Common use of Preparation of Pricing Supplement Clause in Contracts

Preparation of Pricing Supplement. If any order to purchase a Certificated Note is accepted by or on behalf of the Issuers, the Issuers will prepare a pricing supplement (a “Pricing Supplement”) reflecting the terms of such Note. The Issuers (i) will arrange to file with the Commission an electronic format document, in the manner prescribed by the XXXXX Xxxxx Manual, of such Pricing Supplement and of any Term Sheet in accordance with, in the case of the Pricing Supplement, the applicable paragraph of Rule 424(b) under the Securities Act and, in the case of any Term Sheet, Rule 433 under the Securities Act, (ii) will, with respect to each of the Term Sheet, if applicable, and the Pricing Supplement, as soon as possible and in any event not later than the date on which the applicable document is filed with the Commission, deliver the number of copies of such document to the Agent as the Agent shall request and (iii) will, on the Agent’s behalf, promptly file five copies of such Pricing Supplement with the Financial Industry Regulatory Authority, Inc. (the “FINRA”) or otherwise satisfy FINRA’s filing requirements. The Agent will cause the Term Sheet, if applicable, and the Pricing Supplement to be delivered, or otherwise made available, to the purchaser of the Note. In each instance that a Pricing Supplement is prepared, the Agent will affix the Pricing Supplement to Prospectuses prior to their use. Outdated free writing prospectuses, Term Sheets, Pricing Supplements, and the Prospectuses to which they are attached (other than those retained for files), will be destroyed.

Appears in 2 contracts

Samples: Distribution Agreement (Jefferies Group Capital Finance Inc.), Distribution Agreement (Jefferies Group Capital Finance Inc.)

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Preparation of Pricing Supplement. If any order to purchase a Certificated Note is accepted by or on behalf of the IssuersIssuer, the Issuers Issuer will prepare a pricing free writing prospectus and /or Term Sheet, if applicable, and a terms supplement (a “Pricing "Terms Supplement") reflecting the terms of such Note. The Issuers Issuer (i) will arrange to file with the Commission an electronic format document, in the manner prescribed by the XXXXX Xxxxx Manual, of such Pricing Supplement and of any Term Sheet and Terms Supplement in accordance with, in the case of any free writing prospectus and/or Term Sheet, Rule 433 under the Pricing Act and, in the case of the Terms Supplement, with the Commission in accordance with the applicable paragraph of Rule 424(b) under the Securities Act and, in the case of any Term Sheet, Rule 433 under the Securities Act, (ii) will, with respect to each of the free writing prospectus and /or Term Sheet, if applicable, and the Pricing Supplement, Terms Supplement as soon as possible and in any event not later than the date on which the applicable document is filed with the Commission, deliver the number of copies of such document documents to the Agent as the Agent shall request and (iii) will, on the Agent’s 's behalf, promptly file five copies an electronic format document of such Pricing Terms Supplement with the Financial Industry Regulatory AuthorityNational Association of Securities Dealers, Inc. (the “FINRA”) or otherwise satisfy FINRA’s filing requirements"NASD"). The Agent will cause the free writing prospectus and/or Term Sheet, if applicable, and the Pricing Terms Supplement to be delivered, or otherwise made available, delivered to the purchaser of the Note. In each instance that a Pricing Terms Supplement is prepared, the Agent will affix the Pricing Terms Supplement to Prospectuses and Pricing Supplements prior to their use. Outdated free writing prospectusespropsectuses, Term Sheets, Pricing Terms Supplements, and the Prospectuses and Pricing Supplements to which they are attached (other than those retained for files), will be destroyed.

Appears in 1 contract

Samples: Distribution Agreement (Toronto Dominion Bank)

Preparation of Pricing Supplement. If any order to purchase a Certificated Book-Entry Note is accepted by or on behalf of the IssuersIssuer, the Issuers Issuer will prepare a pricing free writing prospectus and /or Term Sheet, if applicable, and a terms supplement (a “Pricing "Terms Supplement") reflecting the terms of such Note. The Issuers Issuer (i) will arrange to file with the Commission an electronic format document, in the manner prescribed by the XXXXX Xxxxx Manual, of such Pricing Supplement and of any Term Sheet and Terms Supplement in accordance with, in the case of any free writing prospectus and/or Term Sheet, Rule 433 under the Pricing Act and, in the case of the Terms Supplement, with the Commission in accordance with the applicable paragraph of Rule 424(b) under the Securities Act and, in the case of any Term Sheet, Rule 433 under the Securities Act, (ii) will, with respect to each of the free writing prospectus and /or Term Sheet, if applicable, and the Pricing Supplement, Terms Supplement as soon as possible and in any event not later than the date on which the applicable document is filed with the Commission, deliver the number of copies of such document documents to the Agent as the Agent shall request and (iii) will, on the Agent’s 's behalf, promptly file five copies an electronic format document of such Pricing Terms Supplement with the Financial Industry Regulatory AuthorityNational Association of Securities Dealers, Inc. (the “FINRA”) or otherwise satisfy FINRA’s filing requirements"NASD"). The Agent will cause the free writing prospectus and/or Term Sheet, if applicable, and the Pricing Terms Supplement to be delivered, or otherwise made available, delivered to the purchaser of the Note. In each instance that a Pricing Terms Supplement is prepared, the Agent will affix the Pricing Terms Supplement to Prospectuses and Pricing Supplements prior to their use. Outdated free writing prospectusespropsectuses, Term Sheets, Pricing Terms Supplements, and the Prospectuses and Pricing Supplements to which they are attached (other than those retained for files), will be destroyed.

