Common use of Off-Exchange Transactions Clause in Contracts

Off-Exchange Transactions. In some jurisdictions, and only then in restricted circumstances, firms are permitted to effect off-exchange transactions. The firm with which you deal may be acting as your counterparty to the transaction. It may be difficult or impossible to liquidate an existing position, to assess the value, to determine a fair price or to assess the exposure to risk. For these reasons, these transactions may involve increased risks. Off-exchange transactions may be less regulated or subject to a separate regulatory regime. Before you undertake such transactions, you should familiarize yourself with applicable rules and attendant risks.

Appears in 14 contracts

Sources: Corporate Account Agreement, Client Master Agreement, Client Agreement

Off-Exchange Transactions. In some jurisdictions, and only then in restricted circumstances, firms are permitted to effect off-exchange transactions. The firm with which you deal may be acting as your counterparty to the transaction. It may be difficult or impossible to liquidate an existing position, to assess the value, to determine a fair price or to assess the exposure to risk. For these reasons, these transactions may involve increased risks. Off-exchange transactions may be less regulated or subject to a separate regulatory regime. Before you undertake such transactions, you should familiarize yourself with applicable rules and attendant risksrules.

Appears in 10 contracts

Sources: Client Account Agreement, Client Account Agreement, Client Account Agreement

Off-Exchange Transactions. 1.13.1 In some jurisdictions, and only then in restricted circumstances, firms are permitted to effect off-exchange transactions. The firm with which you deal We may be acting as your counterparty to the transaction. It may be difficult or impossible to liquidate an existing position, to assess the value, to determine a fair price or to assess the exposure to risk. For these reasons, these transactions may involve increased risks. Off-exchange transactions may be less regulated or subject to a separate regulatory regime. Before you undertake such transactions, you should familiarize familiarise yourself with applicable rules and attendant risks.

Appears in 9 contracts

Sources: Securities Account Agreement, Securities Account Agreement, Securities Account Agreement

Off-Exchange Transactions. In some jurisdictions, and only then in restricted circumstances, firms are permitted to effect off-exchange transactions. The firm with which you deal may be acting as your counterparty to the transaction. It may be difficult or impossible to liquidate an existing position, to assess the value, to determine a fair price or to assess the exposure to risk. For these reasons, these transactions may involve increased risks. Off-exchange transactions may be less regulated or subject to a separate regulatory regime. Before you undertake such transactions, you should familiarize yourself with applicable rules and attendant risks.

Appears in 7 contracts

Sources: Account and Service Agreements, Account and Services Agreements, Account and Services Agreements

Off-Exchange Transactions. In some jurisdictions, and only then in restricted circumstances, firms are permitted to effect off-exchange transactions. The firm with which you deal may be acting as your counterparty to the transaction. It may be difficult or impossible to liquidate an existing position, to assess the value, to determine a fair price or to assess the exposure to risk. For these reasons, these transactions may involve increased risks. Off-exchange transactions may be less regulated or subject to a separate regulatory regime. Before you undertake such transactions, you should familiarize familiarise yourself with applicable rules and attendant risks.

Appears in 7 contracts

Sources: Client Agreement, Client Agreement, Client Agreement

Off-Exchange Transactions. In some jurisdictions, and only then in restricted circumstances, jurisdictions firms are permitted to effect off-exchange transactions. The firm with which you deal may be acting as your counterparty counterpart to the transaction. It may be difficult or impossible to liquidate an existing position, to assess the value, to determine a fair price or to assess the exposure to risk. For these reasons, these transactions may involve increased risks. Off-exchange transactions may be less regulated or subject to a separate regulatory regime. Before you undertake such transactions, you should familiarize yourself with applicable rules and attendant risks.

Appears in 6 contracts

Sources: Client Services Agreement, Client Service Agreement, Account Opening Agreement

Off-Exchange Transactions. In some jurisdictions, and only then in restricted circumstances, firms are permitted to effect off-exchange transactions. The firm with which you I/we deal may be acting as your my/our counterparty to the transaction. It may be difficult or impossible to liquidate an existing position, to assess the value, to determine a fair price or to assess the exposure to risk. For these reasons, these transactions may involve increased risks. Off-exchange transactions may be less regulated or subject to a separate regulatory regime. Before you I/we undertake such transactions, you I/we should familiarize yourself myself/ourselves with applicable rules and attendant risks.

