Lost or Stolen Certificates. PFPC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:
Appears in 99 contracts
Samples: Transfer Agency Services Agreement (Blackrock Liquidity Funds), Transfer Agency Agreement (Blackrock Funds), Transfer Agency Services Agreement (Old Westbury Funds Inc)
Lost or Stolen Certificates. PFPC PNC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:
Appears in 33 contracts
Samples: Transfer Agency Services Agreement (Ing Variable Insurance Trust), Transfer Agency Services Agreement (Fairholme Funds Inc), Transfer Agency Services Agreement (Voya Enhanced Securitized Income Fund)
Lost or Stolen Certificates. PFPC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new The lost or stolen certificate shall will be registered canceled and uncertificated Shares will be issued to a shareholder's account only upon:
Appears in 19 contracts
Samples: Transfer Agency and Related Services Agreement (Painewebber Managed Investments Trust), Transfer Agency and Related Services Agreement (Painewebber Investment Trust), Transfer Agency and Related Services Agreement (Painewebber Securities Trust)
Lost or Stolen Certificates. PFPC shall place a stop notice against any certificate reported to be lost lost, stolen, destroyed or stolen not received and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:
Appears in 14 contracts
Samples: Transfer Agency Services Agreement (Cascades Trust), Transfer Agency Services Agreement (Aquila Three Peaks High Income Fund), Transfer Agency Services Agreement (Aquila Three Peaks High Income Fund)
Lost or Stolen Certificates. PFPC shall place a stop notice --------------------------- against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new The lost or stolen certificate shall will be registered canceled and uncertificated Shares will be issued to a shareholder's account only upon:
Appears in 5 contracts
Samples: Transfer Agency and Related Services Agreement (Painewebber Series Trust), Agreement (Brinson Money Series), Transfer Agency and Related Services Agreement (Brinson Funds Inc)
Lost or Stolen Certificates. PFPC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:
Appears in 4 contracts
Samples: Transfer Agency Services and Shareholder Services Agreement Terms (Kidder Peabody Cash Reserve Fund Inc), Transfer Agency Services and Shareholder Services Agreement Terms and Conditions (Kidder Peabody California Tax Exempt Money Fund), Transfer Agency Services and Shareh0lder Services Agreement Term and Conditions (Mitchell Hutchins Kidder Peabody Investment Trust Ii)
Lost or Stolen Certificates. PFPC shall place a stop notice against --------------------------- any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new The lost or stolen certificate shall will be registered canceled and uncertificated Shares will be issued to a shareholder's account only upon:
Appears in 4 contracts
Samples: Transfer Agency and Related Services Agreement (Painewebber Investment Trust Ii), Transfer Agency and Related Services Agreement (Painewebber Investment Series), Transfer Agency and Related Services Agreement (Painewebber Index Trust)
Lost or Stolen Certificates. PFPC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:.
Appears in 3 contracts
Samples: Transfer Agency Services Agreement Terms and Conditions (American Skandia Trust), Form of Transfer Agency Agreement (Mitchell Hutchins Portfolios), Transfer Agency Services Agreement (Painewebber Index Trust)
Lost or Stolen Certificates. PFPC shall place a stop notice --------------------------- against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:
Appears in 3 contracts
Samples: Transfer Agency Services Agreement (TCW Galileo Funds Inc), Transfer Agency Services Agreement (Van Wagoner Funds Inc), Transfer Agency Services Agreement (Weiss Treasury Fund)
Lost or Stolen Certificates. PFPC PNC Bank shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:
Appears in 2 contracts
Samples: Transfer Agency Services Agreement (Foreign Fund Inc), Transfer Agency Sales Agreement (Foreign Fund Inc)
Lost or Stolen Certificates. PFPC shall place a stop notice --------------------------- against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:
Appears in 2 contracts
Samples: Transfer Agency Services and Shareholder Services Agreement (Managed Accounts Services Portfolio Trust), Transfer Agency Services and Shareholder Services Agreement Terms and Conditions (Paine Webber Kidder Peabody Municipal Money Market Series)
Lost or Stolen Certificates. PFPC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:regulatory
Appears in 1 contract
Samples: Transfer Agency Services Agreement (Longleaf Partners Funds Trust)
Lost or Stolen Certificates. PFPC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered cancelled and book shares issued only upon:
Appears in 1 contract
Samples: Investment Company Services Agreement (Matthews International Funds)
Lost or Stolen Certificates. PFPC PNC shall place a stop notice --------------------------- against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:
Appears in 1 contract
Samples: Agency Services Agreement (Conseco Strategic Income Fund)
Lost or Stolen Certificates. PFPC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered cancelled and book shares issued only upon:: · The shareholder’s pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by PFPC; and · Completion of a release and indemnification agreement signed by the shareholder to protect PFPC and its affiliates.
Appears in 1 contract
Samples: Investment Company Services Agreement (Matthews International Funds)
Lost or Stolen Certificates. PFPC PNC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:regulatory
Appears in 1 contract
Samples: Transfer Agency Services Agreement (Chartwell Dividend & Income Fund Inc)
Lost or Stolen Certificates. PFPC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:: (i) Shareholder's pledge of a lost instrument bond or such other and appropriate indemnity bond issued by a surety company approved by PFPC; and (ii) Completion of a release and indemnification agreement signed by the shareholder to protect PFPC. (g)
Appears in 1 contract
Lost or Stolen Certificates. PFPC shall place a stop notice against --------------------------- any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:
Appears in 1 contract
Samples: Transfer Agency Services Agreement (Lasalle Real Estate Securities Fund Inc)
Lost or Stolen Certificates. (IF TRUST ISSUES CERTIFICATES). PFPC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:
Appears in 1 contract
Samples: Transfer Agency Services Agreement (Hambrecht & Quist Fund Trust)
Lost or Stolen Certificates. PFPC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new The lost or stolen certificate shall will be registered canceled and uncertificated Shares will be issued to a shareholder's account only upon:: (i) The shareholder's pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by PFPC; and
Appears in 1 contract
Samples: Agency and Related Services Agreement (Painewebber Rma Tax Free Fund Inc)
Lost or Stolen Certificates. PFPC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:: The shareholder's pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by PFPC; and Completion of a release and indemnification agreement signed by the shareholder to protect PFPC and its affiliates.
Appears in 1 contract
Samples: Transfer Agency Services Agreement (Aal Mutual Funds)
Lost or Stolen Certificates. PFPC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A lost or stolen certificate will be cancelled and a new certificate shall be registered and issued only upon:
Appears in 1 contract