Appears in 1 contract

Samples: Distribution Agreement (Toronto Dominion Bank)

Preparation of Pricing Supplement. If any order to purchase a Certificated Note Note, a Certificated Unit or a Certificate Warrant is accepted by or on behalf of the IssuersCompany, the Issuers Company will prepare a pricing supplement (a “Pricing Supplement”) reflecting the terms of such Note, Unit or Warrant. The Issuers Company (i) will arrange to file with the Commission an electronic format document, in the manner prescribed by the XXXXX EXXXX Xxxxx Manual, of such Pricing Supplement and of any Term Sheet in accordance with, in the case of the Pricing Supplement, the applicable paragraph of Rule 424(b) under the Securities Act and, in the case of any Term Sheet, Rule 433 under the Securities Act, (ii) will, with respect to each of the Term Sheet, if applicable, and the Pricing Supplement, as soon as possible and in any event not later than the date on which the applicable document is filed with the Commission, deliver the number of copies of such document to the Agent as the Agent shall request and (iii) will, on the Agent’s behalf, promptly file five copies of such Pricing Supplement with the Financial Industry Regulatory Authority, Inc. (the “FINRA”) or otherwise satisfy FINRA’s filing requirements. The Agent will cause the Term Sheet, if applicable, and the Pricing Supplement to be delivered, or otherwise made available, to the purchaser of the Note, Unit or Warrant. In each instance that a Pricing Supplement is prepared, the Agent will affix the Pricing Supplement to Prospectuses prior to their use. Outdated free writing prospectuses, Term Sheets, Pricing Supplements, and the Prospectuses to which they are attached (other than those retained for files), will be destroyed.

Appears in 1 contract

Samples: Notes Terms Agreement (Morgan Stanley Capital Trust XII)

Preparation of Pricing Supplement. If any order to purchase a Certificated Note is accepted by or on behalf of the IssuersCompany, the Issuers Company will prepare a pricing supplement (a “Pricing Supplement”) reflecting the terms of such Note. The Issuers Company (i) will arrange to file with the Commission an electronic format document, in the manner prescribed by the XXXXX EXXXX Xxxxx Manual, of such Pricing Supplement and of any Term Sheet in accordance with, in the case of the Pricing Supplement, the applicable paragraph of Rule 424(b) under the Securities Act and, in the case of any Term Sheet, Rule 433 under the Securities Act, (ii) will, with respect to each of the Term Sheet, if applicable, and the Pricing Supplement, as soon as possible and in any event not later than the date on which the applicable document is filed with the Commission, deliver the number of copies of such document to the Agent as the Agent shall request and (iii) will, on the Agent’s behalf, promptly file five copies of such Pricing Supplement with the Financial Industry Regulatory Authority, Inc. (the “FINRA”) or otherwise satisfy FINRA’s filing requirements. The Agent will cause the Term Sheet, if applicable, and the Pricing Supplement to be delivered, or otherwise made available, to the purchaser of the Note. In each instance that a Pricing Supplement is prepared, the Agent will affix the Pricing Supplement to Prospectuses prior to their use. Outdated free writing prospectuses, Term Sheets, Pricing Supplements, and the Prospectuses to which they are attached (other than those retained for files), will be destroyed.

Appears in 1 contract

Samples: Distribution Agreement (Jefferies Financial Group Inc.)

