Common use of Licensing of Investment Advisor’s Staff Clause in Contracts

Licensing of Investment Advisor’s Staff. (if desired) · $_____ per year per registered representative · Quasar is limited to these licenses for sponsorship: Series, 6, 7, 24, 26, 27, 63, 66 · Plus any FINRA and state fees for registered representatives, including license and renewal fees. · $_____ annual branch location fee, $_____ annual non-branch location fee (If required per FINRA regulation).

Appears in 2 contracts

Samples: Distribution Agreement (Buffalo Funds), Distribution Agreement (Buffalo Funds)

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Licensing of Investment Advisor’s Staff. (if desiredrequired) · $_____ 1,500 per year per registered representative · Quasar is limited to these licenses for sponsorship: Series, 6, 7, 24, 26, 27, 63, 66 · Plus any FINRA NASD and state fees for registered representatives, including license and renewal fees. · $_____ annual branch location fee, $_____ annual non-branch location fee (If required per FINRA regulation).

Appears in 1 contract

Samples: Distribution Agreement (Kiewit Investment Fund LLLP)

Licensing of Investment Advisor’s Staff. (if desired) · $_____ [ ] per year per registered representative · Quasar is limited to these licenses for sponsorship: Series, 6, 7, 24, 26, 27, 63, 66 · Plus any all associated FINRA and state State fees for registered representatives, including license and renewal fees. · $_____ annual branch location fee, $_____ annual non-branch location fee (If required per FINRA regulation).

Appears in 1 contract

Samples: Distribution Agreement (Thompson Im Funds Inc)

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Licensing of Investment Advisor’s Staff. (if desired) · $_____ per year per registered representative · Quasar is limited to these licenses for sponsorship: Series, 6, 7, 24, 26, 27, 63, 66 · Plus any FINRA and state fees for registered representatives, including license and renewal fees. · $_____ annual branch location fee, $_____ annual non-branch location fee (If required per FINRA regulation).

Appears in 1 contract

Samples: Distribution Agreement (Buffalo Funds)

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