shares”), subject to adjustment as provided in Section 6 5 hereof. This Purchase Warrant will not be exercisable more than five years from the Firm Shares Closing Date pursuant to FINRA Rule 5110(f)(2)(G)(i). If the Expiration Date is a day on which banking institutions in the State of New York are authorized by law to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period ending on the Expiration Date, the Company agrees not to take any action that would terminate the Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [___] per Share [125(120% of the price of the Shares sold in the Offering]); provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. All capitalized terms used herein but not defined shall have the meanings given to them in the Underwriting Agreement dated as of May [_], 2016 by and among the Company and the underwriters party thereto.

Appears in 1 contract

Samples: Underwriting Agreement (BG Staffing, Inc.)

Purchase Warrant. THIS CERTIFIES THATCLASS A ORDINARY SHARES PURCHASE WARRANT (this “Purchase Warrant”) certifies that, pursuant to that certain Underwriting Agreement by and between Pop Culture Group Co., Ltd, a Cayman Islands exempted company (the “Company”) and Network 1 Financial Securities, Inc. (“Network 1”), dated [●], 2021 (the “Underwriting Agreement”), Network 1 (in consideration of funds duly paid by such capacity with its permitted successors or on behalf of Aegis Capital Corp. (assigns, the “Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS●], 20[●] (the “Commencement Exercise Date”)) [THE DATE THAT IS SIX (6) MONTHS AFTER THE DATE OF COMMENCEMENT OF SALES OF THE OFFERING], and at or before 5:00 p.m., Eastern time, [ [●], 20[●] [DATE THAT IS FIVE THREE YEARS AFTER FROM THE DATE COMMENCEMENT OF PROSPECTUSSALES OF THE OFFERING] (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ [●] Class A ordinary shares of common stock of the Company, par value $0.0001 0.001 per share (the “Shares”), subject to adjustment as provided in Section 6 5 hereof. If the Expiration Date is a day on which banking institutions are authorized by law or executive order to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period commencing on the date hereof and ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ [●] per Share [(125% of the price of the Shares sold in the Offering]); provided, however, that upon the occurrence of any of the events specified in Section 6 5 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. Any term not defined herein shall have the meaning ascribed thereto in the Underwriting Agreement.

Appears in 1 contract

Samples: Underwriting Agreement (Pop Culture Group Co., LTD)

Purchase Warrant. THIS CERTIFIES THAT, in consideration pursuant to that certain Underwriting Agreement, dated [_____], 2018 (the “Underwriting Agreement”), by and among Hxxxxxx Jxxxx Laboratories, Inc., a Delaware corporation (the “Company”), and the underwriters signatory thereto (the “Underwriters”), providing for the public offering (the “Offering”) of funds duly paid by or on behalf shares of Aegis Capital Corp. common stock, par value $0.00001 per share, of the Company (the “Common Stock”), __________ (“Holder”), as registered owner of this Purchase Warrant, to Trovagene, Inc., a Delaware corporation (the “Company”), Holder is entitled, at any time or from time to time from [ ] [DATE THAT IS ONE YEAR AFTER DATE OF PROSPECTUS] _______________3 (the “Commencement Date”), and at or before 5:00 p.m., Eastern time, [ ] [DATE THAT IS FIVE YEARS AFTER DATE OF PROSPECTUS] ____________4 (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to [ ] ___________ shares of common stock of the Company, par value $0.0001 per share Common Stock (the “Shares”), subject to adjustment as provided in Section 6 hereof. If the Expiration Date is a day on which banking institutions are authorized by law or executive order to close, then this Purchase Warrant may be exercised on the next succeeding day which is not such a day in accordance with the terms herein. During the period commencing on the date hereof and ending on the Expiration Date, the Company agrees not to take any action that would terminate the this Purchase Warrant. This Purchase Warrant is initially exercisable at $[ ] __________ per Share [125% of the price of the Shares sold in the Offering]Share5; provided, however, that upon the occurrence of any of the events specified in Section 6 hereof, the rights granted by this Purchase Warrant, including the exercise price per Share and the number of Shares to be received upon such exercise, shall be adjusted as therein specified. This Warrant is being issued pursuant to the certain Underwriting Agreement (the “Underwriting Agreement”), dated ______, 2018, by and among the Company, the Holder and other underwriters named therein, providing for the public offering (the “Offering”) of shares of common stock, par value $0.00001 per share, of the Company. The term “Effective Date” shall mean the effective date of the registration statement in connection with the Offering. The term “Exercise Price” shall mean the initial exercise price or the adjusted exercise price, depending on the context. 1 Date that is one year from the Effective Date of the Offering. 2 Date that is five years from the Effective Date of the Offering. 3 Date that is one year from the Effective Date of the Offering. 4 Date that is five years from the Effective Date of the Offering. 5 125% of the price of the Shares sold in the Offering.

Appears in 1 contract

Samples: Underwriting Agreement (Hancock Jaffe Laboratories, Inc.)

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