Listing and Maintenance Requirements Compliance. Except as set forth in the SEC Documents, the Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or any stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange, market or trading facility. The Company is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements.
Appears in 5 contracts
Samples: Convertible Debenture Purchase Agreement (Tidel Technologies Inc), Convertible Debenture Purchase Agreement (Tidel Technologies Inc), Convertible Debenture Purchase Agreement (Luminant Worldwide Corp)
Listing and Maintenance Requirements Compliance. Except as set forth in the SEC Documents, the The Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange, market exchange or trading facilitymarket. The Company is, and has no reason to believe that it will not in the foreseeable future continue to be, is currently in compliance with all such listing maintenance requirements and no fact or circumstances currently exist which could reasonably be expected to result in noncompliance with such maintenance requirementsrequirements in the foreseeable future.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Thrustmaster Inc), Securities Purchase Agreement (Fidelity Holdings Inc), Securities Purchase Agreement (Fidelity Holdings Inc)
Listing and Maintenance Requirements Compliance. Except as set ----------------------------------------------- forth in the SEC Documents, the Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange, market exchange or trading facilitymarket. The Company is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Aquatic Cellulose International Corp), Convertible Debenture Purchase Agreement (Aquatic Cellulose International Corp), Securities Purchase Agreement (Aquatic Cellulose International Corp)
Listing and Maintenance Requirements Compliance. Except as set forth specified in the SEC DocumentsSchedule 2.1 (q) hereto, the Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ OTC Bulletin Board or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange, market exchange or trading facilitymarket. The Company is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements.
Appears in 2 contracts
Samples: Purchase Agreement (Sitestar Corp), Convertible Debenture Purchase Agreement (American Biomed Inc)
Listing and Maintenance Requirements Compliance. Except as set forth in the SEC Documents, the Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or any stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange, market exchange or trading facilitymarket. The Company is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements.
Appears in 2 contracts
Samples: Convertible Preferred Stock Purchase Agreement (Internet Law Library Inc), Convertible Preferred Stock Purchase Agreement (Internet Law Library Inc)
Listing and Maintenance Requirements Compliance. Except as set forth in the SEC Documents, the Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange, market exchange or trading facilitymarket. The Company is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements.
Appears in 2 contracts
Samples: Convertible Preferred Stock Purchase Agreement (Global Technologies LTD), Convertible Preferred Stock Purchase Agreement (Commodore Holdings LTD)
Listing and Maintenance Requirements Compliance. Except as set forth in the SEC DocumentsReports, the Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange, market or trading facility. The Company is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements.
Appears in 1 contract
Samples: Secured Convertible Debenture Purchase Agreement (Demarco Energy Systems of America Inc)
Listing and Maintenance Requirements Compliance. Except as set forth in the SEC Documents, the Company has not, in the two (2) years preceding the date hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange, market exchange or trading facilitymarket. The Company is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements.
Appears in 1 contract
Samples: Registration Rights Agreement (New Frontier Media Inc /Co/)
Listing and Maintenance Requirements Compliance. Except as set ----------------------------------------------- forth in the SEC DocumentsSchedule 2(p), the Company has not, in the two years preceding the date ------------- hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange, market exchange or trading facilitymarket. The Company is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements.
Appears in 1 contract
Samples: Registration Rights Agreement (Number Nine Visual Technology Corp)
Listing and Maintenance Requirements Compliance. Except as set forth in the SEC Documents, the Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or NASDAQ, any stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange, market or trading facility. The Company is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements.
Appears in 1 contract
Samples: Convertible Note Purchase Agreement (Universal Broadband Networks Inc)
Listing and Maintenance Requirements Compliance. Except as set forth in the SEC Documents, the Company has not, in the two (2) years preceding the date hereof, received notice (written or oral) from the NASDAQ or any stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange, market exchange or trading facilitymarket. The Company is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements.
Appears in 1 contract
Listing and Maintenance Requirements Compliance. Except as set forth in the SEC Documents, the The Company has ----------------------------------------------- not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ OTC or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange, market exchange or trading facilitymarket. The Company is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements.
Appears in 1 contract
Samples: Convertible Preferred Stock Purchase Agreement (Softlink Inc)
Listing and Maintenance Requirements Compliance. Except as set forth in the SEC Documents, the Company has not, in the two years twelve months preceding the date hereof, received notice (written or oral) from the NASDAQ or any stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange, market exchange or trading facilitymarket. The Company is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements.
Appears in 1 contract
Samples: Convertible Note Purchase Agreement (Stockgroup Com Holdings Inc)
Listing and Maintenance Requirements Compliance. Except as set forth in the SEC Documents, the Company has not, in the two years six months preceding the date hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange, market exchange or trading facilitymarket. The Company is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements.
Appears in 1 contract
Samples: Secured Convertible Debenture Purchase Agreement (Accord Advanced Technologies Inc)
Listing and Maintenance Requirements Compliance. Except as set forth in the SEC DocumentsReports, the Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or any stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange, market or trading facility. The Company is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements.
Appears in 1 contract
Samples: Convertible Debenture Purchase and Exchange Agreement (Moneyzone Com)
Listing and Maintenance Requirements Compliance. Except as set forth in the SEC DocumentsDocuments or in Schedule 2.1(o), the Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange, market exchange or trading facilitymarket. The Company is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements.
Appears in 1 contract
Samples: Convertible Preferred Stock Purchase Agreement (Daw Technologies Inc /Ut)
Listing and Maintenance Requirements Compliance. Except as set forth in the SEC DocumentsReports, the Company has not, in the two years preceding the date hereof, received written notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange, market or trading facility. The Company is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements.
Appears in 1 contract
Samples: Secured Convertible Debenture Purchase Agreement (Phoenix International Industries Inc /Fl/)
Listing and Maintenance Requirements Compliance. Except as ----------------------------------------------- set forth in the SEC DocumentsReports, the Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange, market or trading facility. The Company is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements.
Appears in 1 contract
Samples: Secured Convertible Debenture Purchase Agreement (Demarco Energy Systems of America Inc)
Listing and Maintenance Requirements Compliance. Except as set forth in the SEC DocumentsReports, the Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or NASDAQ, any stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange, market or trading facility. The Except for the price maintenance requirement, the Company is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements.
Appears in 1 contract
Samples: Convertible Debenture Purchase Agreement (Computer Concepts Corp /De)
Listing and Maintenance Requirements Compliance. Except as set forth in the SEC DocumentsDocuments or in Schedule 2.1(o), the Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or any stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange, market exchange or trading facilitymarket. The Company is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements.
Appears in 1 contract
Samples: Convertible Preferred Stock Purchase Agreement (GSV Inc)
Listing and Maintenance Requirements Compliance. Except as set forth in the SEC Documents, the Company has not, in the two years preceding the date hereofhereof (or such shorter period from which the Common Stock has been listed or quoted for trading), received notice (written or oral) from the NASDAQ or any stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange, market exchange or trading facilitymarket. The Company is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements.
Appears in 1 contract
Samples: Secured Convertible Preferred Stock Purchase Agreement (Celexx Corp)
