Common use of Licensing of Investment Advisor’s Staff Clause in Contracts

Licensing of Investment Advisor’s Staff. (if desired) § $____ per year per registered representative § Quasar sponsors the following licenses: Series 6, 7, 24, 26, 27, 63, 66 § $____ per FINRA designated branch location § All associated FINRA and state fees for registered representatives, including license and renewal fees Fund Fact Sheets § Design - $____ per fact sheet, includes first production § Production - $____ per fact sheet per each production period § All printing costs are Miscellaneous expenses in addition to the design and production fees § Web sites, third-party data provider costs, brochures, and other sales support materials – Project priced via Quasar proposal

Appears in 3 contracts

Samples: Form of Distribution Agreement (Manager Directed Portfolios), Distribution Agreement (Manager Directed Portfolios), Distribution Agreement (Manager Directed Portfolios)

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Licensing of Investment Advisor’s Staff. (if desired) § $____ per year per registered representative § Quasar sponsors the following licenses: Series 6, 7, 24, 26, 27, 63, 66 § $____ per FINRA designated branch location § All associated FINRA and state fees for registered representatives, including license and renewal fees Fund Fact Sheets § Design - $____ per fact sheet, includes first production § Production - $____ per fact sheet per each production period § All printing costs are Miscellaneous miscellaneous expenses in addition to the design and production fees § Web sites, third-party data provider costs, brochures, and other sales support materials – Project priced via Quasar proposal

Appears in 3 contracts

Samples: Distribution Agreement (Series Portfolios Trust), Distribution Agreement (Series Portfolios Trust), Distribution Agreement (Series Portfolios Trust)

Licensing of Investment Advisor’s Staff. (if desired) § $____ per year per registered representative § Quasar sponsors the following licenses: Series 6, 7, 24, 26, 27, 63, 66 § $____ per FINRA designated branch location § All associated FINRA and state fees for registered representatives, including license and renewal fees Fund Fact Sheets § Design - $____ per fact sheet, includes first production § Production - $____ per fact sheet per each production period § All printing costs are Miscellaneous miscellaneous expenses in addition to the design and production fees § Web sites, third-party data provider costs, brochures, and other sales support materials – Project priced via Quasar proposal

Appears in 3 contracts

Samples: Distribution Agreement (Trust for Advised Portfolios), Distribution Agreement (Trust for Advised Portfolios), Distribution Agreement (Trust for Advised Portfolios)

Licensing of Investment Advisor’s Staff. (if desired) § $____ [ ] per year per registered representative § Quasar sponsors the following licenses: Series 6, 7, 24, 26, 27, 63, 66 § $____ [ ] per FINRA designated branch location § All associated FINRA and state fees for registered representatives, including license and renewal fees Fund Fact Sheets § Design - $____ [ ] per fact sheet, includes first production § Production - $____ [ ] per fact sheet per each production period § All printing costs are Miscellaneous miscellaneous expenses in addition to the design and production fees § Web sites, third-party data provider costs, brochures, and other sales support materials – Project priced via Quasar proposal

Appears in 1 contract

Samples: Distribution Agreement (GoodHaven Funds Trust)

Licensing of Investment Advisor’s Staff. (if desired) § $____ per year /year per registered representative § Quasar sponsors the following licenses: Series 6, 7, 24, 26, 27, 63, 66 § $____ per FINRA /FINRA designated branch location § All Plus all associated FINRA and state fees for registered representativesRegistered Representatives, including license and renewal fees Fund Fact Sheets § Design - $____ per fact /fact sheet, includes first production § Production - $____ per fact /fact sheet per each production period § All printing costs are Miscellaneous expenses miscellaneous expenses, and in addition to the design fee and production fees fee § Web sites, third-party data provider costs, brochures, and other sales support materials – Project priced via Quasar proposal

Appears in 1 contract

Samples: Distribution Agreement (Trust for Professional Managers)

