Common use of Listing and Maintenance Requirements Compliance Clause in Contracts

Listing and Maintenance Requirements Compliance. The principal market on which the Common Stock is currently traded is Nasdaq. The Company has not in the three (3) years preceding the date hereof received notice (written or oral) from Nasdaq (or any stock exchange, market or trading facility on which the Common Stock is or has been traded or listed (or on which it has been quoted)) to the effect that the Company is not in compliance with the listing or maintenance requirements of any such market, exchange or trading facility. The Company is not aware of any facts that would reasonably lead to delisting or suspension of the Common Stock by Nasdaq. After giving effect to the transactions contemplated by this Agreement and the Registration Rights Agreement (as defined below), the Company is and will be in compliance with all such maintenance requirements.

Appears in 3 contracts

Samples: Stock Purchase Agreement (Jensen Jeff), Stock Purchase Agreement (RMH Teleservices Inc), Stock Purchase Agreement (RMH Teleservices Inc)

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Listing and Maintenance Requirements Compliance. The principal market on which the Common Stock is currently traded is Nasdaq. The Except as disclosed on Schedule 2.1(o), the Company has not in the three (3) years preceding the date hereof received notice (written or oral) from Nasdaq (or any stock exchange, market or trading facility on which the Common Stock is or has been traded or listed (or on which it has been quoted)) to the effect that the Company is not in compliance with the listing or maintenance requirements of any such market, exchange market or trading facilityexchange. The Company is not aware of any facts that which would reasonably lead to delisting or suspension of the Common Stock by Nasdaq. After giving effect to the transactions contemplated by this Agreement and the Registration Rights Agreement (as defined below)Transaction Documents, the Company believes that it is and will be in compliance with all such maintenance requirements.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Geron Corporation), Securities Purchase Agreement (Provident American Corp), Securities Purchase Agreement (Geron Corporation)

Listing and Maintenance Requirements Compliance. The principal market markets on which the Common Stock is currently traded is Nasdaq. The Company has not in the three (3) years preceding the date hereof received notice (written or oral) from Nasdaq (or any stock exchange, market or trading facility on which the Common Stock is or has been traded or listed (or on which it has been quoted)) to the effect that the Company is not in compliance with the listing or maintenance requirements of any such market, exchange market or trading facilityexchange. The Company is not aware of any facts that would reasonably lead to delisting or suspension of the Common Stock by Nasdaq. After giving effect to the transactions contemplated by this Agreement and the Registration Rights Agreement (as defined below)Transaction Documents, the Company is and will be in compliance with all such maintenance requirements.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Alliance Pharmaceutical Corp), Securities Purchase Agreement (Alliance Pharmaceutical Corp)

Listing and Maintenance Requirements Compliance. The principal market markets on which the Common Stock is currently traded is Nasdaq. The Except as disclosed on Schedule 2.1(o), the Company has not in the three (3) years preceding the date hereof received notice (written or oral) from Nasdaq (or any stock exchange, market or trading facility on which the Common Stock is or has been traded or listed (or on which it has been quoted)) to the effect that the Company is not in compliance with the listing or maintenance requirements of any such market, exchange market or trading facilityexchange. The Company is not aware of any facts that would reasonably lead to delisting or suspension of the Common Stock by Nasdaq. After giving effect to the transactions contemplated by this Agreement and the Registration Rights Agreement (as defined below)Transaction Documents, the Company is and will be in compliance with all such maintenance requirements.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Endocare Inc), Securities Purchase Agreement (Endocare Inc)

Listing and Maintenance Requirements Compliance. The principal market on which the Common Stock is currently traded is Nasdaq. The Company has not in the three (3) years preceding the date hereof received notice (written or oral) from Nasdaq (or any stock exchange, market or trading facility on which the Common Stock is or has been traded or listed (or on which it has been quoted)) to the effect that the Company is not in compliance with the listing or maintenance requirements of any such market, exchange or trading facility. The Company is not aware of any facts that would reasonably lead to delisting or suspension of the Common Stock by Nasdaq. After giving effect to the transactions contemplated by this Agreement and the Registration Rights Agreement (as defined below)Agreements, the Company is and will be in compliance with all such maintenance requirements.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Spectrx Inc), Stock Purchase Agreement (Spectrx Inc)

Listing and Maintenance Requirements Compliance. The principal market on which the Common Stock is currently traded is Nasdaq. The Except as disclosed on Schedule 2.1(o), the Company has not in the three (3) years preceding the date hereof received notice (written or oral) from Nasdaq (or any stock exchange, market or trading facility on which the Common Stock is or has been traded or listed (or on which it has been quoted)) to the effect that the Company is not in compliance with the listing or maintenance requirements of any such market, exchange or trading facility. The Except for the transactions contemplated by the Transaction Documents, the Company is not aware of any facts that would reasonably lead to delisting or suspension of the Common Stock by Nasdaq. After giving effect to Immediately after the transactions contemplated by this Agreement and the Registration Rights Agreement (as defined below)First Closing, the Company is and will be in compliance with all such maintenance requirements.

Appears in 1 contract

Samples: Securities Purchase Agreement (Esoft Inc)

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Listing and Maintenance Requirements Compliance. The principal market on which the Common Stock is currently traded is Nasdaq. The Except as disclosed on Schedule 2.1(s), the Company has not in the three (3) years preceding the date hereof received notice (written or oral) from Nasdaq (or any stock exchange, market or trading facility on which the Common Stock is or has been traded or listed (or on which it has been quoted)) to the effect that the Company is not in compliance with the listing or maintenance requirements of any such market, exchange market or trading facilityexchange. The Company is not aware of any facts that which would reasonably lead to delisting or suspension of the Common Stock by Nasdaq. After giving effect to the transactions contemplated by this Agreement and the Registration Rights Agreement (as defined below)Transaction Documents, the Company is and will be in compliance with all such maintenance requirementsrequirements except for any approval required under the NASD rules.

Appears in 1 contract

Samples: Securities Purchase Agreement (Mechanical Technology Inc)

Listing and Maintenance Requirements Compliance. The principal market on which the Common Stock is currently traded is Nasdaq. The Except as disclosed on Schedule 3.19, the Company has not in the three (3) years preceding the date hereof received notice (written or oral) from Nasdaq (or any stock exchange, market or trading facility on which the Common Stock is or has been traded or listed (or on which it has been quoted)) to the effect that the Company is not in compliance with the listing or maintenance requirements of any such market, exchange or trading facility. The Company is not aware of any facts that would reasonably lead to delisting or suspension of the Common Stock by Nasdaq. After giving effect to the transactions contemplated by this Agreement and the Registration Rights Agreement (as defined below)Agreements, the Company is and will be in compliance with all such maintenance requirements.

Appears in 1 contract

Samples: Registration Rights Agreement (Good Guys Inc)

Listing and Maintenance Requirements Compliance. The principal market on which the Common Stock is currently traded is Nasdaq. The Company has not in the three (3) years preceding the date hereof received notice (written or oral) from Nasdaq (or any stock exchange, market or trading facility on which the Common Stock is or has been traded or listed (or on which it has been quoted)) to the effect that the Company is not in compliance with the listing or maintenance requirements of any such market, exchange or trading facility. The Company is not aware of any facts that would reasonably lead to delisting or suspension of the Common Stock by Nasdaq. After giving effect to the transactions contemplated by this Agreement and the Registration Rights Agreement (as defined below)Agreement, the Company is and will be in compliance with all such maintenance requirements.

Appears in 1 contract

Samples: Stock Purchase Agreement (RMH Teleservices Inc)

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