Lost Shareholders. Transfer Agent shall perform such services as are required in order to comply with Rules 17a-24 and 17Ad-17 of the 1934 Act (the “Lost Shareholder Rules), including, but not limited to those set forth below. Transfer Agent may, in its sole discretion, use the services of a third party to perform some or all of such services.
Appears in 35 contracts
Samples: Transfer Agency and Services Agreement (Smith Barney Investment Trust), Transfer Agency and Services Agreement (Western Asset Emerging Markets Debt Fund Inc.), Transfer Agency and Services Agreement (Legg Mason Partners Aggressive Growth Fund, Inc.)
Lost Shareholders. Transfer Agent shall perform such services as are required in order to comply with Rules 17a-24 and Rule 17Ad-17 of the 1934 Act (the “Lost Shareholder RulesRule”), including, but not limited to those set forth below. Transfer Agent may, in its sole discretion, use the services of a third party to perform some or all of such services.
Appears in 16 contracts
Samples: Transfer Agency and Services Agreement (Legg Mason Global Asset Management Trust), Transfer Agency and Services Agreement (Legg Mason Partners Income Trust), Transfer Agency and Services Agreement (Legg Mason Partners Premium Money Market Trust)
Lost Shareholders. Transfer Agent shall perform such services as are required in order to comply with Rules 17a-24 and 17Ad-17 of the 1934 Act (the “"Lost Shareholder Rules), including, but not limited to those set forth below. Transfer Agent may, in its sole discretion, use the services of a third party to perform some or all of such services.
Appears in 9 contracts
Samples: Transfer Agency and Services Agreement (Smith Barney Trust Ii), Transfer Agency and Services Agreement (Variable Annuity Portfolios), Transfer Agency and Services Agreement (Smith Barney Sector Series Inc.)
Lost Shareholders. Transfer Agent shall perform such services as are required in order to comply with Rules 17a-24 and 17Ad-17 of the 1934 Act (the “Lost Shareholder RulesRule”), including, but not limited to those set forth below. Transfer Agent may, in its sole discretion, use the services of a third party to perform some or all of such services.
Appears in 8 contracts
Samples: Transfer Agency and Services Agreement (Legg Mason Partners Variable Equity Trust), Transfer Agency and Services Agreement (Royce Fund), Transfer Agency and Services Agreement (Legg Mason Partners Money Market Trust)
Lost Shareholders. The Transfer Agent shall perform such services as are required in order to comply with Rules 17a-24 and 17Ad-17 of the 1934 Securities Exchange Act of 1934, as amended (the “"Lost Shareholder Rules"), including, but not limited to those set forth below. The Transfer Agent may, in its sole discretion, use the services of a third party to perform some or all of such services.
Appears in 5 contracts
Samples: Combined Transfer Agency and Registrar Agreement (Munder at Vantage Fund), Agency and Registrar Agreement (Munder Framlington Funds Trust), Combined Transfer Agency and Registrar Agreement (Munder Series Trust)
Lost Shareholders. The Transfer Agent shall perform such services as are required in order to comply with Rules 17a-24 and 17Ad-17 of the 1934 Securities Exchange Act of 1934, as amended (the “Lost Shareholder Rules”), including, but not limited to those set forth below. The Transfer Agent may, in its sole discretion, use the services of a third party to perform some or all of such services.
Appears in 3 contracts
Samples: Transfer Agency and Registrar Agreement (Munder Series Trust), Transfer Agency and Registrar Agreement (Munder Series Trust), Transfer Agency and Registrar Agreement (Munder Series Trust Ii)
Lost Shareholders. The Transfer Agent shall perform such services ----------------- as are required in order to comply with Rules 17a-24 and 17Ad-17 of the 1934 34 Act (the “Lost Shareholder Rules"), including, but not limited to those set forth below. The Transfer Agent may, in its sole discretion, use the services of a third party to perform the some or all of such services.
Appears in 2 contracts
Samples: Agency and Registrar Agreement (Munder Funds Trust), Agency and Registrar Agreement (Munder Framlington Funds Trust)
Lost Shareholders. 20.1 Transfer Agent shall perform such services as are required in order to comply with Rules 17a-24 and 17Ad-17 of the 1934 Act (the “Lost Shareholder Rules), including, but not limited to those set forth belowAct. Transfer Agent may, in its sole discretion, use the services of a third party to perform some or all of such services.
Appears in 1 contract
Lost Shareholders. The Transfer Agent shall perform ----------------- such services as are required in order to comply with Rules 17a-24 and 17Ad-17 of the 1934 34 Act (the “Lost Shareholder Rules"), including, but not limited to those set forth below. The Transfer Agent may, in its sole discretion, use the services of a third party to perform the some or all of such services.
Appears in 1 contract
Samples: Transfer Agency and Registrar Agreement (St Clair Funds Inc)
Lost Shareholders. The Transfer Agent shall perform such services as are required in order to comply with Rules 17a-24 and 17Ad-17 of the 1934 34 Act (the “Lost Shareholder Rules"), including, but not limited to those set forth below. The Transfer Agent may, in its sole discretion, use the services of a third party to perform the some or all of such services.
Appears in 1 contract
Samples: Transfer Agency and Registrar Agreement (Munder Funds Inc)
Lost Shareholders. Transfer Agent shall perform such services as are required in order to comply with Rules 17a-24 and 17Ad-17 of the 1934 Act (the “Lost Shareholder Rules”), including, but not limited to those set forth below. Transfer Agent may, in its sole discretion, use the services of a third party xxxxx to perform some sonic or all of such services.
Appears in 1 contract
Samples: Transfer Agency and Services Agreement (Western Asset Municipal Defined Opportunity Trust Inc.)
Lost Shareholders. The Transfer Agent shall perform such services as are required in order to comply with Rules 17a-24 and 17Ad-17 of the 1934 Act (the “"Lost Shareholder Rules"), including, but not limited to to, those set forth below. The Transfer Agent may, in its sole discretion, use the services of a third party to perform some of or all of such services.
Appears in 1 contract
Samples: Transfer Agency Services Agreement (Monument Series Fund Inc)
Lost Shareholders. [For non-broker controlled accounts,] Transfer Agent shall perform such services as are required in order to comply with Rules 17a-24 and 17Ad-17 of the 1934 Act (the “Lost Shareholder Rules), including, but not limited to those set forth below. Transfer Agent may, in its sole discretion, use the services of a third party to perform some or all of such services.
Appears in 1 contract
Samples: Transfer Agency and Services Agreement (Consulting Group Capital Markets Funds)