Appears in 5 contracts

Sources: Client Master Agreement, Client Master Agreement, Client Master Agreement

Off-Exchange Transactions. In some jurisdictions, and only then in restricted circumstances, firms are permitted to effect off-exchange transactions. The firm with which you deal conduct your transactions may be acting as your counterparty to the transaction. It may be difficult or impossible to liquidate an existing position, to assess the value, to determine a fair price or to assess the exposure to risk. For these reasons, these transactions may involve increased risks. Off-Off- exchange transactions may be less regulated or subject to a separate regulatory regime. Before you undertake such transactions, you should familiarize familiarise yourself with the applicable rules and attendant risks.

Appears in 3 contracts

Sources: Client Agreement, Client Agreement, Client Agreement

Off-Exchange Transactions. In some jurisdictions, and only then in restricted circumstances, firms are permitted to effect off-exchange transactions. The firm with which you deal We may be acting as your counterparty to the transaction. It may be difficult or impossible to liquidate an existing position, to assess the value, to determine a fair price or to assess the exposure to risk. For these reasons, these transactions may involve increased risks. Off-exchange transactions may be less regulated or subject to a separate regulatory regime. Before you undertake such transactions, you should familiarize familiarise yourself with applicable rules and attendant risks.

Appears in 3 contracts

Sources: Securities Account Agreement, Securities Account Agreement, Futures Account Agreement

Off-Exchange Transactions. In some jurisdictions, and only then in restricted circumstances, firms are permitted to effect off-exchange transactions. The firm with which you deal We may be acting as your counterparty to the transaction. It may be difficult or impossible to liquidate an existing position, to assess the value, to determine a fair price or to assess the exposure to risk. For these reasons, these transactions may involve increased risks. Off-Off- exchange transactions may be less regulated or subject to a separate regulatory regime. Before you undertake such transactions, you should familiarize familiarise yourself with applicable rules and attendant risks.

Appears in 2 contracts

Sources: Securities Account Agreement, Securities Account Agreement

Off-Exchange Transactions. In some jurisdictions, and only then in restricted circumstances, firms are permitted to effect off-exchange transactions. The firm with which you I/we deal may be acting as your my/our counterparty to the transaction. It may be difficult or impossible to liquidate an existing position, to assess the value, to determine a fair price or to assess the exposure to risk. For these reasons, these transactions may involve increased risks. Off-exchange transactions may be less regulated or subject to a separate regulatory regime. Before you I/we undertake such transactions, you I/we should familiarize yourself familiarise myself/ourselves with applicable rules and attendant risks.

Appears in 2 contracts

Sources: Client Master Agreement, Client Master Agreement

Off-Exchange Transactions. In some jurisdictions, and only then in restricted circumstances, firms are permitted to effect off-exchange transactions. The firm with which you deal may be acting as your counterparty to the transaction. It may be difficult or impossible to liquidate an existing position, to assess the value, to determine a fair price or to assess the exposure to risk. For these reasons, these transactions may involve increased risks. Off-Off- exchange transactions may be less regulated or subject to a separate regulatory regime. Before you undertake such transactions, you should familiarize yourself with applicable rules and attendant risksrules.

Appears in 2 contracts

Sources: Account Agreement, Account Agreement

Off-Exchange Transactions. In some jurisdictions, and only then in restricted circumstances, firms are permitted to effect off-exchange transactions. The firm with which you deal the Client deals may be acting as your the Client’s counterparty to the transaction. It may be difficult or impossible to liquidate an existing position, to assess the value, to determine a fair price or to assess the exposure to risk. For these reasons, these transactions may involve increased risks. Off-exchange transactions may be less regulated or subject to a separate regulatory regime. Before you undertake the Client undertakes such transactions, you he should familiarize yourself himself with applicable rules and attendant risks.

Appears in 2 contracts

Sources: Client Agreement, Client Agreement

Off-Exchange Transactions. 28.12.1. In some jurisdictions, and only then in restricted circumstances, firms are permitted to effect off-exchange transactions. The firm with which you deal may be acting as your counterparty counterpart to the transaction. 28.12.2. It may be difficult or impossible to liquidate an existing position, to assess the value, to determine a fair price price, or to assess the exposure to risk. 28.12.3. For these reasons, these transactions may involve increased risks. Off-exchange transactions may be less regulated or subject to a separate regulatory regime. 28.12.4. Before you undertake such transactions, you should familiarize yourself with applicable rules and attendant risks.

