Common use of Lost Shareholders Clause in Contracts

Lost Shareholders. PFPC shall perform such services as are required in order to comply with Rules 17a-24 and 17Ad-17 of the 1934 Act (the "Lost Shareholder Rules"), including, but not limited to, those set forth below. PFPC may, in its sole discretion, use the services of a third party to perform some of or all such services. (i) documentation of search policies and procedures; (ii) execution of required searches; (iii) tracking results and maintaining data sufficient to comply with the Lost Shareholder Rules; and (iv) preparation and submission of data required under the Lost Shareholder Rules. Except as set forth above, PFPC shall have no responsibility for any escheatment services.

Appears in 17 contracts

Sources: Transfer Agency Services Agreement (Gam Funds Inc), Transfer Agency Services Agreement (Smithgraham Institutional Funds), Transfer Agency Services Agreement (Blackrock 2012 Term Trust)

Lost Shareholders. PFPC shall perform such services as are required in order to comply with Rules 17a-24 and rule 17Ad-17 of the 1934 Act (the "Lost Shareholder Rules"Rule”), including, but not limited to, those set forth below. PFPC may, in its sole discretion, use the services of a third party to perform some of or all such services. (i) documentation of search policies and procedures; (ii) execution of required searches; (iii) tracking results and maintaining data sufficient to comply with the Lost Shareholder Rules; and (iv) preparation and submission of data required under the Lost Shareholder Rules. Except as set forth above, PFPC shall have no responsibility for any escheatment services.

Appears in 7 contracts

Sources: Transfer Agency Services Agreement (Managers Trust Ii), Transfer Agency Services Agreement (Managers Amg Funds), Transfer Agency Services Agreement (Roxbury Funds)

Lost Shareholders. PFPC shall perform such services as are required in order to comply with Rules 17a-24 and rule 17Ad-17 of the 1934 Act (the "Lost Shareholder RulesRule"), including, but not limited to, those set forth below. PFPC may, in its sole discretion, use the services of a third party to perform some of or all such services. (i) documentation of search policies and procedures; (ii) execution of required searches; (iii) tracking results and maintaining data sufficient to comply with the Lost Shareholder Rules; and (iv) preparation and submission of data required under the Lost Shareholder Rules. Except as set forth above, PFPC shall have no responsibility for any escheatment services.

Appears in 6 contracts

Sources: Transfer Agency Services Agreement (Premier Vit), Transfer Agency Services Agreement (BHR Institutional Funds), Transfer Agency Services Agreement (Eip Investment Trust)

Lost Shareholders. PFPC shall perform such services as are required in order to comply with Rules 17a-24 and Rule 17Ad-17 of the 1934 Act (the "Lost Shareholder Rules"Rule”), including, but not limited to, those set forth below. PFPC may, in its sole discretion, use the services of a third party to perform some of or all such services. (i) documentation of search policies and procedures; (ii) execution of required searches; (iii) tracking results and maintaining data sufficient to comply with the Lost Shareholder Rules; and (iv) preparation and submission of data required under the Lost Shareholder Rules. Except as set forth above, PFPC shall have no responsibility for any escheatment services.

Appears in 6 contracts

Sources: Transfer Agency Services Agreement, Transfer Agency Services Agreement (Ge Institutional Funds), Transfer Agency Services Agreement (Ge Investment Funds Inc)

Lost Shareholders. PFPC shall perform such services as are required in order to comply with Rules 17a-24 and Rule 17Ad-17 of the 1934 Act (the "Lost Shareholder RulesRule"), including, but not limited to, those set forth below. PFPC may, in its sole discretion, use the services of a third party to perform some of or all such services. (i) documentation of search policies and procedures; (ii) execution of required searches; (iii) tracking results and maintaining data sufficient to comply with the Lost Shareholder Rules; and (iv) preparation and submission of data required under the Lost Shareholder Rules. Except as set forth above, PFPC shall have no responsibility for any escheatment services.

