Common use of Licensing of Investment Advisor’s Staff Clause in Contracts

Licensing of Investment Advisor’s Staff. (if required) · $ 900 per year per registered representative · Quasar is limited to these licenses for sponsorship: Series, 6, 7, 24, 26, 27, 63, 66 · Plus any NASD and state fees for registered representatives, including license and renewal fees. Fund Fact Sheets · Design - $1,000 per fact sheet, includes first production · Production - $500.00 per fact sheet per production period · All printing costs are out-of-pocket expenses, and in addition to the design fee and production fee.

Appears in 2 contracts

Samples: The Distribution Agreement (Monetta Trust), Distribution Agreement (Monetta Fund Inc)

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Licensing of Investment Advisor’s Staff. (if required) · $ 900 $1,500 per year per registered representative · Quasar is limited to these licenses for sponsorship: Series, 6, 7, 24, 26, 27, 63, 66 · Plus any NASD FINRA and state fees for registered representatives, including license and renewal fees. Fund Fact Sheets · Design - $1,000 per fact sheet, includes first production · Production - $500.00 per fact sheet per production period · All printing costs are out-of-pocket expenses, and in addition to the design fee and production fee.

Appears in 2 contracts

Samples: Distribution Agreement (Trust for Professional Managers), Distribution Agreement (Trust for Professional Managers)

Licensing of Investment Advisor’s Staff. (if required) · $ 900 2,500 per year per registered representative · Quasar is limited to these licenses for sponsorship: Series, 6, 7, 24, 26, 27, 63, 66 · Plus any NASD FINRA and state fees for registered representatives, including license and renewal fees. Fund Fact Sheets · Design - $1,000 per fact sheet, includes first production · Production - $500.00 per fact sheet per production period · All printing costs are out-of-pocket expenses, and in addition to the design fee and production fee.

Appears in 1 contract

Samples: Distribution Agreement (Monetta Fund Inc)

Licensing of Investment Advisor’s Staff. (if required) · $ 900 • $1,500 per year per registered representative · Quasar is limited to these licenses for sponsorship: Series, Series 6, 7, 24, 26, 27, 63, 66 · Plus any NASD and state fees for registered representatives, including license and renewal fees. Fund Fact Sheets · Design - $1,000 per fact sheet, includes first production · Production - $500.00 500 per fact sheet per production period · All printing costs are out-of-pocket expenses, and in addition to the design fee and production fee.

Appears in 1 contract

Samples: Distribution Agreement (Keystone Mutual Funds)

Licensing of Investment Advisor’s Staff. (if required) · $ 900 $_____ per year per registered representative · Quasar is limited to these licenses for sponsorship: Series, 6, 7, 24, 26, 27, 63, 66 · Plus any NASD and state fees for registered representatives, including license and renewal fees. Fund Fact Sheets · Design - $1,000 _____ per fact sheet, includes first production · Production - $500.00 _____ per fact sheet per production period · All printing costs are out-of-pocket expenses, and in addition to the design fee and production fee.

Appears in 1 contract

Samples: Distribution Agreement (Prospector Funds, Inc.)

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Licensing of Investment Advisor’s Staff. (if required) · $ 900 $____ per year per registered representative · Quasar is limited to these licenses for sponsorship: Series, 6, 7, 24, 26, 27, 63, 66 · Plus any NASD FINRA and state fees for registered representatives, including license and renewal fees. Fund Fact Sheets · Design - $1,000 ____ per fact sheet, includes first production · Production - $500.00 ____ per fact sheet per production period · All printing costs are out-of-pocket expenses, and in addition to the design fee and production fee.

Appears in 1 contract

Samples: Distribution Agreement (Trust for Professional Managers)

Licensing of Investment Advisor’s Staff. (if required) · $ 900 $1,500 per year per registered representative · Quasar is limited to these licenses for sponsorship: Series, 6, 7, 24, 26, 27, 63, 66 · Plus any NASD FINRA and state fees for registered representatives, including license and renewal fees. Fund Fact Sheets · Design - $1,000 per fact sheet, includes first production · Production - $500.00 per fact sheet per production period · All printing costs are out-of-pocket expenses, and in addition to the design fee and production fee.

Appears in 1 contract

Samples: Distribution Agreement (Academy Funds Trust)

Licensing of Investment Advisor’s Staff. (if required) · $ 900 $1,500 per year per registered representative · Quasar is limited to these licenses for sponsorship: Series, 6, 7, 24, 26, 27, 63, 66 · Plus any NASD and state fees for registered representatives, including license and renewal fees. Fund Fact Sheets · Design - $1,000 per fact sheet, includes first production · Production - $500.00 per fact sheet per production period · All printing costs are out-of-pocket expenses, and in addition to the design fee and production fee.

Appears in 1 contract

Samples: Distribution Agreement (Trust for Professional Managers)

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