Preparation of Pricing Supplement. If any order to purchase a Certificated Note is accepted by or on behalf of the IssuersCompany, the Issuers Company will prepare a pricing supplement (a “Pricing Supplement”) reflecting the terms of such Note. The Issuers Company (i) will arrange to file with the Commission an electronic format document, in the manner prescribed by the XXXXX Xxxxx Manual, of such Pricing Supplement and of any Term Sheet in accordance with, in the case of the Pricing Supplement, the applicable paragraph of Rule 424(b) under the Securities Act and, in the case of any Term Sheet, Rule 433 under the Securities Act, (ii) will, with respect to each of the Term Sheet, if applicable, and the Pricing Supplement, as soon as possible and in any event not later than the date on which the applicable document is filed with the Commission, deliver the number of copies of such document to the Agent as the Agent shall request and (iii) will, on the Agent’s behalf, promptly file five copies of such Pricing Supplement with the Financial Industry Regulatory Authority, Inc. (the “FINRA”) or otherwise satisfy FINRA’s filing requirements. The Agent will cause the Term Sheet, if applicable, and the Pricing Supplement to be delivered, or otherwise made available, to the purchaser of the Note. In each instance that a Pricing Supplement is prepared, the Agent will affix the Pricing Supplement to Prospectuses prior to their use. Outdated free writing prospectuses, Term Sheets, Pricing Supplements, and the Prospectuses to which they are attached (other than those retained for files), will be destroyed.

Appears in 1 contract

Samples: Distribution Agreement (Jefferies Financial Group Inc.)

Preparation of Pricing Supplement. If any order to purchase a Certificated Note is accepted by or on behalf of the Issuers, the Issuers will prepare a pricing supplement (a “Pricing Supplement”) reflecting the terms of such Note. The Issuers (i) will arrange to file with the Commission an electronic format document, in the manner prescribed by the XXXXX EXXXX Xxxxx Manual, of such Pricing Supplement and of any Term Sheet in accordance with, in the case of the Pricing Supplement, the applicable paragraph of Rule 424(b) under the Securities Act and, in the case of any Term Sheet, Rule 433 under the Securities Act, (ii) will, with respect to each of the Term Sheet, if applicable, and the Pricing Supplement, as soon as possible and in any event not later than the date on which the applicable document is filed with the Commission, deliver the number of copies of such document to the Agent as the Agent shall request and (iii) will, on the Agent’s behalf, promptly file five copies of such Pricing Supplement with the Financial Industry Regulatory Authority, Inc. (the “FINRA”) or otherwise satisfy FINRA’s filing requirements. The Agent will cause the Term Sheet, if applicable, and the Pricing Supplement to be delivered, or otherwise made available, to the purchaser of the Note. In each instance that a Pricing Supplement is prepared, the Agent will affix the Pricing Supplement to Prospectuses prior to their use. Outdated free writing prospectuses, Term Sheets, Pricing Supplements, and the Prospectuses to which they are attached (other than those retained for files), will be destroyed.

Appears in 1 contract

Samples: Distribution Agreement (Jefferies Group Capital Finance Inc.)

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Preparation of Pricing Supplement. If any order to purchase a Certificated Book-Entry Note is accepted by or on behalf of the IssuersCompany, the Issuers Company will prepare a free writing prospectus, and/or Term Sheet, if applicable and a pricing supplement (a "Pricing Supplement") reflecting the terms of such Note. The Issuers Company (i) will arrange to file with the Commission an electronic format document, in the manner prescribed by the XXXXX Xxxxx Manual, of such Term Sheet and Pricing Supplement and of any Term Sheet in accordance with, in the case of any free writing prospectus and/or Term Sheet, Rule 433 under the Securities Act and, in the case of the Pricing Supplement, the applicable paragraph of Rule 424(b) under the Securities Act and, in the case of any Term Sheet, Rule 433 under the Securities Act, (ii) will, with respect to each of the free writing prospectus and/or Term Sheet, if applicable, and the Pricing Supplement, as soon as possible and in any event not later than the date on which the applicable document is filed with the Commission, deliver the number of copies of such document to the Agent as the Agent shall request and (iii) will, on the Agent’s 's behalf, promptly file five copies of such Pricing Supplement with the Financial Industry Regulatory AuthorityNational Association of Securities Dealers, Inc. (the “FINRA”) or otherwise satisfy FINRA’s filing requirements"NASD"), if required under the rules of the NASD. The Agent will cause the free writing prospectus and/or Term Sheet, if applicable, and the Pricing Supplement to be delivered, or otherwise made available, to the purchaser of the Note. In each instance that a Pricing Supplement is prepared, the Agent will affix the Pricing Supplement to Prospectuses prior to their use. Outdated free writing prospectuses, Term Sheets, Pricing Supplements, and the Prospectuses to which they are attached (other than those retained for files), will be destroyed.