Appears in 4 contracts

Sources: Transfer Agency Services Agreement (MGI Funds), Transfer Agency Services Agreement (MGI Funds), Transfer Agency Services Agreement (MGI Funds)

Lost Shareholders. PFPC shall perform such services as are required in order to comply with Rules 17a-24 and rule 17Ad-17 of the 1934 Act (the "Lost Shareholder RulesRule"), including, but not limited to, those set forth below. PFPC may, in its sole discretion, use the services of a third party to perform some of or all such services. (i) documentation of search policies and procedures; (ii) execution of required searches; (iii) tracking results and maintaining data sufficient to comply with the Lost Shareholder RulesRule; and (iv) preparation and submission of data required under the Lost Shareholder RulesRule. Except as set forth above, PFPC shall have no responsibility for any escheatment services.

Appears in 3 contracts

Sources: Transfer Agency Services Agreement (Allegiant Funds), Transfer Agency Services Agreement (Allegiant Advantage Fund), Transfer Agency, Regulatory Administration Services, and Fund Administration Services Agreement (Horace Mann Mutual Funds)

Lost Shareholders. PFPC shall perform such services as are required in order to comply with Rules 17a-24 and rule 17Ad-17 of the 1934 Act (the "Lost Shareholder RulesRule"), including, but not limited to, those set forth below. PFPC may, in its sole discretion, use the services of a third party to perform some of or all such services. (i) documentation of search policies and procedures; (ii) execution of required searches; (iii) tracking results and maintaining data sufficient to comply with the Lost Shareholder Rules; and (iv) preparation and submission of data required under the Lost Shareholder Rules. Except as set forth above, PFPC shall have no responsibility for any escheatment services.

Appears in 2 contracts

Sources: Transfer Agency and Blue Sky Services Agreement (Bb&t Funds /), Transfer Agency and Blue Sky Services Agreement (BB&T Variable Insurance Funds)

Lost Shareholders. PFPC shall perform such services as are required in order to comply with Rules 17a-24 and rule 17Ad-17 of the 1934 Act (the "Lost Shareholder Rules"Securityholder Rule”), including, but not limited to, those set forth below. PFPC may, in its sole discretion, use the services of a third party to perform some of or all such services. (i) documentation of search policies and procedures; (ii) execution of required searches; (iii) tracking results and maintaining data sufficient to comply with the Lost Shareholder RulesSecurityholder Rule; and (iv) preparation and submission of data required under the Lost Shareholder RulesSecurityholder Rule. Except as set forth above, PFPC shall have no responsibility for any escheatment services.

Appears in 2 contracts

Sources: Transfer Agency Agreement (Blackrock Bond Allocation Target Shares), Transfer Agency Agreement (Blackrock Funds)

Lost Shareholders. PFPC shall perform such services as are required in order to comply with Rules 17a-24 and 17Ad-17 of the 1934 Act (the "Lost Shareholder Rules"), including, but not limited to, those set forth below. PFPC may, in its sole discretion, use the services of a third party to perform some of or all such services. (i) documentation of search policies and procedures; (ii) execution of required searches; (iii) tracking results and maintaining data sufficient to comply with the Lost Shareholder Rules; and; (iv) preparation and submission of data required under the Lost Shareholder Rules. Except as set forth above, PFPC shall have no responsibility for any ; and (v) escheatment services, as agreed in writing between the Trust and PFPC from time to time.

Appears in 1 contract

Sources: Transfer Agency Services Agreement (Ab Funds Trust/De)

Lost Shareholders. PFPC shall perform such services as are required in order to comply with Rules 17a-24 and rule 17Ad-17 of the 1934 Act (the "Lost Shareholder Rules"Rule”), including, but not limited to, those set forth below. PFPC may, in its sole discretion, use the services of a third party to perform some of or all such services. (i) documentation of search policies and procedures; (ii) execution of required searches; (iii) tracking results and maintaining data sufficient to comply with the Lost Shareholder RulesRule; and (iv) preparation and submission of data required under the Lost Shareholder RulesRule. Except as set forth above, PFPC shall have no responsibility for any escheatment services.

