Limitations on Services. The parties recognize that certain responsibilities and obligations are imposed by federal and state securities laws and by the applicable rules and regulations of stock exchanges, in-house “due diligence” or “compliance” departments of stock brokerage firms, etc. Accordingly, the Consultant agrees that:
Appears in 6 contracts
Samples: Consulting Agreement (Arrakis Mining Research Inc.), Consulting Agreement (Electric Vehicle Research Corp), Consulting Agreement (Soellingen Advisory Group, Inc.)
Limitations on Services. The parties hereto recognize that certain responsibilities and obligations are imposed by federal Federal and state securities laws and by the applicable rules and regulations of stock exchanges, the National Association of Securities Dealers, in-house “"due diligence” " or “"compliance” " departments of stock brokerage firmshouses, etc. Accordingly, the Consultant agrees thatas follows:
Appears in 3 contracts
Samples: Consulting Agreement (Texen Oil & Gas Inc), Consulting Agreement (Online Innovation Inc), Consulting Agreement (Trimedia Entertainment Group Inc)
Limitations on Services. The parties recognize that certain responsibilities and obligations are imposed by federal Federal and state State securities laws and by the applicable rules and regulations of stock exchanges, in-house “due diligence” or “compliance” departments the National Association of stock Securities Dealers, Inc. and the compliance rules of brokerage firms, etchouses and other sources. Accordingly, the Consultant agrees thatSynergy Business Consultants LLC agrees:
Appears in 3 contracts
Samples: Consulting Agreement (Entest Biomedical, Inc.), Consulting Agreement (Regen BioPharma Inc), Entest Biomedical, Inc.
Limitations on Services. The parties hereto recognize that certain responsibilities and obligations are imposed by federal Federal and state securities laws State Securities Laws and by the applicable rules and regulations of stock exchanges, the National Association of Securities Dealers, in-house “"due diligence” " or “"compliance” " departments of stock brokerage firmshouses, etc. Accordingly, the Consultant IIRG agrees thatas follows:
Appears in 2 contracts
Samples: Consulting Agreement (Econnect), Consulting Agreement (Origin Investment Group Inc)
Limitations on Services. The parties hereto recognize that certain responsibilities and obligations are imposed by federal Federal and state State securities laws and by the applicable rules and regulations of stock exchanges, the National Association of Securities Dealers, in-house “"due diligence” " or “"compliance” " departments of stock brokerage firmshouses, etc. Accordingly, the Consultant agrees thatas follows:
Appears in 2 contracts
Samples: Consulting Agreement (Free DA Connection Systems, Inc.), Consulting Agreement (Free DA Connection Systems, Inc.)
Limitations on Services. The parties recognize that certain responsibilities and obligations and restrictions are imposed on the Company and the Consultant by federal and state securities laws and by the applicable rules and regulations of stock exchanges, in-house “due diligence” or “compliance” departments of stock brokerage firmsaccordingly, etc. Accordingly, the Consultant agrees thatand warrants the following:
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Limitations on Services. The parties hereto recognize that certain responsibilities and obligations are imposed by federal and state securities laws and by the applicable rules and regulations of stock exchanges, the National Association of Securities Dealers, in-house “"due diligence” " or “"compliance” " departments of stock brokerage firmshouses, etc. CM Accordingly, the Consultant DR agrees thatas follows:
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Limitations on Services. The parties hereto recognize that certain responsibilities and obligations are imposed by federal Federal and state securities laws State Securities Laws and by the applicable rules and regulations of stock exchanges, the National Association of Securities Dealers, in-house “"due diligence” " or “"compliance” " departments of stock brokerage firmshouses, etc. Accordingly, the Consultant Xxxxx Xxxxxx agrees thatas follows:
Appears in 1 contract
Samples: Consulting Agreement (Taurus Entertainment Companies Inc)
Limitations on Services. The parties recognize that certain responsibilities and obligations are imposed by federal Federal and state securities laws State Securities Laws and by the applicable rules and regulations of stock exchangesStock Exchanges, The National Association of Securities Dealers, in-house “due diligence” or “compliance” departments of stock brokerage firmshouses, etc. Accordingly, the Consultant agrees thatagrees:
Appears in 1 contract
Samples: Administrative Consulting Agreement (Strategic Internet Investments Inc)
Limitations on Services. The parties hereto recognize that certain responsibilities and obligations are imposed by federal Federal and state securities laws and by the applicable rules and regulations of stock exchanges, the Financial Industry Regulatory Authority, in-house “"due diligence” " or “"compliance” " departments of stock brokerage firmshouses, etc. Accordingly, the Consultant agrees thatas follows:
Appears in 1 contract
Samples: Consulting Agreement (Destination Television, Inc.)
