Common use of Prohibition of Sales to EEA Retail Investors Clause in Contracts

Prohibition of Sales to EEA Retail Investors. Unless the Final Terms in respect of any Notes specifies "Prohibition of Sales to EEA Retail Investors" as "Not Applicable", each Dealer represents and agrees that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available any Notes which are the subject of the offering contemplated by the Base Prospectus as completed by the Final Terms in relation thereto to any retail investor in the EEA. For the purposes of this provision, the expression retail investor means a person who is one (or more) of the following:

Appears in 6 contracts

Samples: Programme Agreement, Programme Agreement, Programme Agreement

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Prohibition of Sales to EEA Retail Investors. Unless the Final Terms in respect of any Notes specifies "Prohibition of Sales to EEA Retail Investors" as "Not Applicable", each Dealer represents and agrees that it has The Designated Securities may not be offered, sold or otherwise made available and will not offer, sell or otherwise make available any Notes which are the subject of the offering contemplated by the Base Prospectus as completed by the Final Terms in relation thereto to any retail investor in the EEA. For the purposes of this provision, the expression retail investor investor” means a person who is one (or more) of the following:

Appears in 2 contracts

Samples: Underwriting Agreement (Banco Bilbao Vizcaya Argentaria, S.A.), Pricing Agreement (Banco Bilbao Vizcaya Argentaria, S.A.)

Prohibition of Sales to EEA Retail Investors. Unless the Final Terms in respect of any Notes the Covered Bonds specifies "the “Prohibition of Sales to EEA Retail Investors" as "Not Applicable", each Dealer represents and agrees that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available available, any Notes Covered Bonds which are the subject of the offering contemplated by the Base Prospectus as completed by the Final Terms in relation thereto to any retail investor in the EEA. For the purposes of this provision, the expression retail investor investor” means a person who is one (or more) of the following:

Appears in 2 contracts

Samples: First Amending Agreement, Dealership Agreement

Prohibition of Sales to EEA Retail Investors. Unless the Final Terms in respect of any Notes Covered Bonds specifies "Prohibition of Sales to EEA Retail Investors" as "Not Applicable", each Dealer represents and agrees that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available any Notes Covered Bonds which are the subject of the offering contemplated by the Base Prospectus as completed by the Final Terms in relation thereto to any retail investor in the EEA. For the purposes of this provision, the expression retail investor means a person who is one (or more) of the following:

Appears in 2 contracts

Samples: Dealership Agreement, Dealership Agreement

Prohibition of Sales to EEA Retail Investors. Unless the Final Terms Pricing Supplement in respect of any Notes specifies "Prohibition of Sales to EEA Retail Investors" as "Not Applicable", each Dealer represents and agrees that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available any Notes which are the subject of the offering contemplated by the Base Prospectus Listing Particulars as completed by the Final Terms Pricing Supplement in relation thereto to any retail investor in the EEAEuropean Economic Area. For the purposes of this provision, the expression retail investor means a person who is one (or more) of the following:

Appears in 2 contracts

Samples: Programme Agreement (Autoliv Inc), Programme Agreement (Autoliv Inc)

Prohibition of Sales to EEA Retail Investors. Unless the Final Terms in respect of any Notes specifies "Prohibition of Sales to EEA Retail Investors" as "Not Applicable", each Each Dealer represents and agrees that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available any Notes which are the subject of the offering contemplated by the Base Prospectus as completed by the Final Terms in relation thereto to any retail investor in the EEAEuropean Economic Area. For the purposes of this provision, . the expression retail investor investor” means a person who is one (or more) of the following:

Appears in 1 contract

Samples: Programme Agreement

Prohibition of Sales to EEA Retail Investors. Unless the Final Terms Pricing Supplement in respect of any Notes specifies "Prohibition of Sales to EEA Retail Investors" as "Not Applicable", each Dealer represents and agrees that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available any Notes which are the subject of the offering contemplated by the Base Prospectus Listing Particulars as completed by the Final Terms Pricing Supplement in relation thereto to any retail investor in the EEAEuropean Economic Area. For the purposes of this provision, the expression retail investor means a person who is one (or more) of the following:

Appears in 1 contract

Samples: Programme Agreement (Autoliv Inc)

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Prohibition of Sales to EEA Retail Investors. Unless If the applicable Final Terms in respect of any Notes specifies "the “Prohibition of Sales sales to EEA Retail Investors" retail investors” as "Not Applicable", each Dealer represents and agrees that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available any Notes which are the subject of the offering contemplated by the Base Prospectus as completed by the Final Terms in relation thereto to any retail investor in the EEAEuropean Economic Area. For the purposes of this provision, the expression retail investor means a person who is one (or more) of the following:

Appears in 1 contract

Samples: Programme Agreement

Prohibition of Sales to EEA Retail Investors. Unless If the applicable Final Terms in respect of any Notes specifies "the “Prohibition of Sales sales to EEA Retail Investors" retail investors” as "Not Applicable", each Dealer represents and agrees that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available any Notes which are the subject of the offering contemplated by the Base Prospectus as completed completed, supplemented, amended or replaced by the Final Terms in relation thereto to any retail investor in the EEAEuropean Economic Area. For the purposes of this provision, the expression retail investor means a person who is one (or more) of the following:

Appears in 1 contract

Samples: Programme Agreement

Prohibition of Sales to EEA Retail Investors. Unless the Final Terms Pricing Supplement in respect of any Notes specifies "Prohibition of Sales to EEA Retail Investors" as "Not Applicable", each Dealer represents and agrees that it has not offered, sold or otherwise made available and will not offer, sell or otherwise make available any Notes which are the subject of the offering contemplated by the Base Prospectus Listing Particulars as completed by the Final Terms Pricing Supplement in relation thereto to any retail investor in the EEAEuropean Economic Area. For the purposes of this provision, the expression retail investor means a person who is one (or more) of the following:

Appears in 1 contract

Samples: Programme Agreement (Autoliv Inc)

Prohibition of Sales to EEA Retail Investors. Unless the Final Terms in respect of any Notes specifies "Prohibition of Sales to EEA Retail Investors" as "Not Applicable", each Dealer represents Each Note Purchaser has represented and agrees agreed that it is has not offered, sold sold, or otherwise made available and will not offer, sell sell, or otherwise make available any Notes which are the subject of the offering contemplated by the Base Prospectus as completed by the Final Terms in relation thereto to any retail investor in the EEA. For the purposes of this provision, the expression retail investor investor” means a person who is one (or more) of the following:

Appears in 1 contract

Samples: Subscription Agreement

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