Appears in 1 contract

Sources: Fund Accounting, Financial and Regulatory Administration and Transfer Agency Services Agreement (Wilshire Variable Insurance Trust)

Lost Shareholders. PFPC shall perform such services as are required in order to comply with Rules 17a-24 and 17Ad-17 of the 1934 Act (the "Lost Shareholder Rules"), including, but not limited to, those set forth below. PFPC may, in its sole discretion, use the services of a third party to perform some of or all such services. (i) documentation of search policies and procedures; (ii) execution of required searches; (iii) tracking results and maintaining data sufficient to comply with the Lost Shareholder Rules; and (iv) preparation and submission of data required under the Lost Shareholder Rules. Except as set forth above, PFPC shall have no responsibility for any escheatment services.

Appears in 1 contract

Sources: Transfer Agency Services Agreement (Highland Special Situations Fund II)

Lost Shareholders. PFPC shall perform such services as are ----------------- required in order to comply with Rules 17a-24 and 17Ad-17 of the 1934 Act (the "Lost Shareholder Rules"), including, but not limited to, those set forth below. PFPC may, in its sole discretion, use the services of a third party to perform some of or all such services. (i) documentation of search policies and procedures; (ii) execution of required searches; (iii) tracking results and maintaining data sufficient to comply with the Lost Shareholder Rules; and (iv) preparation and submission of data required under the Lost Shareholder Rules. Except as set forth above, PFPC shall have no responsibility for any escheatment services.

Appears in 1 contract

Sources: Transfer Agency Services Agreement (Van Wagoner Funds Inc)

Lost Shareholders. PFPC shall perform such services as are required in order to comply with Rules 17a-24 and Rule 17Ad-17 of the 1934 Act (the "Lost Shareholder Rules"), including, but not limited to, those set forth below. PFPC may, in its sole discretion, use the services of a third party to perform some of or all such services. (i) documentation of search policies and procedures; (ii) execution of required searches; (iii) tracking results and maintaining data sufficient to comply with the Lost Shareholder Rules; and (iv) preparation and submission of data required under the Lost Shareholder Rules. Except as set forth above, PFPC shall have no responsibility for any escheatment services.

Appears in 1 contract

Sources: Transfer Agency Services Agreement (MCM Funds)

Lost Shareholders. PFPC shall perform such services as are required in order to comply with Rules 17a-24 and 17Ad-17 of the 1934 Act (the "Lost Shareholder Rules"), including, but not limited to, those set forth below. PFPC may, in its sole discretion, use the services of a third party to perform some of or all such services. (i) documentation of search policies and procedures; (ii) execution of required searches; (iii) tracking results and maintaining data sufficient to comply with the Lost Shareholder Rules; and (iv) preparation and submission of data required under the Lost Shareholder Rules. Except as set forth above, PFPC shall have no responsibility for any escheatment services.

Appears in 1 contract

Sources: Sub Transfer Agency Services Agreement (Monument Series Fund Inc)

Lost Shareholders. PFPC shall perform such services as are required in order to comply with Rules 17a-24 and 17Ad-17 of the 1934 Act (the "Lost Shareholder Rules"), including, but not limited to, those set forth below. PFPC may, in its sole discretion, use the services of a third party to perform some of or all such services. (i) documentation of search policies and procedures; (ii) execution of required searches; (iii) tracking results and maintaining data sufficient to comply with wit the Lost Shareholder Rules; and (iv) preparation and submission of data required under the Lost Shareholder Rules. Except as set forth above, PFPC shall have no responsibility for any escheatment services.

Appears in 1 contract

Sources: Transfer Agency Services Agreement (Axa Premier Funds Trust)

Lost Shareholders. PFPC shall perform such services as are required in order to comply with Rules 17a-24 and 17Ad-17 of the 1934 Act (the "Lost Shareholder Rules"), including, but not limited to, those set forth below. PFPC may, in its sole discretion, use the services of a third party to perform some of or all such services. (i) documentation of search policies and procedures; ; (ii) execution of required searches; ; (iii) tracking results and maintaining data sufficient to comply with the Lost Shareholder Rules; and and (iv) preparation and submission of data required under the Lost Shareholder Rules. Except as set forth above, PFPC shall have no responsibility for any escheatment services.

