Common use of Pricing Services Clause in Contracts

Pricing Services. ■$ [ ] – Listed Instruments and rates which may include but are not limited to: Domestic Equities, Options, ADRs, Foreign Equities, Futures, Forwards, Currency Rates, Total Return Swaps ■$ [ ] – Lower Tier Cost Fixed Income Instruments which may include but are not limited to: Domestic Corporate, Governments and Agency Bonds, Mortgage Backed Securities, and Municipal Bonds ■$ [ ] – Higher Tier Cost Fixed Income Instruments which may include but are not limited to: CMO and Asset Backed Securities, Money Market Instruments, Foreign Corporates, Government and Agency Bonds, Asset Backed, and High Yield Bonds ■$ [ ] – Bank Loans ■$ [ ] – Intraday money market funds pricing, up to 3 times per day ■$ [ ] per Month Manual Security Pricing (>25per day) ■Derivative Instruments are generally charged at the following rates: ●$ [ ] – Interest Rate Swaps, Foreign Currency Swaps ●$ [ ] – Swaptions ●$ [ ] – Credit Default Swaps Note: Prices above are based on using U.S. Bank primary pricing service which may vary by security type and are subject to change. Prices do not include set-up fees which may be charged on certain derivative instruments such as swaps. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non-standard security types, such as CLOs CDOs, and complex derivative instruments which may result in additional fees.

Pricing Services. ■$ ■ $[ ] – - Listed Instruments and rates which may include but are not limited to: Domestic Equities, Options, ADRs, Foreign Equities, Futures, Forwards, Currency Rates, Total Return Swaps ■$ ■ $[ ] – - Lower Tier Cost Fixed Income Instruments which may include but are not limited to: Domestic Corporate, Governments and Agency Bonds, Mortgage Backed Securities, and Municipal Bonds ■$ ■ $[ ] – - Higher Tier Cost Fixed Income Instruments which may include but are not limited to: CMO and Asset Backed Securities, Money Market Instruments, Foreign Corporates, Government and Agency Bonds, Asset Backed, and High Yield Bonds ■$ ■ $[ ] – - Bank Loans ■$ ■ $[ ] – - Intraday money market funds pricing, up to 3 times per day ■$ ■ $[ ] per Month Manual Security Pricing (>25per day) ■■ Derivative Instruments are generally charged at the following rates: ●$ ● $[ ] – - Interest Rate Swaps, Foreign Currency Swaps ●$ ● $[ ] – - Swaptions ●$ ● $[ ] – - Credit Default Swaps Note: Prices above are based on using U.S. Bank primary pricing service which may vary by security type and are subject to change. Prices do not include set-up fees which may be charged on certain derivative instruments such as swaps. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non-standard security types, such as CLOs CDOs, and complex derivative instruments which may result in additional swap setup fees.

Pricing Services. ■■ $ [ ] – ]- Listed Instruments and rates which may include but are not limited to: Domestic Equities, Options, ADRs, Foreign Equities, Futures, Forwards, Currency Rates, Total Return Swaps ■■ $ [ ] – ]- Lower Tier Cost Fixed Income Instruments which may include but are not limited to: Domestic Corporate, Governments and Agency Bonds, Mortgage Backed Securities, and Municipal Bonds ■■ $ [ ] – ]- Higher Tier Cost Fixed Income Instruments which may include but are not limited to: CMO and Asset Backed Securities, Money Market Instruments, Foreign Corporates, Government and Agency Bonds, Asset Backed, and High Yield Bonds ■■ $ [ ] – ]- Bank Loans ■■ $ [ ] – ]- Intraday money market funds pricing, up to 3 [ ]times per day ■■ $ [ ] ]per Month Manual Security Pricing (>25per [ ]per day) ■■ Derivative Instruments are generally charged at the following rates: ●● $ [ ] – - Interest Rate Swaps, Foreign Currency Swaps ●● $ [ ] – ]- Swaptions ●● $ [ ] – ]- Credit Default Swaps Note: Prices above are based on using U.S. Bank primary pricing service which may vary by security type and are subject to change. Prices do not include set-up fees which may be charged on certain derivative instruments such as swaps. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non-standard security types, such as CLOs CDOs, and complex derivative instruments which may result in additional swap setup fees.