Appears in 2 contracts

Sources: Client Service Agreement, Client Service Agreement

Off-Exchange Transactions. In some jurisdictions, and only then in restricted circumstances, firms are permitted to effect off-exchange transactions. The firm with which you deal conduct your transactions may be acting as your counterparty to the transaction. It may be difficult or impossible to liquidate an existing position, to assess the value, to determine a fair price or to assess the exposure to risk. For these reasons, these transactions may involve increased risks. Off-exchange transactions may be less regulated or subject to a separate regulatory regime. Before you undertake such transactions, you should familiarize familiarise yourself with the applicable rules and attendant risks.

Appears in 2 contracts

Sources: Account Application and Agreement, Account Application and Agreement

Off-Exchange Transactions. In some jurisdictions, and only then in restricted circumstances, firms are permitted to effect off-exchange transactions. The firm with which you deal may be acting as your counterparty to the transaction. It may be difficult or impossible to liquidate an existing position, to assess the value, to determine a fair price or to assess the exposure to risk. For these reasons, these transactions transaction may involve increased risks. Off-exchange transactions may be less regulated or subject to a separate regulatory regime. Before you undertake such transactions, you should familiarize yourself with applicable rules and attendant risks.

Appears in 2 contracts

Sources: Futures Trading Agreement, Client Futures Trading Agreement

Off-Exchange Transactions. In some jurisdictions, and only then in restricted circumstances, firms are permitted to effect off-exchange transactions. The firm with which you deal may be acting as your counterparty to the transaction. It may be difficult or impossible to liquidate an existing position, to assess the value, to determine a fair price or to assess the exposure to risk. For these reasons, these transactions may involve increased risks. Off-exchange transactions may be less regulated or subject to a separate regulatory regime. Before you undertake such enter into any off-exchange transactions, you should familiarize yourself with applicable rules and attendant risks.

Appears in 2 contracts

Sources: Master Service Agreement, Master Service Agreement

Off-Exchange Transactions. In some jurisdictions, and only then in restricted circumstances, firms are permitted to effect off-exchange transactions. The firm with which you deal the Client deals may be acting as your the Client’s counterparty to the transaction. It may be difficult or impossible to liquidate an existing position, to assess the value, to determine a fair price or to assess the exposure to risk. For these reasons, these transactions may involve increased risks. Off-exchange transactions may be less regulated or subject to a separate regulatory regime. Before you undertake the Client undertakes such transactions, you the Client should familiarize yourself himself/herself with applicable rules and attendant risks.

Appears in 2 contracts

Sources: Client Agreement for Securities Trading, Client Agreement for Securities Trading

Off-Exchange Transactions. In some jurisdictions, and only then in restricted circumstances, firms are permitted to effect off-off- exchange transactions. The firm with which you deal may be acting as your counterparty to the transaction. It may be difficult or impossible to liquidate an existing position, to assess the value, to determine a fair price or to assess the exposure to risk. For these reasons, these transactions may involve increased risks. Off-exchange transactions may be less regulated or subject to a separate regulatory regime. Before you undertake such transactions, you should familiarize yourself with applicable rules and attendant risksrules.

Appears in 1 contract

Sources: Client Account Agreement

Off-Exchange Transactions. In some jurisdictions, and only then in restricted circumstances, firms are permitted to effect off-exchange off‐exchange transactions. The firm with which you deal may be acting as your counterparty to the transaction. It may be difficult or impossible to liquidate an existing position, to assess the value, to determine a fair price or to assess the exposure to risk. For these reasons, these transactions may involve increased risks. Off-exchange Off‐exchange transactions may be less regulated or subject to a separate regulatory regime. Before you undertake such transactions, you should familiarize yourself with applicable rules and attendant risks.

Appears in 1 contract

Sources: Commodity Customer Agreement

Off-Exchange Transactions. In some jurisdictions, and only then in restricted circumstances, firms are permitted to effect off-exchange transactions. The firm with which you deal conduct your transactions may be acting as your counterparty to the transaction. It may be difficult or impossible to liquidate an existing position, to assess the value, to determine a fair price or to assess the exposure to risk. For these reasons, these transactions may involve increased risks. Off-Off- exchange transactions may be less regulated or subject to a separate regulatory regime. Before you undertake such transactions, you should familiarize familiarise yourself with applicable rules and attendant risks.

