Material Interest. We will act honestly, fairly and professionally. There is also a regulatory framework we work, known as conducting business in ‘Client’s best interest’. Occasionally situations may arise where we or one of our other clients have some form of interest in business transacted for you. If this happens or we become aware that our interests or those of one of our other client’s conflict with your interest, we will write to you and obtain your consent before we carry out your instructions, and detail the steps we will take to ensure fair treatment. In accordance with the rules of our regulator, we are prohibited from accepting any payment (commission or other non-monetary benefits) which is likely to conflict with the duty of the firm to its clients.
Appears in 2 contracts
Sources: Client Agreement, Client Agreement
Material Interest. We will act honestly, fairly and professionally. There is also a regulatory framework we workprofessionally in accordance with, known as conducting business in and exceeding, the ‘Client’s best interest’Treating Customers Fairly’ guidelines by the Regulators. Occasionally situations may arise where we or one of our other clients have some form of interest in business transacted for you. If this happens or we become aware that our interests or those of one of our other client’s clients conflict with your interest, we will write to you and obtain your consent before we carry out your instructions, and detail the steps we will take to ensure fair treatment. In accordance with the rules of our regulator, The Financial Conduct Authority, we are prohibited from accepting any payment (commission or other non-monetary benefits) which is likely to conflict with the duty of the firm to its clients.
Appears in 1 contract
Sources: Client Agreement for Investments, Pensions & Insurance