Licensing of Investment Advisor’s Staff. (if desired) § $____ per year per registered representative § Quasar sponsors the following licenses: Series 6, 7, 24, 26, 27, 63, 66 § $____ per FINRA designated branch location § All associated FINRA and state fees for registered representatives, including license and renewal fees Fund Fact Sheets § Design - $____ per fact sheet, includes first production § Production - $____ per fact sheet per each production period § All printing costs are Miscellaneous miscellaneous expenses in addition to the design and production fees § Web sites, third-party data provider costs, brochures, and other sales support materials – Project priced via Quasar proposal

Appears in 1 contract

Samples: Distribution Agreement (Series Portfolios Trust)

Licensing of Investment Advisor’s Staff. (if desired) § $____ per year /year per registered representative § Quasar sponsors the following licenses: Series 6, 7, 24, 26, 27, 63, 66 § $____ per FINRA /FINRA designated branch location § All associated FINRA and state fees for registered representatives, including license and renewal fees Fund Fact Sheets § Design - $____ per fact /fact sheet, includes first production § Production - $____ per fact /fact sheet per each production period § All printing costs are Miscellaneous miscellaneous expenses in addition to the design and production fees § Web sites, third-party data provider costs, brochures, and other sales support materials – Project priced via Quasar proposalproposal §

Appears in 1 contract

Samples: Distribution Agreement (Managed Portfolio Series)

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Licensing of Investment Advisor’s Staff. (if desired) § $____ per year /year per registered representative § Quasar sponsors the following licenses: Series 6, 7, 24, 26, 27, 63, 66 § $____ per FINRA /FINRA designated branch location § All associated FINRA and state fees for registered representatives, including license and renewal fees Fund Fact Sheets § Design - $____ per fact /fact sheet, includes first production § Production - $____ per fact /fact sheet per each production period § All printing costs are Miscellaneous miscellaneous expenses in addition to the design and production fees § Web sites, third-party data provider costs, brochures, and other sales support materials – Project priced via Quasar proposal

Appears in 1 contract

Samples: Distribution Agreement (Series Portfolios Trust)

Licensing of Investment Advisor’s Staff. (if desired) § $____ per year [ ] /year per registered representative § Quasar sponsors the following licenses: Series 6, 7, 24, 26, 27, 63, 66 § $____ per FINRA [ ] /FINRA designated branch location § All associated FINRA and state fees for registered representatives, including license and renewal fees Fund Fact Sheets § Design - $____ per fact [ ] /fact sheet, includes first production § Production - $____ per fact [ ] /fact sheet per each production period § All printing costs are Miscellaneous out-of-pocket expenses in addition to the design and production fees § Web sites, third-party data provider costs, brochures, and other sales support materials – Project priced via Quasar proposal

Appears in 1 contract

Samples: Distribution Agreement (Angel Oak Funds Trust)

Licensing of Investment Advisor’s Staff. (if desired) § $____ per year per registered representative § Quasar sponsors the following licenses: Series 6, 7, 24, 26, 27, 63, 66 § $____ per FINRA designated branch location § All associated FINRA and state fees for registered representatives, including license and renewal fees Fund Fact Sheets § Design - $____ per fact sheet, includes first production § Production - $____ per fact sheet per each production period § All printing costs are Miscellaneous miscellaneous expenses in addition to the design and production fees § Web sites, third-party data provider costs, brochures, and other sales support materials – Project priced via Quasar proposal

Appears in 1 contract

Samples: Distribution Agreement (Series Portfolios Trust)

Licensing of Investment Advisor’s Staff. (if desired) § $____ per year per registered representative § Quasar sponsors the following licenses: Series 6, 7, 24, 26, 27, 63, 66 § $____ per FINRA designated branch location § All associated FINRA and state fees for registered representatives, including license and renewal fees Fund Fact Sheets § Design - $____ per fact sheet, includes first production § Production - $____ per fact sheet per each production period § All printing costs are Miscellaneous out-of-pocket expenses in addition to the design and production fees § Web sites, third-party data provider costs, brochures, and other sales support materials – Project priced via Quasar proposalproposal §

Appears in 1 contract

Samples: Distribution Agreement (Allied Asset Advisors Funds)

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