Principal Transactions. In connection with purchases or sales of securities for the account of a Fund, neither the Subadviser nor any of the Subadviser’s directors, officers, or employees shall act as a principal or agent or receive any commission except as permitted by the 1940 Act.
Appears in 31 contracts
Sources: Investment Subadvisory Agreement (Symmetry Panoramic Trust), Subadvisory Agreement (Advisors' Inner Circle Fund II), Investment Subadvisory Agreement (Symmetry Panoramic Trust)
Principal Transactions. In connection with purchases or sales of securities for the account of a Fund, neither the Subadviser Sub-Adviser nor any of the SubadviserSub-Adviser’s directors, officers, or employees shall act as a principal or agent or receive any commission except as permitted by the 1940 Act.
Appears in 15 contracts
Sources: Sub Advisory Agreement (Catholic Responsible Investments Funds), Sub Advisory Agreement (Catholic Responsible Investments Funds), Sub Advisory Agreement (Catholic Responsible Investments Funds)
Principal Transactions. In connection with purchases or sales of securities for the account of a the Fund, neither the Subadviser Sub-Adviser nor any of the SubadviserSub-Adviser’s directors, officers, or employees shall act as a principal or agent or receive any commission except as permitted by the 1940 Act.
Appears in 6 contracts
Sources: Sub Advisory Agreement (Delaware Wilshire Private Markets Fund), Sub Advisory Agreement (Delaware Wilshire Private Markets Fund), Sub Advisory Agreement (Delaware Wilshire Private Markets Master Fund)
Principal Transactions. In connection with purchases or sales of securities for the account of a Fund, neither the Subadviser Sub-Adviser nor any of the Subadviser’s Sub-Adviser's directors, officers, or employees shall act as a principal or agent or receive any commission except as permitted by the 1940 Act.
Appears in 2 contracts
Sources: Sub Advisory Agreement (Catholic Responsible Investments Funds), Sub Advisory Agreement (Advisors' Inner Circle Fund III)
Principal Transactions. In connection with purchases or sales of securities for the account of a Fundthe Company, neither the Subadviser nor any of the Subadviser’s directors, officers, or employees shall act as a principal or agent or receive any commission except as permitted by the 1940 Act.
Appears in 1 contract
Sources: Subadvisory Agreement (Advisors' Inner Circle Fund III)
Principal Transactions. In connection with purchases or sales of securities for the account of a Fund, neither the Subadviser nor any of the Subadviser’s ' s directors, officers, or employees shall act as a principal or agent or receive any commission except as permitted by the 1940 Act.
Appears in 1 contract
Sources: Investment Subadvisory Agreement (Advisors' Inner Circle Fund III)
Principal Transactions. In connection connection- with purchases or sales of securities for the account of a Fund, neither the Subadviser Sub-Adviser nor any of the Subadviser’s its directors, officers, officers or employees shall will act as a principal or agent or receive any commission except as permitted by the 1940 Act.
Appears in 1 contract
Sources: Sub Advisory Agreement (Advisors' Inner Circle Fund)
Principal Transactions. In connection with purchases or sales of securities for the account of a Fund, neither the Subadviser nor any of the Subadviser’s affiliates, directors, officers, or employees shall act as a principal or agent or receive any commission except as permitted by the 1940 Act.
Appears in 1 contract
Sources: Subadvisory Agreement (Catholic Responsible Investments Funds)
Principal Transactions. In connection with purchases or sales of securities for the account of a the Fund, neither the Subadviser nor any of the Subadviser’s directors, officers, or employees shall act as a principal or agent or receive any commission except as permitted by the 1940 Act.
Appears in 1 contract
Sources: Subadvisory Agreement (Advisors' Inner Circle Fund III)