Pricing Services. ■▪ $ [ ] – ____ - Listed Instruments and rates which may include but are not limited to: Domestic Equities, Options, ADRs, Foreign Equities, Futures, Forwards, Currency Rates, Total Return Swaps ■▪ $ [ ] – ____ - Lower Tier Cost Fixed Income Instruments which may include but are not limited to: Domestic Corporate, Governments and Agency Bonds, Mortgage Backed Securities, and Municipal Bonds ■▪ $ [ ] – ____ - Higher Tier Cost Fixed Income Instruments which may include but are not limited to: CMO and Asset Backed Securities, Money Market Instruments, Foreign Corporates, Government and Agency Bonds, Asset Backed, and High Yield Bonds ■▪ $ [ ] – ____ - Bank Loans ■▪ $ [ ] – ____ - Intraday money market funds pricing, up to 3 times per day ■▪ $ [ ] ____ per Month Manual Security Pricing (>25per day) ■▪ Derivative Instruments are generally charged at the following rates: ●• $ [ ] – ____ - Interest Rate Swaps, Foreign Currency Swaps ●• $ [ ] – ____ - Swaptions ●• $ [ ] – ____ - Credit Default Swaps Note: Prices above are based on using U.S. Bank primary pricing service which may vary by security type and are subject to change. Prices do not include set-up fees which may be charged on certain derivative instruments such as swaps. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non-standard security types, such as CLOs CDOs, and complex derivative instruments which may result in additional swap setup fees.

Pricing Services. ■■ $ [ ] – ]- Listed Instruments and rates which may include but are not limited to: Domestic Equities, Options, ADRs, Foreign Equities, Futures, Forwards, Currency Rates, Total Return Swaps ■■ $ [ ] – ]- Lower Tier Cost Fixed Income Instruments which may include but are not limited to: Domestic Corporate, Governments and Agency Bonds, Mortgage Backed Securities, and Municipal Bonds ■■ $ [ ] – ]- Higher Tier Cost Fixed Income Instruments which may include but are not limited to: CMO and Asset Backed Securities, Money Market Instruments, Foreign Corporates, Government and Agency Bonds, Asset Backed, and High Yield Bonds ■■ [ ]- Bank Loans ■ $ [ ] – Bank Loans ■$ [ ] – ]- Intraday money market funds pricing, up to 3 [ ]times per day ■■ $ [ ] ]per Month Manual Security Pricing (>25per day[ ] perday) ■■ Derivative Instruments are generally charged at the following rates: ●● $ [ ] – ]- Interest Rate Swaps, Foreign Currency Swaps ●● $ [ ] – ]- Swaptions ●● $ [ ] – ]- Credit Default Swaps Note: Prices above are based on using U.S. Bank primary pricing service which may vary by security type and are subject to change. Prices do not include set-up fees which may be charged on certain derivative instruments such as swaps. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non-standard security types, such as CLOs CDOs, and complex derivative instruments which may result in additional swap setup fees.

Pricing Services. ■■ $ [ ] – ]- Listed Instruments and rates which may include but are not limited to: Domestic Equities, Options, ADRs, Foreign Equities, Futures, Forwards, Currency Rates, Total Return Swaps ■■ $ [ ] – ]- Lower Tier Cost Fixed Income Instruments which may include but are not limited to: Domestic Corporate, Governments and Agency Bonds, Mortgage Backed Securities, and Municipal Bonds ■■ $ [ ] – ]- Higher Tier Cost Fixed Income Instruments which may include but are not limited to: CMO and Asset Backed Securities, Money Market Instruments, Foreign Corporates, Government and Agency Bonds, Asset Backed, and High Yield Bonds ■■ $ [ ]- Bank Loans ■ $ [ ] – Bank Loans ■$ [ ] – - Intraday money market funds pricing, up to 3 times per day ■■ $ [ ] per Month Manual Security Pricing (>25per day) ■■ Derivative Instruments are generally charged at the following rates: ●• $ [ ] – ]- Interest Rate Swaps, Foreign Currency Swaps ●• $ [ ] – ]- Swaptions ●• $ [ ] – ]- Credit Default Swaps Semper Note: Prices above are based on using U.S. Bank primary pricing service which may vary by security type and are subject to change. Prices do not include set-up fees which may be charged on certain derivative instruments such as swaps. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non-standard security types, such as CLOs CDOs, and complex derivative instruments which may result in additional swap setup fees.