Appears in 1 contract

Sources: Terms of Business

Off-Exchange Transactions. In some jurisdictions, and only then in restricted circumstances, firms are permitted to effect off-exchange transactions. The firm with which you deal the Client deals may be acting as your the Client's counterparty to the transaction. It may be difficult or impossible to liquidate an existing position, to assess the value, to determine a fair price or to assess the exposure to risk. For these reasons, these transactions may involve increased risks. Off-exchange transactions may be less regulated or subject to a separate regulatory regime. Before you undertake the Client undertakes such transactions, you the Client should familiarize yourself itself with applicable rules and attendant risks.

Appears in 1 contract

Sources: Securities Trading Client Agreement

Off-Exchange Transactions. In some jurisdictions, and only then in restricted circumstances, firms are permitted to effect off-exchange transactions. The firm with which you deal may be acting as your counterparty to the transaction. It may be difficult or impossible to liquidate an existing position, to . To assess the value, to determine a fair price or to assess the exposure to risk. For these reasons, these transactions transaction may involve increased risks. Off-exchange transactions may be less regulated or subject to a separate regulatory regime. Before you undertake such transactions, you should familiarize yourself with applicable rules and attendant risks.

Appears in 1 contract

Sources: Client Master Agreement

Off-Exchange Transactions. In some jurisdictions, and only then in restricted circumstances, firms are permitted to effect off-off- exchange transactions. The firm with which you deal may be acting as your counterparty to the transaction. It may be difficult or impossible to liquidate an existing position, to assess the value, to determine a fair price or to assess the exposure to risk. For these reasons, these transactions may involve increased risks. Off-exchange transactions may be less regulated or subject to a separate regulatory regime. Before you undertake such transactions, you should familiarize yourself with applicable rules and attendant risks.rules. Legal Entity Agreement

Appears in 1 contract

Sources: Accounts and Services Agreement

Off-Exchange Transactions. In some jurisdictions, and only then in restricted circumstances, firms are permitted to effect off-exchange transactions. The firm with which you deal the Client deals with may be acting as your the Client’s counterparty to the transaction. It may be difficult or impossible to liquidate an existing position, to assess the value, to determine a fair price or to assess the exposure to risk. For these reasons, these transactions may involve increased risks. Off-Off- exchange transactions may be less regulated or subject to a separate regulatory regime. Before you undertake the Client undertakes such transactions, you the Client should familiarize yourself with applicable rules and attendant risks.

Appears in 1 contract

Sources: Securities Cash Account Client Agreement

Off-Exchange Transactions. In some jurisdictions, and only then in restricted circumstances, firms are permitted to effect off-off- exchange transactions. The firm with which you deal We may be acting as your counterparty to the transaction. It may be difficult or impossible to liquidate an existing position, to assess the value, to determine a fair price or to assess the exposure to risk. For these reasons, these transactions may involve increased risks. Off-Off- exchange transactions may be less regulated or subject to a separate regulatory regime. Before you undertake such transactions, you should familiarize familiarise yourself with applicable rules and attendant risks.

Appears in 1 contract

Sources: Securities Agreement

Off-Exchange Transactions. In some jurisdictions, and only then in restricted circumstances, firms are permitted to effect off-exchange transactionstransactions . The firm with which you deal with may be acting as your counterparty to the transactiontransaction . It may be difficult or impossible to liquidate an existing position, to assess the value, to determine a fair price or to assess the exposure to riskrisk . For these reasons, these transactions may involve increased risksrisks . Off-exchange transactions may be less regulated or subject References to a separate regulatory regime. Before you undertake such transactions, you should familiarize yourself with applicable rules and attendant riskseither gender include both genders.

Appears in 1 contract

Sources: Account and Services Agreements

Off-Exchange Transactions. In some jurisdictions, and only then in restricted circumstances, jurisdictions firms are permitted to effect off-exchange transactions. The firm with which you deal may be acting as your counterparty counterpart to the transaction. It may be difficult or impossible to liquidate an existing position, to assess the value, to determine Page 53 of 54 a fair price or to assess the exposure to risk. For these reasons, these transactions may involve increased risks. Off-exchange transactions may be less regulated or subject to a separate regulatory regime. Before you undertake such transactions, you should familiarize yourself with applicable rules and attendant risks.

Appears in 1 contract

Sources: Client Services Agreement