Limitations on Services. The parties hereto recognize that certain responsibilities and obligations are imposed by federal Federal and state State securities laws and by the applicable rules and regulations of stock exchanges, the National Association of Securities Dealers, in-house “"due diligence” " or “"compliance” " departments of stock brokerage firmshouses, etc. Accordingly, the Consultant SRI OF COLORADO agrees thatas follows:
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Limitations on Services. The parties recognize that certain responsibilities and obligations are imposed by federal and state securities laws and by the applicable rules and regulations of stock exchanges, in-house “"due diligence” " or “''compliance” " departments of stock brokerage firms, etc. Accordingly, the Consultant agrees that:
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Limitations on Services. The parties recognize that certain responsibilities and obligations are imposed by federal and state securities laws and by the applicable rules and regulations of stock exchanges, the National Association of Securities Dealers, Inc.. in-house “"due diligence” " or “"compliance” " departments of stock brokerage firms, etc. Accordingly, the Consultant agrees that:
Appears in 1 contract
Samples: Relations Consulting Agreement (P D C Innovative Industries Inc)
Limitations on Services. The parties hereto recognize that certain responsibilities and obligations are imposed by federal and state securities laws and by the applicable rules and regulations of stock exchanges, the National Association of Securities Dealers, in-house “due diligence” or “compliance” departments of stock brokerage firmshouses, etc. Accordingly, the Consultant REVIIV agrees thatas follows:
Appears in 1 contract
Samples: Public Relations Agreement (Classic Rules Judo Championships, Inc.)
Limitations on Services. The parties recognize that certain responsibilities and obligations are imposed by federal and state securities laws and by the applicable rules and regulations of stock exchanges, the National Association of Securities Dealers, Inc. in-house “"due diligence” " or “"compliance” " departments of stock brokerage firms, etc. Accordingly, the Consultant agrees that:
Appears in 1 contract
Samples: Relations Consulting Agreement (ICON International Holdings Inc)
Limitations on Services. The parties hereto recognize that certain responsibilities and obligations are imposed by federal Federal and state State securities laws and by the applicable rules and regulations of stock exchanges, the National Association of Securities Dealers, in-house “due diligence” or “compliance” departments of stock brokerage firmshouses, etc. Accordingly, the Consultant agrees thatas follows:
Appears in 1 contract
Samples: Consulting Agreement (BBJ Environmental Technologies Inc)
Limitations on Services. The parties recognize that certain responsibilities and obligations are imposed by federal and state securities laws and by the applicable rules and regulations of stock exchanges, the National Association of Securities Dealers, in-house “due "due-diligence” " or “"compliance” " departments of stock brokerage firmshouses, etc. Accordingly, the Consultant agrees thatagrees:
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Limitations on Services. The parties hereto recognize that certain responsibilities and obligations are imposed by federal and state securities laws and by the applicable rules and regulations of stock exchangesexchanges the National Association of Securities Dealers, in-house “due diligence” diligence or “compliance” compliance departments of stock brokerage firmshouses, etc. Accordingly, the Consultant Proctor agrees thatas follxxx:
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