Pricing Services. ■■ $ [ ] – 0.08 - Listed Instruments and rates which may include but are not limited to: Domestic Equities, Options, ADRs, Foreign Equities, Futures, Forwards, Currency Rates, Total Return Swaps ■■ $ [ ] – 0.50 - Lower Tier Cost Fixed Income Instruments which may include but are not limited to: Domestic Corporate, Governments and Agency Bonds, Mortgage Backed Securities, and Municipal Bonds ■■ $ [ ] – 0.80 - Higher Tier Cost Fixed Income Instruments which may include but are not limited to: CMO and Asset Backed Securities, Money Market Instruments, Foreign Corporates, Government and Agency Bonds, Asset Backed, and High Yield Bonds ■■ $ [ ] – 1.00 - Bank Loans ■■ $ [ ] – 1.50 - Intraday money market funds pricing, up to 3 times per day ■■ $ [ ] 500 per Month Manual Security Pricing (>25per day) ■■ Derivative Instruments are generally charged at the following rates: ●● $ [ ] – 0.90 - Interest Rate Swaps, Foreign Currency Swaps ●● $ [ ] – 1.50 - Swaptions ●● $ [ ] – 3.00 - Credit Default Swaps Note: Prices above are based on using U.S. Bank primary pricing service which may vary by security type and are subject to change. Prices do not include set-up fees which may be charged on certain derivative instruments such as swaps. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non-standard security types, such as CLOs CDOs, and complex derivative instruments which may result in additional swap setup fees.

Pricing Services. ■■ $ [ ] – - Listed Instruments and rates which may include but are not limited to: Domestic Equities, Options, ADRs, Foreign Equities, Futures, Forwards, Currency Rates, Total Return Swaps ■■ $ [ ] – - Lower Tier Cost Fixed Income Instruments which may include but are not limited to: Domestic Corporate, Governments and Agency Bonds, Mortgage Backed Securities, and Municipal Bonds ■■ $ [ ] – - Higher Tier Cost Fixed Income Instruments which may include but are not limited to: CMO and Asset Backed Securities, Money Market Instruments, Foreign Corporates, Government and Agency Bonds, Asset Backed, and High Yield Bonds ■■ $ [ ] – - Bank Loans ■■ $ [ ] – - Intraday money market funds pricing, up to 3 times per day ■■ $ [ ] per Month Manual Security Pricing (>25per day) ■■ Derivative Instruments are generally charged at the following rates: ●● $ [ ] – - Interest Rate Swaps, Foreign Currency Swaps ●● $ [ ] – - Swaptions ●● $ [ ] – - Credit Default Swaps Note: Prices above are based on using U.S. Bank primary pricing service which may vary by security type and are subject to change. Prices do not include set-up fees which may be charged on certain derivative instruments such as swaps. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non-standard security types, such as CLOs CDOs, and complex derivative instruments which may result in additional swap setup fees.

Pricing Services. ■■ $ [ ] – ]- Listed Instruments and rates which may include but are not limited to: Domestic Equities, Options, ADRs, Foreign Equities, Futures, Forwards, Currency Rates, Total Return Swaps ■■ $ [ ] – ]- Lower Tier Cost Fixed Income Instruments which may include but are not limited to: Domestic Corporate, Governments and Agency Bonds, Mortgage Backed Securities, and Municipal Bonds ■■ $ [ ] – ]- Higher Tier Cost Fixed Income Instruments which may include but are not limited to: CMO and Asset Backed Securities, Money Market Instruments, Foreign Corporates, Government and Agency Bonds, Asset Backed, and High Yield Bonds ■■ $ [ ] – ]- Bank Loans ■■ $ [ ] – ]- Intraday money market funds pricing, up to 3 [ ]times per day ■■ $ [ ] ]per Month Manual Security Pricing (>25per [ ]day) ■■ Derivative Instruments are generally charged at the following rates: ●● $ [ ] – ]- Interest Rate Swaps, Foreign Currency Swaps ●● $ [ ] – ]- Swaptions ●$ ● $[ ] – - Credit Default Swaps Note: Prices above are based on using U.S. Bank primary pricing service which may vary by security type and are subject to change. Prices do not include set-up fees which may be charged on certain derivative instruments such as swaps. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non-standard security types, such as CLOs CDOs, and complex derivative instruments which may result in additional swap setup fees.

