Investment Company Act; Securities Act Sample Clauses

Investment Company Act; Securities Act. Such Issuer is not, and is not controlled by, an “investment company” within the meaning of, and is not required to register as an “investment company” under, the Investment Company Act.
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Investment Company Act; Securities Act. ARG is not, and is not controlled by, an “investment company” within the meaning of, and is not required to register as an “investment company” under, the Investment Company Act. It is not necessary in connection with the issuance and sale of the Notes under the circumstances contemplated in the related Series Supplement to register any security under the Securities Act or to qualify any indenture under the Trust Indenture Act.
Investment Company Act; Securities Act. AFC-II is not, and is not controlled by, an "investment company" within the meaning of, and is not required to register as an "investment company" under, the Investment Company Act of 1940. It is not necessary in connection with the issuance and sale of the Notes under the circumstances contemplated in the related Supplement to register any security under the Securities Act or to qualify any indenture under the Trust Indenture Act.
Investment Company Act; Securities Act. (a) ZVF is not, and is not controlled by, an “investment company” within the meaning of, and is not required to register as an “investment company” under, the Investment Company Act.
Investment Company Act; Securities Act. NFLP is not, and is not "controlled" by, an "investment company" within the meaning of, and is not required to register as an "investment company" under, the Investment Company Act of 1940. It is not necessary in connection with the issuance and sale of the Notes under the circumstances contemplated in the Private Placement Memorandum, any Placement Memorandum Supplement thereto and in any note purchase or similar agreement to register any security under the Securities Act or to qualify any indenture under the Trust Indenture Act. 50
Investment Company Act; Securities Act. The Liquidity Borrower is not an "investment company" or a company "controlled" by an "investment company" within the meaning of the Investment Company Act of 1940, as amended. The issuance and sale of the Low Floater Certificates will be exempt from the registration requirements of the Securities Act of 1933, as amended.
Investment Company Act; Securities Act. NFC is not controlled by an "investment company" and is not required to register as an "investment company" under the Investment Company Act. The Commercial Paper Notes are exempt from registration under Section 3(a)(3) of the Securities Act of 1933, as amended. It is not necessary in connection with the issuance of the Commercial Paper Notes under the circumstances contemplated by this Liquidity Agreement and the other Related Documents to qualify any indenture under the Trust Indenture Act of 1939, as amended.
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Investment Company Act; Securities Act. TFFC is not, and is not controlled by, an "investment company" or an "affiliated person" of, or "promoter" or "principal underwriter" for an "investment company" within the meaning of the Investment Company Act of 1940. It is not necessary in connection with the issuance and sale of the Notes under the circumstances contemplated in the Private Placement Memorandum, any Placement Memorandum Supplement thereto and in any note purchase or similar agreement to register any security under the Securities Act or to qualify any indenture under the Trust Indenture Act.
Investment Company Act; Securities Act. RCFC is not, and is not controlled by, an “investment company” within the meaning of the Investment Company Act of 1940. It is not necessary in connection with the issuance and sale of the Notes under the circumstances contemplated in the related Series Supplement to register any security under the Securities Act or to qualify any indenture under the Trust Indenture Act.
Investment Company Act; Securities Act. Thrifty Finance is not, and is not controlled by, an "investment company" within the meaning of the Investment Company Act of 1940. It is not necessary in connection with the issuance and sale of the Notes under the circumstances contemplated in the Private Placement Memorandum, any Placement Memorandum Supplement thereto and in any note purchase or similar agreement to register any security under the Securities Act or to qualify any indenture under the Trust Indenture Act.
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