Appears in 1 contract

Sources: Transfer Agency Services Agreement (Alleghany Funds)

Lost Shareholders. PFPC shall perform such services as are required in _________________ order to comply with Rules 17a-24 and rule 17Ad-17 of the 1934 Act (the "Lost Shareholder RulesRule"), including, but not limited to, those set forth below. PFPC may, in its sole discretion, use the services of a third party to perform some of or all such services. (i) documentation of search policies and procedures; (ii) execution of required searches; (iii) tracking results and maintaining data sufficient to comply with the Lost Shareholder Rules; and (iv) preparation and submission of data required under the Lost Shareholder Rules. Except as set forth above, PFPC shall have no responsibility for any escheatment services.

Appears in 1 contract

Sources: Transfer Agency Services Agreement (Travelers Series Trust)

Lost Shareholders. PFPC shall perform such services as are required in order to comply with Rules 17a-24 and rule 17Ad-17 of the 1934 Act (the "Lost Shareholder RulesRule"), including, but not limited to, those set forth below. PFPC may, in its sole discretion, use the services of a third party to perform some of or all such services., including: (i) documentation Documentation of search policies and procedures; (ii) execution Execution of required searches; (iii) tracking Tracking results and maintaining data sufficient to comply with the Lost Shareholder Rules; and (iv) preparation Preparation and submission of data required under the Lost Shareholder Rules. Except as set forth above, PFPC shall have no responsibility for any escheatment services.

Appears in 1 contract

Sources: Transfer Agency Services Agreement (JNL Investors Series Trust)

Lost Shareholders. PFPC shall perform such services as are required in order _________________ to comply with Rules 17a-24 and rule 17Ad-17 of the 1934 Act (the "Lost Shareholder RulesRule"), including, but not limited to, those set forth below. PFPC may, in its sole discretion, use the services of a third party to perform some of or all such services. (i) documentation of search policies and procedures; (ii) execution of required searches; (iii) tracking results and maintaining data sufficient to comply with the Lost Shareholder Rules; and (iv) preparation and submission of data required under the Lost Shareholder Rules. Except as set forth above, PFPC shall have no responsibility for any escheatment services.

Appears in 1 contract

Sources: Transfer Agency Services Agreement (Travelers Series Trust)

Lost Shareholders. PFPC shall perform such services as are required in order to comply with Rules 17a-24 and rule 17Ad-17 of the 1934 Act (the "Lost Shareholder RulesSecurityholder Rule"), including, but not limited to, those set forth below. PFPC may, in its sole discretion, use the services of a third party to perform some of or all such services. (i) documentation of search policies and procedures; (ii) execution of required searches; (iii) tracking results and maintaining data sufficient to comply with the Lost Shareholder RulesSecurityholder Rule; and (iv) preparation and submission of data required under the Lost Shareholder RulesSecurityholder Rule. Except as set forth above, PFPC shall have no responsibility for any escheatment services.

Appears in 1 contract

Sources: Transfer Agency Agreement (BlackRock Variable Series Funds, Inc.)

Lost Shareholders. PFPC shall perform such services as are ----------------- required in order to comply with Rules 17a-24 and 17Ad-17 of the 1934 Act (the "Lost Shareholder Rules"), including, but not limited to, those set forth below. PFPC may, in its sole discretion, use the services of a third party to perform some of or all such services. (i) documentation of search policies and procedures; (ii) execution of required searches; (iii) tracking results and maintaining data sufficient to comply with the Lost Shareholder Rules; and and (iv) preparation and submission of data required under the Lost Shareholder Rules. Except as set forth above, PFPC shall have no responsibility for any escheatment services.

Appears in 1 contract

Sources: Transfer Agency Services Agreement (TCW Galileo Funds Inc)