Pricing Services. ■■ $ [ ] – ]- Listed Instruments and rates which may include but are not limited to: Domestic Equities, Options, ADRs, Foreign Equities, Futures, Forwards, Currency Rates, Total Return Swaps ■■ $ [ ] – ]- Lower Tier Cost Fixed Income Instruments which may include but are not limited to: Domestic Corporate, Governments and Agency Bonds, Mortgage Backed Securities, and Municipal Bonds ■■ $ [ ] – ]- Higher Tier Cost Fixed Income Instruments which may include but are not limited to: CMO and Asset Backed Securities, Money Market Instruments, Foreign Corporates, Government and Agency Bonds, Asset Backed, and High Yield Bonds ■■ $ [ ] – ]- Bank Loans ■■ $ [ ] – ]- Intraday money market funds pricing, up to 3 [ ] times per day ■■ $ [ ] ]per Month Manual Security Pricing (>25per [ ]day) ■■ Derivative Instruments are generally charged at the following rates: ●• $ [ ] – ]- Interest Rate Swaps, Foreign Currency Swaps ●• $ [ ] – ]- Swaptions ●• $ [ ] – ]- Credit Default Swaps Note: Prices above are based on using U.S. Bank primary pricing service which may vary by security type and are subject to change. Prices do not include set-up fees which may be charged on certain derivative instruments such as swaps. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non-standard security types, such as CLOs CDOs, and complex derivative instruments which may result in additional swap setup fees.

Pricing Services. ■$ [ ] – ■ $____ - Listed Instruments and rates which may include but are not limited to: Domestic Equities, Options, ADRs, Foreign Equities, Futures, Forwards, Currency Rates, Total Return Swaps ■$ [ ] – ■ $____ - Lower Tier Cost Fixed Income Instruments which may include but are not limited to: Domestic Corporate, Governments and Agency Bonds, Mortgage Backed Securities, and Municipal Bonds ■$ [ ] – ■ $____ - Higher Tier Cost Fixed Income Instruments which may include but are not limited to: CMO and Asset Backed Securities, Money Market Instruments, Foreign Corporates, Government and Agency Bonds, Asset Backed, and High Yield Bonds ■$ [ ] – ■ $____ - Bank Loans ■$ [ ] – ■ $____ - Intraday money market funds pricing, up to 3 times per day ■$ [ ] ■ $____ per Month Manual Security Pricing (>25per day) ■■ Derivative Instruments are generally charged at the following rates: ●$ [ ] – ● $____ - Interest Rate Swaps, Foreign Currency Swaps ●$ [ ] – ● $____ - Swaptions ●$ [ ] – ● $____ - Credit Default Swaps Note: Prices above are based on using U.S. Bank primary pricing service which may vary by security type and are subject to change. Prices do not include set-up fees which may be charged on certain derivative instruments such as swaps. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non-standard security types, such as CLOs CDOs, and complex derivative instruments which may result in additional swap setup fees.

Pricing Services. ■■ $ [ ] – ]- Listed Instruments and rates which may include but are not limited to: Domestic Equities, Options, ADRs, Foreign Equities, Futures, Forwards, Currency Rates, Total Return Swaps ■■ $ [ ] – ]- Lower Tier Cost Fixed Income Instruments which may include but are not limited to: Domestic Corporate, Governments and Agency Bonds, Mortgage Backed Securities, and Municipal Bonds ■■ $ [ ] – ]- Higher Tier Cost Fixed Income Instruments which may include but are not limited to: CMO and Asset Backed Securities, Money Market Instruments, Foreign Corporates, Government and Agency Bonds, Asset Backed, and High Yield Bonds ■■ $ [ ]- Bank Loans ■ $ [ ] – Bank Loans ■$ [ ] – - Intraday money market funds pricing, up to 3 times per day ■■ $ [ ] ]0 per Month Manual Security Pricing (>25per day) ■■ Derivative Instruments are generally charged at the following rates: ●• $ [ ] – ]- Interest Rate Swaps, Foreign Currency Swaps ●• $ [ ] – ]- Swaptions ●• $ [ ] – ]- Credit Default Swaps Note: Prices above are based on using U.S. Bank primary pricing service which may vary by security type and are subject to change. Prices do not include set-up fees which may be charged on certain derivative instruments such as swaps. Use of alternative and/or additional sources may result in additional fees. Semper Pricing vendors may designate certain securities as hard to value or as a non-standard security types, such as CLOs CDOs, and complex derivative instruments which may result in additional swap setup fees.