Appears in 1 contract

Samples: Notes Terms Agreement (Morgan Stanley Capital Trust VIII)

Preparation of Pricing Supplement. If any order to purchase a Certificated Note or a Certificated Unit is accepted by or on behalf of the IssuersCompany, the Issuers Company will prepare a pricing supplement (a "Pricing Supplement") reflecting the terms of such NoteNote or Unit. The Issuers Company (i) will arrange to file with the Commission an electronic format document, in the manner prescribed by the XXXXX Xxxxx EDGAR Filer Manual, of such Pricing Supplement and of any Supplemenx xxx xx xxy Term Sheet in accordance with, in the case of the Pricing Supplement, the applicable paragraph of Rule 424(b) under the Securities Act and, in the case of any Term Sheet, Rule 433 under the Securities Act, (ii) will, with respect to each of the Term Sheet, if applicable, and the Pricing Supplement, as soon as possible and in any event not later than the date on which the applicable document is filed with the Commission, deliver the number of copies of such document to the Agent as the Agent shall request and (iii) will, on the Agent’s 's behalf, promptly file five copies of such Pricing Supplement with the Financial Industry Regulatory AuthorityNational Association of Securities Dealers, Inc. (the “FINRA”) or otherwise satisfy FINRA’s filing requirements"NASD"). The Agent will cause the Term Sheet, if applicable, and the Pricing Supplement to be delivered, or otherwise made available, to the purchaser of the NoteNote or Unit. In each instance that a Pricing Supplement is prepared, the Agent will affix the Pricing Supplement to Prospectuses prior to their use. Outdated free writing prospectuses, Term Sheets, Pricing Supplements, and the Prospectuses to which they are attached (other than those retained for files), will be destroyed.

Appears in 1 contract

Samples: Morgan Stanley Capital Trust VIII

Preparation of Pricing Supplement. If any order to purchase a Certificated Note Note, a Certificated Unit or a Certificate Warrant is accepted by or on behalf of the IssuersCompany, the Issuers Company will prepare a pricing supplement (a “Pricing Supplement”) reflecting the terms of such Note, Unit or Warrant. The Issuers Company (i) will arrange to file with the Commission an electronic format document, in the manner prescribed by the XXXXX EXXXX Xxxxx Manual, of such Pricing Supplement and of any Term Sheet in accordance with, in the case of the Pricing Supplement, the applicable paragraph of Rule 424(b) under the Securities Act and, in the case of any Term Sheet, Rule 433 under the Securities Act, (ii) will, with respect to each of the Term Sheet, if applicable, and the Pricing Supplement, as soon as possible and in any event not later than the date on which the applicable document is filed with the Commission, deliver the number of copies of such document to the Agent as the Agent shall request and (iii) will, on the Agent’s behalf, promptly file five copies of such Pricing Supplement with the Financial Industry Regulatory AuthorityNational Association of Securities Dealers, Inc. (the “FINRANASD) or otherwise satisfy FINRA’s filing requirements). The Agent will cause the Term Sheet, if applicable, and the Pricing Supplement to be delivered, or otherwise made available, to the purchaser of the Note, Unit or Warrant. In each instance that a Pricing Supplement is prepared, the Agent will affix the Pricing Supplement to Prospectuses prior to their use. Outdated free writing prospectuses, Term Sheets, Pricing Supplements, and the Prospectuses to which they are attached (other than those retained for files), will be destroyed.

Appears in 1 contract

Samples: Distribution Agreement (Morgan Stanley)

Preparation of Pricing Supplement. If any order to purchase a Certificated Book-Entry Note or Book-Entry Unit is accepted by or on behalf of the IssuersCompany, the Issuers Company will prepare a free writing prospectus and/or Term Sheet, if applicable, and a pricing supplement (a "Pricing Supplement") reflecting the terms of such NoteNote or Unit. The Issuers Company (i) will arrange to file with the Commission an electronic format document, in the manner prescribed by the XXXXX Xxxxx EDGAR Filer Manual, of such Pricing Supplement and of any Term Sheet and Prxxxxx Xxxxxement in accordance with, in the case of any free writing prospectus and/or Term Sheet, Rule 433 under the Securities Act and, in the case of the Pricing Supplement, the applicable paragraph of Rule 424(b) under the Securities Act and, in the case of any Term Sheet, Rule 433 under the Securities Act, (ii) will, with respect to each of the free writing prospectus and/or Term Sheet, if applicable, and the Pricing Supplement, as soon as possible and in any event not later than the date on which the applicable document is filed with the Commission, deliver the number of copies of such document to the Agent as the Agent shall request and (iii) will, on the Agent’s 's behalf, promptly file five copies of such Pricing Supplement with the Financial Industry Regulatory AuthorityNational Association of Securities Dealers, Inc. (the “FINRA”) or otherwise satisfy FINRA’s filing requirements"NASD"). The Agent will cause the free writing prospectus and/or Term Sheet, if applicable, and the Pricing Supplement to be delivered, or otherwise made available, to the purchaser of the NoteNote or Unit. In each instance that a Pricing Supplement is prepared, the Agent will affix the Pricing Supplement to Prospectuses prior to their use. Outdated free writing prospectusesprospectus, Term Sheets, Pricing Supplements, and the Prospectuses to which they are attached (other than those retained for files), will be destroyed.

Appears in 1 contract

Samples: Morgan Stanley Capital Trust VIII

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