Common use of Personal Information Collected Clause in Contracts

Personal Information Collected. In order to service your account as a clearing broker, information is provided to Apex by your introducing firm who collects information from you in order to provide the financial services that you have requested. The information collected by your introducing firm and provided to Apex or otherwise obtained by Apex may come from the following sources and is not limited to: • Information included in your applications or forms, such as your name, address, telephone number, social security number, occupation, and income; • Information relating to your transactions, including account balances, positions, and activity; • Information which may be received from consumer reporting agencies, such as credit bureau reports; • Information relating to your creditworthiness; • Information which may be received from other sources with your consent or with the consent of your introducing firm. In addition to servicing your account, Apex may make use of your personal information for analysis purposes, for example, to draw conclusions, detect patterns or determine preferences.

Personal Information Collected. In order to service your account as a clearing broker, information is provided to Apex by your introducing firm who collects information from you in order to provide the financial services that you have requested. The information collected by your introducing firm and provided to Apex or otherwise obtained by Apex may come from the following sources and is not limited to: • ▪ Information included in your applications or forms, such as your name, address, telephone number, social security number, occupation, and income; • income ▪ Information relating to your transactions, including account balances, positions, and activity; • activity ▪ Information which may be received from consumer reporting agencies, such as credit bureau reports; • reports ▪ Information relating to your creditworthiness; • creditworthiness ▪ Information which may be received from other sources with your consent or with the consent of your introducing firm. firm In addition to servicing your account, Apex may make use of your personal information for analysis purposes, for example, to draw conclusions, detect patterns or determine preferences.