Pricing Services. ■■ $ [ ] – ]- Listed Instruments and rates which may include but are not limited to: Domestic Equities, Options, ADRs, Foreign Equities, Futures, Forwards, Currency Rates, Total Return Swaps ■■ $ [ ] – ]- Lower Tier Cost Fixed Income Instruments which may include but are not limited to: Domestic Corporate, Governments and Agency Bonds, Mortgage Backed Securities, and Municipal Bonds ■■ $ [ ] – ]- Higher Tier Cost Fixed Income Instruments which may include but are not limited to: CMO and Asset Backed Securities, Money Market Instruments, Foreign Corporates, Government and Agency Bonds, Asset Backed, and High Yield Bonds ■■ $ [ ] – ]- Bank Loans ■■ $ [ ] – ]- Intraday money market funds pricing, up to 3 [ ]times per day ■■ $ [ ] ]per Month Manual Security Pricing (>25per [ ] per day) ■■ Derivative Instruments are generally charged at the following rates: ●● $ [ ] – ]- Interest Rate Swaps, Foreign Currency Swaps ●● $ [ ] – ]- Swaptions ●● $ [ ] – ]- Credit Default Swaps Note: Prices above are based on using U.S. Bank primary pricing service which may vary by security type and are subject to change. Prices do not include set-up fees which may be charged on certain derivative instruments such as swaps. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non-standard security types, such as CLOs CDOs, and complex derivative instruments which may result in additional swap setup fees.

Pricing Services. ■■ $ [ ] – ]- Listed Instruments and rates which may include but are not limited to: Domestic Equities, Options, ADRs, Foreign Equities, Futures, Forwards, Currency Rates, Total Return Swaps ■■ $ [ ] – ]- Lower Tier Cost Fixed Income Instruments which may include but are not limited to: Domestic Corporate, Governments and Agency Bonds, Mortgage Backed Securities, and Municipal Bonds ■■ $ [ ] – ]- Higher Tier Cost Fixed Income Instruments which may include but are not limited to: CMO and Asset Backed Securities, Money Market Instruments, Foreign Corporates, Government and Agency Bonds, Asset Backed, and High Yield Bonds ■■ $ [ ] – ]- Bank Loans ■■ $ [ ] – ]- Intraday money market funds pricing, up to 3 [ ]times per day ■■ $ [ ] ]per Month Manual Security Pricing (>25per [ ]day) ■■ Derivative Instruments are generally charged at the following rates: ●• $ [ ] – ]- Interest Rate Swaps, Foreign Currency Swaps ●• $ [ ] – ]- Swaptions ●• $ [ ] – ]- Credit Default Swaps Note: Prices above are based on using U.S. Bank primary pricing service which may vary by security type and are subject to change. Prices do not include set-up fees which may be charged on certain derivative instruments such as swaps. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non-standard security types, such as CLOs CDOs, and complex derivative instruments which may result in additional swap setup fees.

Pricing Services. ■■ $ [ ] – - Listed Instruments and rates which may include but are not limited to: Domestic Equities, Options, ADRs, Foreign Equities, Futures, Forwards, Currency Rates, Total Return Swaps ■■ $ [ ] – - Lower Tier Cost Fixed Income Instruments which may include but are not limited to: Domestic Corporate, Governments and Agency Bonds, Mortgage Backed Securities, and Municipal Bonds ■■ $ [ ] – - Higher Tier Cost Fixed Income Instruments which may include but are not limited to: CMO and Asset Backed Securities, Money Market Instruments, Foreign Corporates, Government and Agency Bonds, Asset Backed, and High Yield Bonds ■■ $ [ ] – - Bank Loans ■■ $ [ ] – - Intraday money market funds pricing, up to 3 times per day ■■ $ [ ] per Month Manual Security Pricing (>25per day) ■■ Derivative Instruments are generally charged at the following rates: ●● $ [ ] – - Interest Rate Swaps, Foreign Currency Swaps ●● $ [ ] – - Swaptions ●$ ● $[ ] – - Credit Default Swaps Note: Prices above are based on using U.S. Bank primary pricing service which may vary by security type and are subject to change. Prices do not include set-up fees which may be charged on certain derivative instruments such as swaps. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non-standard security types, such as CLOs CDOs, and complex derivative instruments which may result in additional swap setup fees.